Subject Title
Merchant
Banking
Financial Services
Subject Code
Type
And
Semester
III
15P3MBAF05
Specialization
Finance
Elective
L:T:P:C
3:1:0:3
Objectives
1. To provide an opportunity to gain insights into merchant banking and
financial services
Number
of
Sessions
Uni
t
Syllabus Contents
Merchant Banking
Introduction An Over view of Indian Financial System Merchant Banking
in India Recent Developments and Challenges ahead Institutional
9
Structure Functions of Merchant Bank - Legal and Regulatory Framework
Relevant Provisions of Companies Act- SERA- SEBI guidelines- FEMA,
etc. - Relation with Stock Exchanges and OTCEI.
II
Issue Management
Role of Merchant Banker in Appraisal of Projects, Designing Capital
Structure and Instruments Issue Pricing Book Building Preparation of
Prospectus Selection of Bankers, Advertising 52 Consultants, etc. - Role of
9
Registrars Bankers to the Issue, Underwriters, and Brokers. Offer for Sale
Green Shoe Option E-IPO, Private Placement Bought out Deals
Placement with FIs, MFs, FIIs, etc. Off - Shore Issues. Issue Marketing
Advertising Strategies NRI Marketing Post Issue Activities.
III
Other Fee Based Services
Mergers and Acquisitions Portfolio Management Services Credit 9
Syndication Credit Rating Mutual Funds - Business Valuation.
IV
Fund Based Financial Services
Leasing and Hire Purchasing Basics of Leasing and Hire purchasing 9
Financial Evaluation
Other Fund Based Financial Services
Consumer Credit Credit Cards Real Estate Financing Bills Discounting 9
factoring and Forfaiting Venture Capital
45 Hrs
Total
Content Beyond Syllabus
1. Recent developments in Financial Services
2. Financial Services Regulations in India
3. Indian companies mergers and accusations
Learning Resources
Text Books
Reference
Books
Unit
1. M.Y.Khan, Financial Services, Tata McGraw-Hill, 12th Edition, 2012
2. Nalini Prava Tripathy, Financial Services, PHI Learning, 2011.
1. Machiraju, Indian Financial System, Vikas Publishing House, 2nd Edition,
2010.
2. J.C.Verma, A Manual of Merchant Banking, Bharath Publishing House, New
Delhi,
3. Varshney P.N. & Mittal D.K., Indian Financial System, Sultan Chand & Sons,
New Delhi.
4. Sasidharan, Financial Services and System, Tata Mcgraw Hill, New Delhi,
2nd Edition, 2011.
5. Website of SEBI
Title
Hours
Date
Total
Allocat
ed
1.1
Introduction An Over view of
Indian Financial System
1.2
Merchant Banking in India
1.3
Recent
Developments
Challenges ahead
1.4
Institutional Structure Functions of
Merchant Bank
1.5
Legal and Regulatory Framework
16.
Relevant Provisions of Companies
Act
1.7
SERA- SEBI guidelines- FEMA, etc
1.8
Relation with Stock Exchanges and
OTCEI
2.1
Role
of
Merchant
Banker
in
Appraisal of Projects & Designing
Capital Structure and Instruments
2.2
Issue Pricing Book Building
2.3
Preparation of Prospectus Selection
of Bankers & Advertising 52
Consultants, etc.
2.4
Role of Registrars & Bankers to the
Issue & Underwriters, and Brokers.
2.5
Offer for Sale Green Shoe Option
E-IPO, Private Placement Bought
out Deals Placement with FIs, MFs,
FIIs, etc.
2.6
Off - Shore Issues. Issue Marketing
Advertising Strategies
2.7
NRI Marketing
and
From
To
No.
of
Hours
Taken
2.8
Post Issue Activities.
3.1
Mergers and Acquisitions
3.2
Portfolio Management Services
3.3
Credit Syndication
3.4
Credit Rating
3.5
Mutual Funds
3.6
Business Valuation.
4.1
Leasing and Hire Purchasing
4.2
Basics of Leasing
4.3
Hire purchasing
4.4
Financial Evaluation
5.1
Consumer credit
5.2
Credit cards
5.3
Real estate financing
5.4
Bills discounting
5.5
Factoring and forfaiting
5.6
Venture capital
