Lubrizol Extrusion Guide
Lubrizol Extrusion Guide
Guide
1
Lubrizol TPU business has determined that the TPU molecular drying. Although LSP TPUs have low moisture content when
weight, melt viscosity, etc., can be correlated to the melt index manufactured, TPUs are hygroscopic (absorb and retain water
(MI) of the material. The relationship of melt viscosity to melt from the air). Subsequent handling, transportation and storage
index is inverse: higher molecular weight, higher viscosity TPUs conditions can increase the moisture content. Inadequate
have lower MIs. Conversely, lower molecular weight, lower melt drying can result in a loss of properties of the extruded product
viscosity TPUs have higher MIs. With years of experience and and may give a poor appearance. Extruder barrel and die
hundreds of customer experiences, Lubrizol has determined the temperatures must be set properly for each product. Deviation
optimal melt index range that is suitable for each product and from the recommendations may result in poor extrusion quality.
the extrusion process that would be used. For example, TPUs These recommendations can be found on the Technical Data
designed for fabric coating generally require lower melt viscosity Sheet. The rate of extrusion has a large impact on the
(higher MI); the lower viscosity provides a fluid melt to level out. quality of the product and should be adjusted accordingly.
The fabric provides support for the lower viscosity. Conversely,
TPUs in general can be tacky during processing, so rollers
TPUs intended for tubing may have higher melt viscosities
should be coated with suitable nonstick materials. Many LSP
(lower MI) to better maintain the unsupported shape.
TPU compounds are already formulated to reduce blocking and
Melt index is routinely determined for nearly all LSP TPU grades. tackiness. However, the addition of a lubricant masterbatch may
In comparing the MI of one TPU grade to another, it is critical be necessary to assure good processing. If a masterbatch or
that the MIs of both materials be carried out under the same regrind/recycle is added to virgin TPU, then these materials must
conditions of temperature and load. Although 190°C/8700 also be properly dried and may have a significant impact on the
grams is a common TPU MI condition, there are many other quality of the product. TPUs do not draw down well compared
combinations of temperature/load. to other thermoplastics like polyethylene; therefore, drawdown
should be minimized in the process. It is not recommended to
The individual MI value on a single box, bag or lot of TPU is
shut a line down on TPUs. Even during short breaks, material
generally of importance as it relates to prior experience with the
should be kept moving at slow rates through the system. This
product. Small changes to the extrusion process may be required
is particularly critical for the hard grades, which may undergo
if the MI is different. Customers extruding large quantities of TPU
an annealing process within the extruder and become more
continuously may stage their pallets of material by MI. Generally,
crystalline, and in excessively long stagnant downtimes,
it is better to run high MIs (lower viscosity) followed by low MIs
can solidify.
(higher viscosity).
2
Extruder
Most extruders are electrically heated with either band-lye resistance heaters, cast-in block heaters or tubular resistance heaters wrapped
around the barrel as seen in Figure 1. An efficient barrel cooling system is important to control the tendency for mechanical shear heat
developed in the melt to override the electrical heater controls.
Figure 1
Extruder.
A - Drive
B - Feed
C - Screw
D - Barrel (heater bands) B C D E H I
E - Barrel Liner
F - Screen Pack
G - Breaker Plate
H - Die Body
I - Die Head
A FG
The optimal extruder barrel length for LSP TPUs is 30–32 times its internal diameter (30:1 L/D, 32:1 L/D). Although shorter barrels such
as 24:1 can be used, mixing efficiency and melt uniformity may be less than optimal. Cooling the extruder feed throat is critical to prevent
surging or bridging. Internal cooling to the screw is not needed.
Screw Design
Excellent-quality product has been obtained consistently with screws having the following characteristics:
A properly designed screw should melt the pellets and subsequently homogenize the TPU melt completely, and develop a melt
temperature about 10°F below the recommended melt temperature. Barrier-type screws will give the best-quality output, and several
designs have been used successfully. A mixing section is suggested at the end of the screw, particularly if color concentrates are added.
The best performance has been with the Saxton and pineapple-type mixers.
The design recommendations for a series of 30:1 and 24:1 screws are listed in Table 1. Proper maintenance of the screw will pay off in
higher-quality output, quicker startups, better output rates and more reliable run-to-run performance consistency.
Table 1
Suggested Screw Design for Extrusion of LifeScience Polymers Thermoplastic Polyurethanes
Extruder Size 1½" 2½" 3½" 4½"
Recommended Horsepower 25 50 100 200
L/D Ratio 30/1 30/1 30/1 30/1
Feed Section - number of flights 8 8 8 8
Feed Section - number of flights 0.270" 0.360" 0.450" 0.525"
Transition Section - number of flights 10 10 10 10
Metering Section - number of flights 9 9 9 9
Metering Section - flight depth 0.090" 0.120" 0.150" 0.175"
Mixer - number of flights 3 3 3 3
Compression Ratio 3.0:1 3.0:1 3.0:1 3.0:1
Cored for Temperature Control No No No No
Hard Chrome; Pinhole-Free; Polished Yes Yes Yes Yes
LID Ratio 24/1 24/1 24/1 24/1
Feed Section – number of flights 6 6 6 6
Feed Section – flight depth 0.285" 0.375" 0.45" 0.525"
Transition Section – number of flights 9 9 9 9
Metering Section – number of flights 9 9 9 9
Metering Section – flight depth 0.095" 0.125" 0.150" 0.175"
3
Feed Throat (less than 0.02%), then the melt may be too hot; lower
Feed throat cooling with water is frequently recommended to the temperatures.
provide protection for the drive bearings and to prevent bridging
Surging (pressure and power widely fluctuating)
and agglomeration of the pellets entering the screw. Ambient tap
Surging is rarely caused by the resin. Check the feed throat
water is adequate; the flow rate should be slight to moderate.
cooling and focus on extruder zone 1 for resolution. Slowing the
rate down may help. The screw design may need to be modified
Pressure Gauges
to insure continuous feed.
Changes in melt viscosity and output should be monitored by
a melt pressure gauge. Monitoring melt pressure provides an Gels or Contaminants
indication of extrudate quality and/or uniformity. It is also helpful at Make sure you are at the proper process conditions. Run hotter
startup to determine whether there is proper flow, if the material is and slower if you can. Remove any additional components you
bridging in the feed throat or freezing off in the die. If it is freezing may be adding (regrind, masterbatch, etc.). If possible, try a
off in the die, head pressure beyond the extruder’s operating limits different lot of resin; if the problem is solved, contact your Lubrizol
may occur. Diaphragm-type transducers are preferred because representative. Saving a sample of the problem lot and a lot that
they are responsive and very accurate. Bourdon gauges that use worked on your process can be helpful in avoiding the problem in
silicone grease to transmit melt pressure are also satisfactory in the future. What appears to be cloudy contaminants is a separate
many instances. issue that should be reviewed with a Lubrizol representative.
Figure 3 Figure 4
Flexible Lip Flat Film or Sheet Die. Flexible Lip Flat Sheet Die with Adjustable Restrictor Bar.
Secondary Manifold
Restrictor Bar
Manifold
Flat sheet dies are heated with electrical resistance cartridge heaters placed in holes drilled in areas carefully selected to avoid localized hot
spots that would affect melt flow uniformity. It is important to keep the drawdown to a minimum. This should be 20:1 or less. If deckles are
used, the internal flow channels should be streamlined so there is no stagnant TPU that would result in degradation.
Extrusion Coating
Procedure
The extrusion-coating process is illustrated in Figure 5. LSP TPU pellets are compacted and fluxed in the extruder barrel (not shown, but
perpendicular to the place of the paper). The molten material is forced through a slit due downward between two rolls. The substrate is fed
into the system between the molten plastic and the rubber pressure roll where the two materials are joined by controlled pressure between
the rolls. The product is cooled by passing around the temperature-controlled metal rolls and then trimmed and wound on film
windup equipment.
The die is heated with electrical resistance cartridge heaters placed in holes drilled in placement areas selected to avoid localized hot
spots, which would affect melt flow uniformity. The die lips are V-contoured to minimize the air gap between the die and the roll nip
whenever necessary.
5
Pressure Roll
The uncoated substrate is led over the pressure roll where it meets the hot melt cascade flowing downward from the die. The pressure
roll, activated by a pair of pneumatic or hydraulically loaded air cylinders, forces the substrate and the hot melt together in the roll nip
as in Figure 5.
Adhesion and appearance can be controlled to a degree by using rubber pressure rolls of varying hardness. The pressure roll is usually
cooled both by internal circulating high-velocity water and by placing a water-cooled aluminum roll against the trailing edge of the pressure
roll as a heat sink.
Chill Roll
The chill roll freezes the molten plastic to the substrate almost instantaneously; therefore, it must have an adequate water cooling system.
The controlled speed determines film thickness and overall coating efficiency, and its surface finish determines the texture of the coating.
Commercial controllable line speeds can range from 30 feet/minute to 120 feet/minute.
Preheat
Preheating of the substrate is one of the methods of controlling adhesion of the coating. The preheating can be done with open-flame, cal-
rod heating banks or preferably by passing the substrate over metal heating drums that can be controlled by internal electrical or pressure
steam systems to temperatures approaching 350°F (177°C).
Adhesive Bonding
Several types of specialty urethane adhesives may be considered for bonding the TPU compounds to various substrates.
Startup Conditions
With the extruder moved away from the threaded substrate coating line, the extrusion conditions are lined out and the die lip adjustments
made to give a uniform melt at the desired output rate, die-lip opening and melt temperature. With chill roll temperatures of 80°F–100°F
(27°C–38°C), preheating systems of 160°F–200°F (71°C–93°C) and the substrate moving at minimum speed, move the extrusion line into
place and bring the coating line up to the predetermined line speed to deposit the required coating weight.
Adjustments in preheated control, die-to-roll distance and roll pressure can be made to modify substrate adhesion. Coating weight is
usually controlled by adjusting line speed. Generally substrates are preheated to 160°F–200°F for improved bonding.
Blown Film
Procedure
The importance of drying has been covered in the preceding text on drying (see Equipment). Improper or insufficient drying can adversely
affect both material properties and the extrusion process.
Blown TPU film can be made using most standard side- and bottom-fed die types, Figures 6 and 7, both rotating and stationary.
Rotating dies are preferable because of their ability to minimize gauge bands. In addition, conventional bubble-cooling methods and
takeoff equipment used for other resins are suitable.
Die Mandrel
Collapsing Plate
Adjustable Bushing
Depending on the product and thickness, it may be necessary to add a lubricant masterbatch to prevent blocking. Commercially
available polyurethane masterbatches lend themselves well to blown TPU film. Polyurethane-based concentrates are preferable to vinyl-
or polyethylene-based products. Not all grades of TPU are suitable for blown-film processing. Some grades lack suitable melt strength,
and some crystallize too fast. Refer to the Technical Data Sheet or contact your Lubrizol representative to discuss the best process for
a given grade.
Figure 8
General Wire Coating Setup.
A - Extruder G - Spark Tester
B - Payoff H - Capstan
C - Preheater I - Diameter Control
D - Crosshead Die J -Linear Footage
E - Controls Counter
F - Cooling Trough K - Takeup
B C A D E F K J I G H
It is in the crosshead that the wire, coming from the unwind and preheater, comes in contact with the molten TPU. The crosshead also
holds the guide tip and the wire die. The guide tip keeps the wire centrally located in the molten insulation, and the properly selected die
controls the wall thickness of the final construction. The driven capstan pulls the hot-coated wire through the water-cooling trough and the
high-voltage spark tester. The choices of die opening, capstan speed and screw RPM are all variables that determine the dimensions of
the coated wire.
Equipment
Unwind
Very small single conductors running at high lineal velocities (4,000+ feet/minute) are paid off from stationary reels similar in action to that
of a spinning reel used for fishing. Larger wires and multistrand wires where even slight twisting during the unwind cannot be tolerated are
normally paid off from rotating reels. The payoff reels are usually installed in pairs so that as one reel is emptied the other can be hooked in
by splicing on the fly without the need for lengthy shutdowns.
Preheater
Preheating of the conductor prevents stresses that may occur in the jacket due to premature chilling of hot plastic from the relatively cold
conductor. In the case of small conductors, this can be accomplished by using a low-voltage resistance applied between two properly
insulated metallic rolls placed just before the bare wire goes into the crosshead. In larger-diameter conductors and for secondary jacketing
operations, the preheating can be done with either a gas flame or water-cooled quartz preheater tunnels.
Dies
The two basic types of dies are “pressure” dies and “tubing” dies. In both types, the wire is led into the die opening through a guide tip.
In order to maintain concentricity, the clearance between the wire and the tip is minimal. In order to minimize the abrasion that occurs
between the wire and the inside of the guide, the guide tip is made from a very hard metal such as Carboloy.
In the pressure die, Figure 9, the plastic is still under some pressure inside the die when it contacts the conductor. As the conductor
emerges from the die, it is coated. The tubing die, Figure 10, extrudes plastic tubing concentrically around the emerging conductor.
The tubing is collapsed onto the conductor just after the die face by controlled vacuum drawn from behind the crosshead and through
the same passage in which the conductor travels. For best results, dies should be hard-chrome-plated.
7
Figure 9 Figure 10
Tip and Die - Pressure Extrusion Over Water (Not to Scale). Tubing Die (Not to Scale).
a A
A C
C a c
c
A - Die B E
B B - Tip
C - Melt Flow D
D D
D-A ir (or conductor F
passageway) B
B E
F E - Die Land = O.D. d
d of finished cable A
C b
C b A F - Outside Tip Land
a - b - Die Angle
c-d-T ip Angle
A - Die
B-T ip (O.D. inside tip approximately 1 mil over the O.D. Normal drawn-down for wire cable is between 10-15%. This may be aided
br the use of a vacuum of at least 20mm of mercury. The clearance between
conductor. A die O.D. of 5% larger than the O.D. of the Conductor and the Guider in the land area = 0.005".
insulation should be used as a starting point.)
C - Melt Flow A. There are two common ways of calculating drawdown ratio. The 10-15%
mentioned above is based on the linear ratio of D1 - T0 1.10 1.5
D - Conductor Land Length = to
O.D. - C. 1 1
E - Land = O.D. of extrusion (Land ratio = O.D. of insulation )
The second one described by the ratio pertains to the cross
A ratio of 1:1 meets most applications; 2:1 for thin walls. (D1) 2 - (T0) 2
sectional area of the die gap divided by the cross-sectional
F - Tip Spacing (Tip spacing must at least equal wall thickness.) area of insulation. The ratio calculated by the method should (O.D.) 2 . - (C) 2
be 1.50:1 to 1.75:1.
a - b - Die Angle
c - d - Tip Angle D1 - Die Hold Diameter O.D. - Finished Cable or Tube
(Tip angle should be slightly less than die angle.) T0 - Tip O.D. (diameter of F) C - Core Diameter
Cooling Trough
All thermoplastic covered wire is cooled by passing through a water trough. Sufficient immersion time is needed to allow cooling of the
coated product without distortion of the jacketing.
Takeup
The wire or small cable is pulled through the line by a capstan puller or, for large-diameter cables, caterpillar capstans that are basically the
same type of haul-off as rigid PVC pipe pullers. From the pulling capstan, the wire is then taken up on reels for storage.
Figure 11
Profile Extrusions Line (Plan View).
A B C C A - Extruder
B - Die Holder
C - Cooling Trough
D - Takeup
E - Cut-Off
8
Equipment
Dies
For best results, dies should be highly streamlined and well-polished to prevent hangup. Narrow flow channels minimize residence time
and promote melt temperature homogeneity. Normally, a restrictor opening of 5/8" in the adapter will be satisfactory for 2½" through 4½"
extruders. Figure 12 represents a typical die for extruding tubing.
Figure 12
Tubing Die for Single-Screw Extruder.
Dies should be made from fine-grained tool steel, which will accept hardening without changing dimension. It is important to select a
steel that will take and hold a good polish and one which is free from gas pockets. The die should also be finished off with high-quality,
hard-chrome, pinhole-free plating. Dies should be heated by electrical band heaters specifically shaped to give complete and close
conformation to the outside die dimension. The die, adapter, breaker plate and front zone of the extruder should be maintained at the
same temperature, preferably 10°F lower than the melt temperature. Die lands should be 3–5 times the dimension of the die opening;
entrance angles to the land should be as small as practical for the special profile being considered; however, 30°–60° is common. The
die opening should be cut 20%–30% oversize to accommodate the drawdown caused by the constant tension necessary to draw the
molten material away from the hot die.
9
Troubleshooting Guide
Here are some typical extrusion problems and several possible causes for each.
10
Troubleshooting Guide (Continued)
Here are some typical extrusion problems and several possible causes for each.
• Screw overheated
• Rear zone temperature too high
Bridging in Feed Zone • Screw speed too low
• Poor shutdown procedure
• Hopper dryer temperature too high
• Dirty equipment
Carbon Specks • Improper resin handling
• Extruder run dry at shutdown and not cooled promptly
• Extruder surging
• Takeoff variable
Poor Gauge Control
• Temperature control inadequate
• High moisture content
11
Troubleshooting Specific Extrusion Operations
Here are some typical extrusion problems and several possible causes for each.
Tubing
• Do not use sizing rings to control O.D. of tubing on materials softer than
Tubing Dragging on Sizing Rings 50–55D; tubing should be via “free extrusion” with a vacuum chamber
Causing Erratic Size to maintain roundness (using low vacuum or internal low pressure)
Tube Sagging Between Die and Cooling Trough • Melt temperature too high
Blown Film
• Nip rolls too low (too close to die); nip roll pressure too high
• Melt temperature too high
• Line speed too fast
Blocking • Inadequate cooling
• Material requires additional slip agent
(different TPU grade or more masterbatch)
• Moisture content too high
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Global Locations
Headquarters Regional Office Manufacturing Technical Center
13
LifeScience Polymers
Lubrizol Advanced Materials, Inc.
9911 Brecksville Road
Cleveland, OH 44141-3201
Telephone: 216.447.5000
[Link]/LifeSciencePolymers
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The information contained herein is believed to be reliable, but no representations, guarantees or warranties of any kind are made as to its accuracy, suitability for particular applications or the results to be obtained. The information often is based on laboratory work with small-scale equipment and does
not necessarily indicate end-product performance or reproducibility. Formulations presented may not have been tested for stability and should be used only as a suggested starting point. Because of the variations in methods, conditions and equipment used commercially in processing these materials,
no warranties or guarantees are made as to the suitability of the products for the applications disclosed. Full-scale testing and end-product performance are the responsibility of the user. Lubrizol Advanced Materials, Inc., shall not be liable for and the customer assumes all risk and liability for any use or
handling of any material beyond Lubrizol Advanced Materials, Inc.’s direct control. The SELLER MAKES NO WARRANTIES, EXPRESS OR IMPLIED, INCLUDING, BUT NOT LIMITED TO, THE IMPLIED WARRANTIES OF MERCHANTABILITY AND FITNESS FOR A PARTICULAR PURPOSE. Nothing
contained herein is to be considered as permission, recommendation nor as an inducement to practice any patented invention without permission of the patent owner.
Lubrizol Advanced Materials, Inc., is a wholly owned subsidiary of The Lubrizol Corporation.
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