Impartiality Checklist Form
Uploaded by
Yousef ShishaniImpartiality Checklist Form
Uploaded by
Yousef ShishaniImpartiality Checklist Form
Al-Ahli Engineering Office
Procedure #: QF-501
Inspection Services – Lifts & Escalators
01.06.2022 Version 0 Page 1 of 2
Performed By Date Performed
Check No: Reference Procedure
Area/Process Where Risk is Identified (Write the details /Check(/) under the affected Area/Process)
Threat to Impartiality Training and
Technical Quality Purchasing Marketing Management
Administration
Familiarity Threat
The Customer request a specific technician or
1 engineer to perform inspection
The technician performing inspection on the
2 previous employer
Auditor are too trusting to the view point of the
3 internal audit
personnel without being skeptical.
4
5
Self-Interest Threat
1 The AEO Manager is the Owner of AEO
The Personnel doing the inspection also performs
2 marketing
Inspection ✓
Auditor may favor the auditee due to personal
3 interest (emotional/financial/others)
The customer/supplier is the friend of AEO
4 Manager
The AEO Personnel have Shares in the
5 organization
Technicians receiving commissions secretly to favor Inspection and contract
6 customer/supplier request review
Self-Review Threat
1 Auditor is auditing his own work
AEO personnel performed and approves his own inspection and
2 work certificate review
3
4
Impartiality Checklist Form
Al-Ahli Engineering Office
Procedure #: QF-501
Inspection Services – Lifts & Escalators
01.06.2022 Version 0 Page 2 of 2
Area/Process Where Risk is Identified (Write the details /Check(/) under the affected Area/Process)
Threat to Impartiality Training and
Technical Quality Purchasing Marketing Management
Administration
Financial Threat
1 Pressure from lack of resources and support
2 Salary is based on the number of calibrated UUT
3 Laboratory is running low in their financials
4
Intimidation Threat
Pressure from workloads or timelines from
1 superiors
Temptation to do favors because of receiving a
2 large gift.
Threatened to be replaced or dismissed over a
3 disagreement while doing the right thing
4
Others
1 Management is not committed to impartiality
External providers having any relation with the
2 Management
3 Conflict of Interest is observed
4
5
Remarks: Add more identified threats as you go. Any ‘Risk to Impartiality’ identified during the review of the above area/processes should be further
documented and recorded in the Risk Assessment Sheet (QF-502) for evaluation, analysis and control to mitigate such risk.
Checked by:
Quality Manager
