Natural Phonology Final
Natural Phonology Final
12/7/2020
Natural Phonology
Ph. D. Programme
First Semester
By
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solution using fewer rules is more economical than a solution requiring
more rules, and so on. Economy, then, is a quantitative measure by which
a given solution can be evaluated as requiring fewer or more mechanisms
(phonemes, rules, conventions, etc.) than another solution (Hayman, 1975:
99).
A phonological property is more natural if it is simpler than another.
In phonology, simplicity has been equated with feature counting. As such
a phonological description is said to be simple if it requires fewer features
than another (Hayman, 1975: 103)..
Frequent combinations of features are said to be more natural than
less frequent ones. Thus, in Turkish, the vowels /i/ and /u/ are more
frequent (and hence more "natural") than the vowels /ü/ and /Ɯ/ (Hayman,
1975: 143). Nasalized vowels, though widespread, are still much less
frequent than their oral counterparts both in the world's languages and in
those languages where they occur. As such oral vowels are more natural
than nasalized ones (Katamba, 1996: 99).
Naturalness has been explained in terms of plausibility. Certain
phonological rules are described to be plausible because they are found to
occur frequently and they do so in fairly predictable ways. Thus, a plausible
phonological rule is more natural than an implausible one (Hayman, 1975:
98).
Naturalness can be approached in terms of markedness. What is
natural can be said to be unmarked, and what is not natural can be said to
be marked, i.e. in some sense unusual (Katamba, 1996: 98). The terms
'marked' and 'unmarked' has been used by phonologists to refer to the
'presence' versus 'absence' of a particular feature.
The opposition between marked and unmarked is often defined as follows:
Marked Unmarked
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Later in language acquisition Earlier in language acquisition
Subject to neutralization Neutralization targets
Early loss in language deficit Late loss in language deficit
Implies unmarked feature Implied by marked feature
Harder to articulate Easier to articulate
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4. Schools of phonological naturalness
Being a strong motive in recent phonology, naturalness has been found
under the cover of two schools: natural phonology and natural generative
phonology (Clark and Yallop, 1995: 156).
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It is no longer true to say that NP lacks any a priori methodology or
formalization” (Donegan and Stampe 1979: 168); the methodology stems
from universal, functional and semiotic, principles, while formalizations
are being introduced without deterimen to the theory . Finally, the holistic,
all-embracing, and interdisciplinary nature of the theory tunes in very well
with the interdisciplinary demands of modern research, and thus directly
responds to the scholarly challenges of the 21st century.
5. Explanation in NP
NP is regarded as a functional theory in two senses: The first is its
focusing on explanation and thus increasing our understanding of how
language works. The second is as having practical applications, especially
to second language acquisition . NP focuses on explanation, on answering
the “why” questions rather than on a precise description, as formal theories
do. The functionalists think that language is a non-autonomous faculty, and
they assume that the human ability to use language is fundamentally not
different from other cognitive abilities humans have.
What is related to linguistic knowledge is that knowledge of meaning
and form on all levels of the language system, i.e. phonology, morphology,
syntax and semantics, is conceptual. Although sounds and utterances are
physical entities with a formal structure, they must be produced and
comprehended. Comprehending and producing speech is possible thanks
to cognitive processes which accept speech sounds as input and produce
utterances as output. NP stresses that the function of conveying meaning
as well as cognitive and physiological factors influence language to such
an extent that it is not feasible to describe and explain language without
referring to the broadly understood functions it has.
Concerning the second sense which is the NP's practical applications on
L2 acquisition phonology. The choice of NP as a framework for L2 speech
research is associated with the assumption that phonetic detail plays a
crucial role in phonology in L2 acquisition. The suitability of NP for L2
acquisition is seen in its views on the phonetics-phonology relationship.
Both phonetic and phonological types are seen as interconnected.
Phonetics deals with regularities in speech acoustics typical for a given
language, whereas phonology has a twofold task. On the one hand, it looks
for phonemically meaningful regularities; on the other hand, it tries to
explain these regularities and determine why they occur in a given
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language. In other words, phonology is about the priorities the speech
system of a given language has.
NP is a theory which sees the acoustic signal, phonetic detail and phonemic
categories as belonging to a systematic speech processing continuum, in
that phonetic detail is based on what acoustics offers, and phonemic
categories are based on what phonetics has to offer, and phonological
processes apply already to underlying representations, and shape the sound
until it reaches its ultimate phonetic form.
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of using his vocal tract – during vocalization, crying, or babbling – and still
we call them “innate”, since their origins and motivations are innate. The
innate elements in phonology are the phonetic forces (processes,
constraints, or preferences) that press toward optimization and motivate
substitutions (Donegan and Stampe, 2009).
The universality of processes does not mean that they apply to all
languages – only that they are motivated in all speakers. Phonological
processes determine what a speaker can do, but not what they must do.
Although processes are universal in form and motivation, they do not
apply universally. Each language selects a set of processes which
constitute its language-specific natural phonology. In this way, some
processes are allowed to apply while some difficulties remain and have to
be mastered by the native speakers. For example, Polish or German allow
the process of word final obstruent devoicing to apply, while English
requires its speakers to master the difficulty of producing word final
voiced obstruent, i.e. to maintain voicing during the closure or obstruction.
Still, the process of obstruent devoicing itself does not lose its universal
motivation (Dziubalska-Kolaczyk, 2004: 10).
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For a natural process, then, applies to a natural class of
representation (representations which share a common articulatory,
perceptual or prosodic difficulty to a common degree) and each process
makes substitution by altering a single phonetic property to remedy the
difficulty. Since the substituted sound, in each case, should be similar to
the original target, it follows that the changes process will be minimal: a
process changes only on feature. This means that the apparent two- feature
changes take place in two steps; a change in which [Ù] becomes [ˆ]is in
fact a change in [Ù]…[i]… [.^] or [ˇ]….[>]….[.^]
It has been noted that such series of simple changes are changed into single
substitution by an operation called rule telescoping so that processes A
……B and A….C are collapsed into A…..C . This may be true of learned
rules, which lack phonetic motivation and which may therefore substitute
one phoneme for another regardless of the number of feature changes
involved. But processes do not telescope, because distinct processes have
distinct phonetic causalities. To establish the telescoping of two processes
A .. …B and B…..C would require examples of languages in which
A ….. C while B does not become C.
Donegan and Stampe (1979) list twenty four types of processes. Below
are some of these processes:
1) Consonant clusters are reduced to single segments; fly [flai] becomes
[fai].
2) Ustressed syllables are deleted; potato [p'teitou] becomes ['teitou].
3) Voiced stops (e.g., [b], [d] are made voiceless ([p], [t]) since the airflow
required by voicing is interrupted by the fact of complete closure of the
vocal tract.
4) Consonants produced with the tongue body (e.g., [k], [g] become
articulated with the tongue blade [t], [d] respectively).
5) Sonorant become nasalized before nasalized segments within stress-
group, but only optionally across syllable boundaries: rallying [rᴂ'l.i.Ῐη]
6) After nasals, before spirants, a stop is inserted homorganic to the nasal
and the same voicing as the spirant: sense [sεn(t)s], bans [bᴂn(d)z]
a) stops after homorganic nasals before spirants are deleted: cents
[sεn(t)s]
7) flapping of intervocalic syllable-final apical stops: that apple
→[ðᴂrᴂpl], batted →[bᴂrid]
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8) regressive nasalization is not bled(followed) by nasal-elision: can't
[khᴂnt]→[khǣt]
9) Nasal elision occurs only before homorganic consonants: lamp
[lᴂmp]→[lǣp], tenth [tεnθ]→[tέθ]
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are fortition processes. Some fortition processes may apply regardless of
context, but they are particularly favored in 'strong' positions, applying
especially to vowels in syllable peaks and consonants in syllable onsets,
and to segments in positions of prosodic prominence and duration.
Similarly, they apply in situations and styles where perceptibility is highly
valued: attentive, formal, expressive, and lento speech (Ibid.).
(c) Lenition processes (also called weakening processes) which have an
exclusively articulatory teleology, making segments and sequences of
segments easier to pronounce by decreasing the articulatory "distance"
between features of the segment itself or its adjacent segments.
Assimilations, monophthongizations, desyllabifications, reductions, and
deletions are lenition processes. Lenition processes tend to be context-
sensitive and/or prosody-sensitive, applying especially in 'weak' positions,
e.g., to consonants in 'blocked' and syllable-final positions, to short
segments, unstressed vowels, etc. They apply most widely in styles and
situations which do not demand clarity (inattentive, intimate, and 'inner'
speech) or which make unusual demands on articulation (e.g. rapid
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Phonological phonemes are both real and mental in that they are the
perceived, fully specified sounds, not just lists of abstract features. L1
phonemes form the basis for L2 phoneme formation. Phonological analysis
of L2 acquisition has to concentrate on phonetic details differentiating
phonemes in L1 and L2 and phonetic details involved in lenitions and
fortitions(Donegan and Stampe, 2009:4).
8. The Phoneme in NP
Natural phonologists' view of phoneme is quite different from the
structuralists and generative phonologists. For structrulists , phonemes
are defined by their opposition within a system. Generative phonologists,
on the other hand, view phonemes as a bundle of features that characterize
the segment. NP views phonemes as "a unit of perception, mental
representation, and intention"(Nathan and Donegan, 2009: 7-8).
A phoneme is an underlying intention (cf. Baudouin and Sapir)
shared by the speaker and the listener (who are always "two in one"). The
shared knowledge of intentions guarantees communication between the
speaker and the listener within a given language, even if the actually
pronounced forms diverge substantially from what is intended, for
example, in casual speech. In other words, phonemes are fully specified,
pronounceable percepts. Thus, they are real, i.e. they exist in the mental as
well as the physical reality of speech shared by all language users(ibid.).
phonemes in NP are neither contrastive units nor features. They are
fully specified, pronounceable percepts. It means that speakers
subconsciously adjust their intentions to make them fit their environments
and hence they generate allophones.
Phonemes are specific mental targets, so that we could imagine
pronouncing a phoneme such as /i/, whereas a specification such as [V, +hi,
-back] is not pronounceable.
Donegan and Stampe (1979: 13) presented arguments that the alphabet
of the phonology and the grammatical rules is the inventory of phonemes
of a language; he had discovered a way of accounting for the existence of
phoneme inventories purely in terms of the interaction of context-free
(usually fortitive) and context-sensitive (usually lenitive) processes.
Fortitions enhance the phonetic features of individual segments, and they
may result in fewer categories, constraining the phoneme inventory:
(1a) [V +pal] → [+high] maximizes palatality (and bars /e ɛ æ a/).
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(1b) [+cont] → [−nas] maximizes quality (bars nasal vowels etc.).
(1c)[−son, −cont] → [−voi] maximizes obstruency (and bars /b d g/)
Lenitions optimize sequences and, unless they happen to neutralize an
opposition, they multiply the variety of output sounds. For example:
(2a) [V] → [−high] /__ [−high] creates [e o] in some contexts.
(2b) [+son] → [+nasal] /__ [+nasal] creates nasal vowels in some contexts.
(2c) [ ] → [+voi] / [+voi] __ [+voi] creates [b d ɡ] in some environments.
Lenitions (Donegan and Stampe, 2009: 14) include assimilation as well as
‘weakenings’ of various sorts. They reduce the magnitude or number of
articulatory gestures and may relax the timing requirements of the gestural
score.
If both opposing processes (1a, 2a), or (1b, 2b), or (1c, 2c) apply, then:
(3a) */e/ is ruled out of the phoneme inventory, and [e] before a uvular is
perceived and remembered as /i/. That is, [e] is an allophone of /i/.
(3b) Nasalized vowels are allophones of their plain counterparts.
(3c) */b/ is ruled out of the phoneme inventory, and [b] between vowels is
perceived and remembered as /p/. That is, [b] is an allophone of /p/ (Ibid.).
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of features. And particularly, they are not underspecified lists of features.
It is important to how NP works that phonemes are real (although mental)
sounds, fully specified. What makes them phonemes, rather than just
records of how speakers actually speak, is the existence of processes.
Phonemes are very rarely pronounced as stored, but instead are modified
either to fit their environments (lenitions) or in contrast to their
environments (fortitions). Phonemes are specific mental targets (Ibid.).
9. Optimality Theory in NP
Optimality Theory (OT), as proposed by Prince and Smolensky
(1993), is an attempt to account for phonological forms and alternations
through the interaction of universal constraints. Speakers select surface
forms that show the fewest violations of higher ranked universal
constraints. The foundation of Optimality Theory is the idea that
phonology is a system of universal phonetic constraints that a speaker
brings to a language, rather than a system of rules that a learner must induce
from the observation of surface forms. This is an important break from the
position of structural and generative phonology, but it is one that NP made
long ago (Donegan and Stampe, 2009: 22).
OT displays some similarities to NP. The universal Well-Formedness
constraints of OT refer to the same phonetic difficulties as natural
phonological processes do. OT constraints, like natural processes, are
“violable”: constraints may be outranked, as processes may be suppressed
or limited. OT’s Faithfulness constraints, which specify that the output
should be the same in some respect as the in-put, function in the same way
as do inhibitions or limitations of processes (Ibid.).
There are, however, important differences between OT and NP.
Perhaps most important, OT, like its generative forebears, attempts to deal
with morphophonological alternations using the same phonetically-based
constraints as those that govern phonology. OT focuses on articulatory and
perceptual difficulties rather than on the processes that alter difficult forms
into easier ones (Ibid.: 24).
10.Conclusions
On the basis of what has been explored, it is concluded that:
1. NP is founded by David Stampe (1969, 1973) and expounded by
Patricia Donegan and David Stampe (1979). ).
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2. NP is a phonological model which represents a dramatic departure from
the main stream of generative phonology.
3 NP is a modern development of the oldest explanatory theory. Its basic
thesis is that the living sound patterns of languages, in their development
in each individual as well as in their evolution over the centuries, are
governed by forces implicit in human vocalization and perception.
4. Donegan and Stampe claim that their theory is natural because it seeks
to explain why language is the way it is. The theory offers a genuine
explanation by presenting language not as merely conventional but as a
'natural reflection' of the needs, capacities, and world of its users .
5. In NP, a sharp distinction is drawn between rules and processes. A
phonological process is a 'mental operation that applies in speech to
substitute, for a class of sounds or sound sequences presenting a specific
common difficulty to the speech capacity of the individual, an alternative
class identical but lacking the difficult property. The processes are not rules
of the language acquired as the child masters language, but reflections of
what we might call the child's inbuilt tendencies.
6.In their outline of natural phonology, Donegan and Stampe, appeal to
phonological traditions that are much older than 'Sound Pattern of English',
stating explicitly that their model of phonology is a modern development
of the oldest explanatory theory of phonology.
11.References
Bussmann, H. 2006. Routledge Dictionary of Language and Linguistics.
London: Longman
Anna, B. Poznań Studies in Contemporary Linguistics 45(1), 2009, pp. 43–
54. School of English, Adam Mickiewicz University, Poznań, Poland
doi:10.2478/v10010-009-0001-y
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Donegan, P. J. and Stampe, D. 2009. "Hypotheses of Natural Phonology",
in Poznan Studies in Contemporary Linguistics 45 (1). Poznan:
Adam Mickiewicz University.
Dziubalska-Kolaczyk, K. 2004. "Modern Natural Phonology: The Theory
for the Future". Poznan: Adam Mickiewicz University .
Hayman, L. 1975. Phonology: Theory and Analysis. New York: Holt,
Rinehart, and Winston.
Katamba, F. 1996. An Introduction to Phonology. London: Longman.
Nathan, G. S. 2009. "Where is the Natural Phonology Phoneme in 2009?".
Wayne State University: Department of English.
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