Leuzinger
Leuzinger
1 Introduction
The volume growth rate of a closed riemannian manifold ðM; gÞ with associated mea-
sure dvg is defined as
1
h vol ðdvg Þ :¼ lim sup log VolðBðx; rÞÞ;
r!y r
where Bðx; rÞ is the ball of radius r around a fixed point x in the universal covering
space of M. Remarkably, this rather coarse asymptotic invariant carries a lot of geo-
metric information. In fact, it is linked via inequalities to several important geometric
quantities like the simplicial volume, the bottom of the spectrum of the laplacian, the
Cheeger isoperimetric constant and the growth of the fundamental group (see [14], [7]
and [24], respectively). We also mention the entropy rigidity conjecture, which,
roughly, posits that if M carries a locally symmetric metric g0 , then h vol ðdvg0 Þ mini-
mizes h vol among all riemannian metrics on M with the same volume (see e.g. [2],
[11]). The quantity most closely related to the volume growth rate, however, is the
476 Enrico Leuzinger
topological entropy of the geodesic flow. Given a continuous flow j on a compact met-
ric space the topological entropy of j, h top ðjÞ, is an asymptotic invariant which mea-
sures the orbit complexity of the flow by a single number (see Section 2.3 for the def-
inition). Positivity of the topological entropy indicates ‘‘chaotic’’ behaviour.
Dinaburg and Manning proved in [12] and [22] that the topological entropy of
the geodesic flow j on (the unit tangent bundle of ) a compact riemannian manifold
ðM; gÞ is greater than or equal to the volume growth rate: h top ðjÞ d h vol ðdvg Þ. More-
over, equality holds if ðM; gÞ has nonpositive sectional curvature. The volume
growth rate h vol ðdvg Þ is therefore also called volume entropy of ðM; gÞ. The equality
result, h top ðjÞ ¼ h vol ðdvg Þ, was extended in [13] to manifolds without conjugate
points. Equality in particular holds for locally symmetric spaces of noncompact
type. For these manifolds it is possible to compute the volume growth rate (and hence
the topological entropy) explicitly: It equals 2krk, where r is the half sum of positive
roots counted with multiplicity (see [18]).
The geodesic flow (and its entropy) can also be defined in the more singular context
of metric spaces admitting compact quotients. In the present paper we are mainly in-
terested in Hadamard spaces, i.e., complete, simply connected geodesic metric spaces
of nonpositive curvature in the sense of Alexandrov (see Section 2 and also [1], [6] for
this nowadays well established notion). Even more generally we shall consider metric
measure spaces, ðX ; dX ; mÞ, where ðX ; dX Þ is a geodesic space and m a s-additive
Borel-measure on X .
Property ( U): We say that a metric measure space ðX ; dX ; mÞ has property ðUÞ if
there is 0 < d0 c y such that for every 0 < d < d0 there are positive constants
Ci ðdÞ ði ¼ 1; 2Þ such that
0 < C1 ðdÞ ¼ inf mðBðx; dÞÞ c sup mðBðx; dÞÞ ¼ C2 ðdÞ < y;
xAX xAX
Property (C): We say that a geodesically complete metric space ðX ; dX Þ has property
ðCÞ if for any two geodesics c1 : R ! X , c2 : R ! X (parametrized by arc-length)
the function t 7! dX ðc1 ðtÞ; c2 ðtÞÞ is convex.
Basic examples of spaces which satisfy property (C) are geodesically complete Ha-
damard spaces (see [1], I.5.4, [6], II.2.2). Note that (C) implies that X is geodesically
unique: between any two points of X there is a unique geodesic segment.
The geodesic flow on a compact metric space is defined by reparametrization of
arc-length parametrized geodesics (see Section 3.1). The main result of this paper is
Entropy of the geodesic flow for metric spaces and Bruhat–Tits buildings 477
(b) Let ðX ; dX ; mÞ, G and j be as in (a) and assume in addition that ðX ; dX Þ has prop-
erty ðCÞ, then equality holds:
(c) Let ðB; dB Þ be the Bruhat–Tits building associated to a connected, simply con-
nected, semisimple linear algebraic group G defined over a non-archimedean local field
F of F-rank r. Let dv be the r-dimensional Hausdor¤–Lebesgue measure associated to
the metric dB and denote by 2r the sum of the positive roots of G with respect to some
Weyl chamber in a maximal F-split torus. Let G be a discrete cocompact subgroup of
the group G ¼ GðFÞ of F-rational points of G. Finally let j be the geodesic flow on the
space of geodesics of the finite polyhedron GnB. Then
We remark that in Part (c) of the above Main Theorem one has to normalize appro-
priately the logarithm used to define the entropy.
The plan of the paper is as follows. In Section 2 we prove Parts (a) and (b) of the
Main Theorem. We closely follows Manning’s arguments in [22] with appropriate
modifications taking into account the singular geometry. In Section 3 we discuss
478 Enrico Leuzinger
some relevant facts about Bruhat–Tits theory and estimate the volume of balls in
buildings (with respect to the Hausdor¤ measure induced by the building metric).
These estimates rely on the structure theory of linear algebraic groups defined over
local fields. As an application we then prove Part (c) of the Main Theorem. In Sec-
tion 4 we discuss some connections with the growth of fundamental groups.
2.1 Volume entropy of metric measure spaces. In the following we will use the loga-
rithm loga with (arbitrary) basis a > 1 instead of the usual natural logarithm. This
choice is justified by the formula in the Main Theorem (c) (and its proof ) where we
take a ¼ q, the order of the (finite) residue class field of the local field F. Classically,
for manifolds, one takes a ¼ e.
1
h vol ðmÞ :¼ lim loga mðBðx; rÞÞ
r!y r
Proof. Since X is locally uniquely geodesic, X nG has positive injectivity radius (see
[6], I.7.53). In view of property (U) and since G is cocompact, the proof is then
word-for-word the same as Manning’s proof in the case of manifolds (see [22]).
The limit h vol ðmÞ is called the volume entropy of the metric measure space ðX ; dX ; mÞ
(or of any of its compact quotients GnX ).
2.2 The geodesic flow for metric spaces and topological entropy. Let ðX ; dX Þ be a
geodesic metric space which is geodesically complete and locally uniquely geodesic.
Let G be a group which acts totally discontinuously and isometrically on X with
compact quotient GnX . Let d be the metric on GnX induced by dX . Since X is locally
isometric to GnX the latter is also geodesically complete. By GðX Þ and GðGnX Þ we
Entropy of the geodesic flow for metric spaces and Bruhat–Tits buildings 479
denote the set of all geodesics (defined on R) of X and of the compact quotient GnX ,
respectively. We then define the geodesic flow j~ :¼ fj~s j s A Rg on GðX Þ by repara-
metrization, i.e. by,
where the parametrized geodesic j~s ðcÞ : R ! X is given by j~s ðcÞðtÞ :¼ cðs þ tÞ. A
geodesic in GnX is the image of a geodesic in X under the canonical projection
p : X ! GnX and the geodesic flow on GnX is given by j ¼ p j~. On the set
GðGnX Þ we define a metric d G by
ðy
ejtj
d G ðc1 ; c2 Þ :¼ dðc1 ðtÞ; c2 ðtÞÞ dt
y 2
Proof. Let c1 ; c2 A GðGnX Þ. A simple computation using twice the triangle inequality
and the definition of d G yields for any T d 0:
The topological entropy h top is defined for a continuous flow on a compact metric
space (see [17] and, for the geodesic flow on manifolds, also [25]). We are going to
define that notion for the geodesic flow j on the metric space ðGðGnX Þ; d G Þ (which
is compact by Lemma 1).
For any real number T > 0 define a new metric d G; T on GðGnX Þ by
A subset A H GðGnX Þ is called ðr; dÞ-separated if for any two di¤erent points c; c 0 A A
one has d G; r ðc; c 0 Þ d d. Let maxðr; dÞ be the maximal cardinality of an ðr; dÞ-separated
subset of GðGnX Þ. Then the toplogical entropy of the geodesic flow j is the following
limit:
1
h top ðjÞ :¼ lim lim sup loga maxðr; dÞ:
d!0 r!y r
Equivalently, h top ðjÞ can also be defined as follows (see [17], 3.1). A subset B H
GðGnX Þ is called ðr; dÞ-spanning if for all b A GðGnX Þ there is b 0 A B such that
480 Enrico Leuzinger
1
h top ðjÞ ¼ lim lim sup loga minðr; dÞ:
d!0 r!y r
2.3 Proof of the Main Theorem, Part (a) and (b). Proof of Part (a): We wish to
estimate the cardinality of certain separated sets. To that end we pick e > 0 and a
basepoint x A X . By Proposition 1 there exists r0 ¼ r0 ðeÞ such that for (large) r > r0
we have mðBðx; rÞÞ d aðh vol eÞr . Since X is locally uniquely geodesic the injectivity
radius InjðGnX Þ of the compact space GnX is positive (see [6], I.7.53, I.7.55). Take
0 < d < InjðGnX Þ and assume also that 2d < d0 of property (U). The above measure
estimate then implies that there exists an increasing and divergent sequence of radii
ðrk Þk A N such that
Let Yrk be a maximal subset of the shell Bðx; rk þ d=2Þ Bðx; rk Þ H X whose points
are pairwise 2d apart. Next note that by property (U) we have
ðy
1
d G ðjs ðcÞ; js ðc 0 ÞÞ ¼ dðcðs þ tÞ; c 0 ðs þ tÞÞ ejtj dt
y 2
ð d=4
1
d ½dðcðsÞ; c 0 ðsÞÞ 2t et dt
0 2
ð d=4
1 t 1
> de dt ¼ dð1 ed=4 Þ ¼ d :
0 4 4
This shows that d G; r ðc; c 0 Þ :¼ max 0ctcr d G ðjt ðcÞ; jt ðc 0 ÞÞ > d , i.e., that AðrÞ H
GðGnX Þ is an ðr; d Þ-separated set for the geodesic flow on the compact metric space
ðGðGnX Þ; d G Þ.
By (2) the cardinality of AðrÞ is equal to the cardinality of A~ðrÞ. The estimate (1)
then yields that the maximal cardinality of an ðrk ; d Þ-separated subset is bounded
from below by C2 ð2dÞ1 aðh vol eÞrk (recall that we set r ¼ rk ). Hence, the definition of
h top yields h top d h vol e. Finally, as e was arbitrarily chosen, we obtain h top ðjÞ d
h vol ðmÞ, which proves (a).
Proof of Part (b): In view of (a) we need to prove the converse inequality
h top ðjÞ c h vol ðmÞ. We again fix a basepoint x A X and consider a compact fundamen-
tal domain F of G in X which contains x. Let D be the diameter of F and as before
let d < InjðGnX Þ and also d < d0 of property (U). We also fix some integer n d 3 and
set r1 :¼ n ln d. Proposition 1 asserts that for given e > 0 there is r2 ¼ r2 ðeÞ such that
for all r > r2 we have
Since
We next estimate d G ðjs ðc1 Þ; js ðc2 ÞÞ. Using (5) and—for arbitrary t1 , t2 —the triangle
inequality
where, for the last two inequalities, we used that 0 c s c r 2n r and that
r d r0 ðd; nÞ ¼ n ln d. In particular we have
c2 Þ A BðrÞ, we have shown that BðrÞ is a r 1 2n ; 6d -spanning set in
Since c2 ¼ pð~
GðGnBÞ. The estimate (4) now yields
2
min r 1 ; 6d c jBðrÞj c jB~ðrÞj c jZðrÞj c C1 ðdÞ1 aðh vol þeÞðrþDþd=2Þ :
n
Finally we use that e and the integer n d 3 are arbitrary and get h top ðjÞ c h vol ðmÞ.
Together with Part (a) this completes the proof of Part (b) of the Main Theorem.
3.1 Bruhat–Tits theory. General references are the paper of Bruhat–Tits [9] and the
books of Borel [3], Brown [8], Macdonald [21], Margulis [23] and Ronan [27].
Let F be a complete, locally compact, non-archimedean local field, i.e., a finite ex-
tension either of the the p-adic numbers Qp or of a formal power series field over a
finite field ([30], Theorems I.5, I.8). Let v : F ! Z be the discrete valuation of F ,
where F is the multiplicative group of non-zero elements of F. Let O ¼ fx A F j
vðxÞ d 0g be the ring of integers. Then P ¼ fx A F j vðxÞ d 1g is a maximal ideal in
O, and since both O and P are open and compact, the quotient O=P is a finite field,
the residue class field of F. Let q denote its cardinality, q :¼ jO=Pj. The ultrametric
absolute value of x A F is jxj :¼ qvðxÞ .
Let G be a connected, simply connected, semisimple linear algebraic group defined
over F and let G ¼ GðFÞ be the group of F-rational points of G. Then G is a locally
compact group. Let S H G be a maximal F-split torus, i.e., an algebraic subgroup
which is F-isomorphic to ðF Þ r for some r A N. Any two such tori are conjugate
and r is called the F-rank of G (or G). We will always assume that F-rank d 1. Write
N and Z respectively for the normalizer and centralizer of S in G, and set S :¼ SðFÞ,
N :¼ NðFÞ, Z :¼ ZðFÞ for the respective groups of F-rational points. Finally define
H :¼ fz A Z j jwðzÞj ¼ 1 for all characters w of Zg.
484 Enrico Leuzinger
3.2 Measures on buildings. Let o be the left-invariant Haar measure on the locally
compact group G normalized such that oðKÞ ¼ 1. Let dv be the r-dimensional
Hausdor¤–Lebesgue measure, r ¼ rankF G, associated to the building metric dB .
The dv-measure (or volume) of a dv-measurable subset A H B will be denoted by
V ðAÞ. We also denote by Bðx; rÞ the ball of radius r > 0 and center x in ðB; dB Þ.
We have the following elementary estimate for the measures of balls:
1
Lemma 3. Let C H B be a chamber of the building B. Assume that d < 100 DiamðCÞ.
Then there are positive constants Ci ¼ Ci ðdÞ ði ¼ 1; 2Þ such that
Proof. Since G acts strongly transitively on B and preserves the measure dv we can
assume that x A C. The size of d guarantees that there is at least one wall, say E, of C
with dB ðx; EÞ > d. Let e be the vertex of the simplex C opposite to E. Then let C 0 be
the a‰ne translate of C (in the vector space a) from e to x. By construction the inter-
section of the simplex C 0 with the ball Bðx; dÞ is completely contained in C V Bðx; dÞ.
Since C has only finitely many vertices the volume of that intersection is uniformly
bounded from below. This argument also yields an upper bound since the building
486 Enrico Leuzinger
3.3 The volume entropy of buildings. The goal of this section is to compute the vol-
ume entropy for Bruhat–Tits buildings. It turns out that the value for the volume en-
tropy (see Lemma 4 below) is completely analogous to the case of symmetric spaces
mentioned in the introduction (compare also [26]).
Recall from Section 3.1 that the translational part T of the a‰ne Weyl group W is
isomorphic
P to the lattice in a spanned by fa4 j a A Sg and that T G T x0 H A. Let
2r ¼ a A Fþ ðS; GÞ ma a be the sum of the positive roots (with multiplicities) of G with
respect to some Weyl chamber in a maximal F-split torus S. Then, again by 3.2, there
is t > 0 such that x1 :¼ tr4 A T. Note also that the inner product on a defines an in-
ner product on a and we have ha; bi ¼ h~ a; ~
b i for all roots a, b.
Lemma 4. Let F be a non-archimedean local field whose residue class field has finite
order q. Let G be a connected, simply connected, semisimple linear algebraic group
defined over F with associated Bruhat–Tits building B. Let K be the stabilizer of the
base point x0 A B. The Haar measure on G (normalized such that K has measure one)
induces a left-invariant measure o on G=K. For k A N, set rk :¼ 2ktkrk1 . Then
1
lim logq oðBðx0 ; rk Þ V G x0 Þ ¼ 2krk:
rk !y rk
for any w A W0 . Thus, for any t A T and w A W0 , we get for the index of K in KtK:
For t A T þ that index has been computed in [21], 3.2.15. There is a uniformly
bounded rational function Rt ðqÞ, i.e., there are constants 0 < C3 < C4 such that
C3 c Rt ðqÞ c C4 for all t A T, such that jKtK : Kj ¼ Rt ðqÞDðtÞ. Here DðtÞ denotes
the modular function associated to the minimal parabolic subgroup of G which cor-
responds to the positive roots Fþ ¼ Fþ ðS; GÞ. An explicit formula P for DðtÞ is also
determined in [28], Lemma [Link] as DðtÞ ¼ qh2~r; nðzÞi , with 2r :¼ a A Fþ ma a. Using
Entropy of the geodesic flow for metric spaces and Bruhat–Tits buildings 487
these facts, we obtain, for t A nðZ þ Þ and w0 the element of maximal length in W0 ,
that
Summarizing we get from the above that the cardinality of the K-orbit of x ¼ t x0
for t ¼ nðzÞ A nðZþ Þ can be estimated by
r; nðzÞi c k~
h~ rk knðzÞk ¼ krkdB ðx0 ; nðzÞ x0 Þ: ð7Þ
For k A N we now set xk :¼ ktr4 x0 A T x0 and set rk :¼ kxk k ¼ 2ktkrk1 . The in-
tersection of the balls Bðx0 ; rk Þ in B with the apartment A G a contains a finite num-
ber of vertices in G x0 . Since G x0 V A is quasi-isometric to A the cardinality of
that intersection is bounded by a polynomial P in rk :
jBðx0 ; rk Þ V G x0 V Aj c Pðrk Þ:
C3 q 4kt c jBðx0 ; rk Þ V G x0 j:
Hence
1 1 1
krk logq C3 þ 2 c logq jBðx0 ; rk Þ V G x0 j c krk logq ðPðrk ÞC4 Þ þ 2 :
2kt rk 2kt
3.4 Proof of Part (c) of the Main Theorem. The building B is a geodesically
complete Hadamard space (see Section 3.1) and has property (U) by Lemma 3.
Hence the assumptions of the Main Theorem Part (a) and (b) are satisfied and we
488 Enrico Leuzinger
obtain h top ðjÞ ¼ h vol ðdvÞ. Next Lemma 2 implies that h vol ðdvÞ ¼ h vol ðoÞ. And finally
Lemma 4 yields h vol ðoÞ ¼ k2rk.
Remark. If the local field has F has characteristic zero, then a theorem of Borel and
Harder asserts that G contains cocompact lattices (see [4]). Moreover, in characteris-
tic zero, a lattice is necessarily compact (see [23], IX 3.7). If the characteristic of F
is positive, cocompact lattices do not always exist (see [23], IX 1.6, IX 4.5). If
rankF G ¼ 1, then the building B is a tree. In that case cocompact lattices always
exist, also in positive characteristic (see [20]).
1
dðGÞ :¼ lim sup loga Nðx; y; RÞ:
R!y R
Proof. Pick a point x A X and let F be a fundamental domain for G in X which con-
tains x. For R > 0 set GR :¼ fg A G j g x A Bðx; RÞg. Then Nðx; x; RÞ ¼ jGR j, the car-
dinality of GR . If D is the diameter of F we have by the triangle inequality that
GR F J Bðx; R þ DÞ. On the other hand, using that F is a fundamental domain,
we get again by the triangle inequality and for R d D, Bðx; R DÞ J GR F. In con-
clusion we have for large R
Remark. Critical exponents of arbitrary discrete subgroups of real and p-adic Lie
groups have been investigated in [19] and [26].
The Main Theorem Part (c) and Proposition 3 immediately yield the
Entropy of the geodesic flow for metric spaces and Bruhat–Tits buildings 489
1
h vol ðmÞ d hðG; SÞ:
2D
We have the following extension of a theorem of Dinaburg (see [12], [25], 5.18).
1
h top ðjÞ d hðG; SÞ:
2D
Proof. The claim directly follows from Part (a) of the Main Theorem and Proposition
4.
Proof. This is a direct consequence of Part (c) of the Main Theorem, Corollary 1 and
Corollary 2.
490 Enrico Leuzinger
References