Implicit function

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In mathematics, an implicit equation is a relation of the form $R(x_{1},\dots ,x_{n})=0,$ where $R$ is a function of several variables (often a polynomial). For example, the implicit equation of the unit circle is $x^{2}+y^{2}-1=0.$

An implicit function is a function that is defined by an implicit equation, that relates one of the variables, considered as the value of the function, with the others considered as the arguments.^[1]^{: 204–206} For example, the equation $x^{2}+y^{2}-1=0$ of the unit circle defines $y$ as an implicit function of $x$ if $-1 \leq x \leq 1$ , and $y$ is restricted to nonnegative values.

The implicit function theorem provides conditions under which some kinds of implicit equations define implicit functions, namely those that are obtained by equating to zero multivariable functions that are continuously differentiable.

Examples

Inverse functions

A common type of implicit function is an inverse function. Not all functions have a unique inverse function. If $g$ is a function of $x$ that has a unique inverse, then the inverse function of $g$ , called $g -1$ , is the unique function giving a solution of the equation

y=g(x)

for $x$ in terms of $y$ . This solution can then be written as

x=g^{-1}(y)\,.

Defining $g -1$ as the inverse of $g$ is an implicit definition. For some functions $g$ , $g -1 (y)$ can be written out explicitly as a closed-form expression — for instance, if $g (x) = 2 x - 1$ , then $g−1(y) = .mw-parser-output .sfrac{white-space:nowrap}.mw-parser-output .sfrac.tion,.mw-parser-output .sfrac .tion{display:inline-block;vertical-align:-0.5em;font-size:85%;text-align:center}.mw-parser-output .sfrac .num{display:block;line-height:1em;margin:0.0em 0.1em;border-bottom:1px solid}.mw-parser-output .sfrac .den{display:block;line-height:1em;margin:0.1em 0.1em}.mw-parser-output .sr-only{border:0;clip:rect(0,0,0,0);clip-path:polygon(0px 0px,0px 0px,0px 0px);height:1px;margin:-1px;overflow:hidden;padding:0;position:absolute;width:1px}⁠1/2⁠(y + 1)$ . However, this is often not possible, or only by introducing a new notation (as in the product log example below).

Intuitively, an inverse function is obtained from $g$ by interchanging the roles of the dependent and independent variables.

Example: The product log is an implicit function giving the solution for $x$ of the equation $y - xe x = 0$ .

Algebraic functions

An algebraic function is a function that satisfies a polynomial equation whose coefficients are themselves polynomials. For example, an algebraic function in one variable $x$ gives a solution for $y$ of an equation

a_{n}(x)y^{n}+a_{n-1}(x)y^{n-1}+\cdots +a_{0}(x)=0\,,

where the coefficients $a i (x)$ are polynomial functions of $x$ . This algebraic function can be written as the right side of the solution equation $y = f (x)$ . Written like this, $f$ is a multi-valued implicit function.

Algebraic functions play an important role in mathematical analysis and algebraic geometry. A simple example of an algebraic function is given by the left side of the unit circle equation:

x^{2}+y^{2}-1=0\,.

Solving for $y$ gives an explicit solution:

y=\pm {\sqrt {1-x^{2}}}\,.

But even without specifying this explicit solution, it is possible to refer to the implicit solution of the unit circle equation as $y = f (x)$ , where $f$ is the multi-valued implicit function.

While explicit solutions can be found for equations that are quadratic, cubic, and quartic in $y$ , the same is not in general true for quintic and higher degree equations, such as

y^{5}+2y^{4}-7y^{3}+3y^{2}-6y-x=0\,.

Nevertheless, one can still refer to the implicit solution $y = f (x)$ involving the multi-valued implicit function $f$ .

Caveats

Not every equation $R (x, y) = 0$ implies a graph of a single-valued function, the circle equation being one prominent example. Another example is an implicit function given by $x - C (y) = 0$ where $C$ is a cubic polynomial having a "hump" in its graph. Thus, for an implicit function to be a true (single-valued) function it might be necessary to use just part of the graph. An implicit function can sometimes be successfully defined as a true function only after "zooming in" on some part of the $x$ -axis and "cutting away" some unwanted function branches. Then an equation expressing $y$ as an implicit function of the other variables can be written.

The defining equation $R (x, y) = 0$ can also have other pathologies. For example, the equation $x = 0$ does not imply a function $f (x)$ giving solutions for $y$ at all; it is a vertical line. In order to avoid a problem like this, various constraints are frequently imposed on the allowable sorts of equations or on the domain. The implicit function theorem provides a uniform way of handling these sorts of pathologies.

Implicit differentiation

In calculus, a method called implicit differentiation makes use of the chain rule to differentiate implicitly defined functions.

To differentiate an implicit function $y (x)$ , defined by an equation $R (x, y) = 0$ , it is not generally possible to solve it explicitly for $y$ and then differentiate. Instead, one can totally differentiate $R (x, y) = 0$ with respect to $x$ and $y$ and then solve the resulting linear equation for $⁠ dy / dx ⁠$ to explicitly get the derivative in terms of $x$ and $y$ . Even when it is possible to explicitly solve the original equation, the formula resulting from total differentiation is, in general, much simpler and easier to use.

Examples

Example 1

Consider

y+x+5=0\,.

This equation is easy to solve for $y$ , giving

y=-x-5\,,

where the right side is the explicit form of the function $y (x)$ . Differentiation then gives $⁠ dy / dx ⁠ = -1$ .

Alternatively, one can totally differentiate the original equation:

{\begin{aligned}{\frac {dy}{dx}}+{\frac {dx}{dx}}+{\frac {d}{dx}}(5)&=0\,;\\[6px]{\frac {dy}{dx}}+1+0&=0\,.\end{aligned}}

Solving for $⁠ dy / dx ⁠$ gives

{\frac {dy}{dx}}=-1\,,

the same answer as obtained previously.

Example 2

An example of an implicit function for which implicit differentiation is easier than using explicit differentiation is the function $y (x)$ defined by the equation

x^{4}+2y^{2}=8\,.

To differentiate this explicitly with respect to $x$ , one has first to get

y(x)=\pm {\sqrt {\frac {8-x^{4}}{2}}}\,,

and then differentiate this function. This creates two derivatives: one for $y \geq 0$ and another for $y < 0$ .

It is substantially easier to implicitly differentiate the original equation:

4x^{3}+4y{\frac {dy}{dx}}=0\,,

giving

{\frac {dy}{dx}}={\frac {-4x^{3}}{4y}}=-{\frac {x^{3}}{y}}\,.

Example 3

Often, it is difficult or impossible to solve explicitly for $y$ , and implicit differentiation is the only feasible method of differentiation. An example is the equation

y^{5}-y=x\,.

It is impossible to algebraically express $y$ explicitly as a function of $x$ , and therefore one cannot find $⁠ dy / dx ⁠$ by explicit differentiation. Using the implicit method, $⁠ dy / dx ⁠$ can be obtained by differentiating the equation to obtain

5y^{4}{\frac {dy}{dx}}-{\frac {dy}{dx}}={\frac {dx}{dx}}\,,

where $⁠ dx / dx ⁠ = 1$ . Factoring out $⁠ dy / dx ⁠$ shows that

\left(5y^{4}-1\right){\frac {dy}{dx}}=1\,,

which yields the result

{\frac {dy}{dx}}={\frac {1}{5y^{4}-1}}\,,

which is defined for

y\neq \pm {\frac {1}{\sqrt[{4}]{5}}}\quad {\text{and}}\quad y\neq \pm {\frac {i}{\sqrt[{4}]{5}}}\,.

General formula for derivative of implicit function

If $R (x, y) = 0$ , the derivative of the implicit function $y (x)$ is given by^[2]^: §11.5

{\frac {dy}{dx}}=-{\frac {\,{\frac {\partial R}{\partial x}}\,}{\frac {\partial R}{\partial y}}}=-{\frac {R_{x}}{R_{y}}}\,,

where $R x$ and $R y$ indicate the partial derivatives of $R$ with respect to $x$ and $y$ .

The above formula comes from using the generalized chain rule to obtain the total derivative — with respect to $x$ — of both sides of $R (x, y) = 0$ :

{\frac {\partial R}{\partial x}}{\frac {dx}{dx}}+{\frac {\partial R}{\partial y}}{\frac {dy}{dx}}=0\,,

hence

{\frac {\partial R}{\partial x}}+{\frac {\partial R}{\partial y}}{\frac {dy}{dx}}=0\,,

which, when solved for $⁠ dy / dx ⁠$ , gives the expression above.

Implicit function theorem

Let $R (x, y)$ be a differentiable function of two variables, and $(a, b)$ be a pair of real numbers such that $R (a, b) = 0$ . If $⁠ \partial R / \partial y ⁠ \neq 0$ , then $R (x, y) = 0$ defines an implicit function that is differentiable in some small enough neighbourhood of $(a, b)$ ; in other words, there is a differentiable function $f$ that is defined and differentiable in some neighbourhood of $a$ , such that $R (x, f (x)) = 0$ for $x$ in this neighbourhood.

The condition $⁠ \partial R / \partial y ⁠ \neq 0$ means that $(a, b)$ is a regular point of the implicit curve of implicit equation $R (x, y) = 0$ where the tangent is not vertical.

In a less technical language, implicit functions exist and can be differentiated, if the curve has a non-vertical tangent.^[2]^: §11.5

In algebraic geometry

Consider a relation of the form $R (x 1, \dots, x n) = 0$ , where $R$ is a multivariable polynomial. The set of the values of the variables that satisfy this relation is called an implicit curve if $n = 2$ and an implicit surface if $n = 3$ . The implicit equations are the basis of algebraic geometry, whose basic subjects of study are the simultaneous solutions of several implicit equations whose left-hand sides are polynomials. These sets of simultaneous solutions are called affine algebraic sets.

In differential equations

The solutions of differential equations generally appear expressed by an implicit function.^[3]

Applications in economics

Marginal rate of substitution

In economics, when the level set $R (x, y) = 0$ is an indifference curve for the quantities $x$ and $y$ consumed of two goods, the absolute value of the implicit derivative $⁠ dy / dx ⁠$ is interpreted as the marginal rate of substitution of the two goods: how much more of $y$ one must receive in order to be indifferent to a loss of one unit of $x$ .

Marginal rate of technical substitution

Similarly, sometimes the level set $R (L, K)$ is an isoquant showing various combinations of utilized quantities $L$ of labor and $K$ of physical capital each of which would result in the production of the same given quantity of output of some good. In this case the absolute value of the implicit derivative $⁠ dK / dL ⁠$ is interpreted as the marginal rate of technical substitution between the two factors of production: how much more capital the firm must use to produce the same amount of output with one less unit of labor.

Optimization

Often in economic theory, some function such as a utility function or a profit function is to be maximized with respect to a choice vector $x$ even though the objective function has not been restricted to any specific functional form. The implicit function theorem guarantees that the first-order conditions of the optimization define an implicit function for each element of the optimal vector $x *$ of the choice vector $x$ . When profit is being maximized, typically the resulting implicit functions are the labor demand function and the supply functions of various goods. When utility is being maximized, typically the resulting implicit functions are the labor supply function and the demand functions for various goods.

Moreover, the influence of the problem's parameters on $x *$ — the partial derivatives of the implicit function — can be expressed as total derivatives of the system of first-order conditions found using total differentiation.

References

^ Chiang, Alpha C. (1984). Fundamental Methods of Mathematical Economics (Third ed.). New York: McGraw-Hill. ISBN 0-07-010813-7.
^ ^a ^b Stewart, James (1998). Calculus Concepts And Contexts. Brooks/Cole Publishing Company. ISBN 0-534-34330-9.
^ Kaplan, Wilfred (2003). Advanced Calculus. Boston: Addison-Wesley. ISBN 0-201-79937-5.

External links

Archived at Ghostarchive and the Wayback Machine: "Implicit Differentiation, What's Going on Here?". 3Blue1Brown. Essence of Calculus. May 3, 2017 – via YouTube.

[Chiang-1] Chiang, Alpha C. (1984). Fundamental Methods of Mathematical Economics (Third ed.). New York: McGraw-Hill. ISBN 0-07-010813-7.

[Stewart1998-2] Stewart, James (1998). Calculus Concepts And Contexts. Brooks/Cole Publishing Company. ISBN 0-534-34330-9.

[3] Kaplan, Wilfred (2003). Advanced Calculus. Boston: Addison-Wesley. ISBN 0-201-79937-5.

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v t e Function
History List of specific functions
Types by domain and codomain	$X \to 𝔹$ $𝔹 \to X$ $𝔹ⁿ \to X$ $X \to ℤ$ $ℤ \to X$ $X \to ℝ$ $ℝ \to X$ $ℝⁿ \to X$ $X \to ℂ$ $ℂ \to X$ $ℂⁿ \to X$
Classes/properties	Constant Identity Linear Polynomial Rational Algebraic Analytic Smooth Continuous Measurable Injective Surjective Bijective
Constructions	Restriction Composition λ Inverse
Generalizations	Relation (Binary relation) Set-valued Multivalued Partial Implicit Space Higher-order Morphism Functor
Category

Implicit function

Examples

Inverse functions

Algebraic functions

Caveats

Implicit differentiation

Examples

Example 1

Example 2

Example 3

General formula for derivative of implicit function

Implicit function theorem

In algebraic geometry

In differential equations

Applications in economics

Marginal rate of substitution

Marginal rate of technical substitution

Optimization

See also

References

Further reading

External links