Yield Line Analysis For Slabs Module12 Lesson30
Yield Line Analysis For Slabs Module12 Lesson30
12
Yield Line Analysis for
Slabs
Version 2 CE IIT, Kharagpur
Lesson
30
Basic Principles, Theory and
One-way Slabs
Version 2 CE IIT, Kharagpur
Instructional Objectives:
At the end of this lesson, the student should be able to:
• state the rules for predicting yield patterns and locating the axes of rotation
of slabs with different plan forms and boundaries,
• explain the two methods i.e., (i) method of segmental equilibrium and (ii)
method of virtual work,
• analyse one-way slab problems to determine the location of yield lines and
determine the collapse load applying the theoretical formulations of (i)
method of segmental equilibrium and (ii) method of virtual work.
12.30.1 Introduction
The limit state of collapse method of design of beams and slabs considers
the actual inelastic behaviour of slabs when subjected to the factored loads.
Accordingly, it is desirable that the structural analysis of beams and slabs has to
be done taking the inelastic behaviour into account. Though the coefficients in
Annex D-1 of IS 456 to determine the bending moments for the design of two-
way slabs are based on inelastic analysis, the code also recommends the use of
linear elastic theory for the structural analysis in cl. 22.1. Moreover, IS 456 further
stipulates the use of coefficients of moments and shears for continuous beams
given in Tables 12 and 13 of cl. 22.5 in lieu of rigorous elastic analysis. These
coefficients of beams are also applicable for the design of one-way slabs, based
on linear elastic theory. Thus, there are inconsistencies between the methods of
analysis and design.
(ii) One-way slab panels must be supported along two opposite sides
only; the other two edges remain unsupported.
Yield line analysis, though first proposed by Ingerslev in 1923 (vide, “The
strength of rectangular slabs”, by A. Ingerslev, J. of Institution of Structural
Engineering, London, Vol. 1, No.1, 1923, pp. 3-14), Johansen is more known for
his large extension of the analysis (please refer to (i) Brutlinieteorier, Jul.
Gjellerups Forlag, Copenhagen, 1943, by K.W. Johansen, English translation,
Cement and Concrete Association London 1962; and (ii) Pladeformler, 2d ed.,
Polyteknisk Forening, Copenhagen, 1949, by K.W. Johansen, English
translation,” Yield Line formulas for slabs, Cement and Concrete Association,
London, 1972). Its importance is reflected in the recommendation of the use of
this method of analysis of slabs in the Note of cl. 24.4 of IS 456. It is to note that
only under-reinforced bending failure is considered in this theory ignoring the
effects due to shear, bond and deflection. Effect of in-plane forces developed is
also ignored.
φ = ∈max/x (12.1)
It is clear from the above discussion that such mechanism is possible with
the bending moment diagram of Fig.12.30.4f, if the slab is having adequate
reinforcement to resist equal moments at the support and mid-span. The elastic
bending moment ratio of 1:2 between the mid-span and support could be
increased to 1:1 by the redistribution of moment, which depends on the
reinforcement provided in the supports and mid-span sections and not on the
elastic bending moment diagram shown in Fig.12.30 4c.
12.30.4 Assumptions
The following are the assumptions of the yield line analysis of reinforced
concrete slabs.
1. The steel reinforcement is fully yielded along the yield lines at collapse.
Rotation following yield is at constant moment.
4. The bending and twisting moments are uniformly distributed along the
yield lines. The maximum values of the moments depend on the
capacities of the section based on the amount of reinforcement
provided in the section.
The first requirement of the yield line analysis is to assume possible yield
patterns and locate the axes of rotation.
It has been observed that assuming the possible yield patterns and
locating the axes of rotation are simple to establish for statically determinate or
indeterminate (simply supported or clamped) one-way slabs. For other cases,
however, suitable guidelines are needed for drawing the yield lines and locating
the axes of rotation.
It is worth mentioning that other cases of two-way slabs will have sufficient
number of real or plastic hinges to form a mechanism while they will be on the
verge of collapse. The yield lines will divide the slabs into a number of segments,
which will rotate as rigid bodies about the respective axes of rotation. The axes of
rotations will be located along the lines of support or over columns, if provided as
point supports. The yield line between two adjacent slab segments is a straight
line, as the intersection of two-plane surfaces is always a straight line. The yield
line should contain the point of intersection, if any, of the two axes of rotation of
two adjacent segments as such point of intersection is common to the two
planes.
The two terms, positive and negative yield lines, are used in the analysis
to designate the yield lines for positive bending moments having tension at the
bottom and negative bending moments having tension at the top of the slab,
respectively.
The following are the guidelines for predicting the yield lines and axes of
rotation:
3. Negative yield lines will occur at the supports in addition to the positive
yield lines at the mid-span of one-way continuous slabs.
5. Yield line between two slab segments should pass through the point of
intersection of the axes of rotation of the adjacent slab segments.
6. Yield lines should end at the boundary of the slab or at another yield
line.
8. Supported edges of the slab will also act as axes of rotation. However,
the fixed supports provide constant resistance to rotation having
negative yield lines at the supported edges. On the other hand, axes of
rotation at the simply supported edges will not provide any resistance
to rotation of the segment.
9. Axis of rotation will pass over any column support, if provided, whose
orientation will depend on other considerations.
The statements of the two theorems applied to slabs are given below:
(A) Lower bound theorem: The lower bound of the true collapse load is that
external load for which a distribution of moments can be found satisfying
the requirements of equilibrium and boundary conditions so that the
moments at any location do not exceed the yield moment.
(B) Upper bound theorem: The upper bound of the true collapse load is that
external load for which the internal work done by the slab for a small
increment of displacement, assuming that moment at every plastic hinge
is equal to the yield moment and satisfying the boundary conditions, is
equal to the external work done by that external load for the same amount
of small increment of displacement.
The yield line analysis is an upper bound method in which the predicted
failure load of a slab for given moment of resistance (capacity) may be higher
than the true value. Thus, the solution of the upper bound method (yield line
analysis) may result into unsafe design if the lowest mechanism could not be
chosen. However, it has been observed that the prediction of the most
probable true mechanism in slab is not difficult. Thus, the solution is safe and
adequate in most of the cases. However, it is always desirable to employ a
lower bound method, which is totally safe from the design point of view.
After predicting the general yield pattern and locating the axes of rotation,
the specific pattern and locations of axes of rotation and the collapse load for the
slab can be determined by one of the two methods given below:
∂ 2 Mx ∂ 2 Mxy ∂ 2 My
+ 2 + =−w (12.2)
∂x 2 ∂x∂y ∂y 2
where w is the external load per unit area; Mx and My are the bending
moments per unit width in x and y directions, respectively; and Mxy is the
twisting moment. However, strip method of analysis is beyond the scope
of this course. For more information about strip method, the reader may
refer to Chapter 15 of “Design of concrete structures” by A.H. Nilson, Tata-
McGraw – Hill Publishing Company Limited, New Delhi.
This method is based on the principle of virtual work. After predicting the
possible yield pattern and the axes of rotation, the slab, which is in
equilibrium with the moments and loads on the structure, is given an
infinitesimal increase in load to cause the structure further deflection. The
principle of virtual work method is that the external work done by the loads
to cause a small virtual deflection should be equal to the internal work
done by the yield moments to cause the rotation in accommodating the
virtual deflection. The relation between the applied loads and the ultimate
resisting moments of the slab is obtained by equating the internal and
external works. As the elastic deflections and rotations are small
compared to the plastic deformations and rotations, they are neglected in
the governing equation. Further, the compatibility of deflection must be
maintained. The work equation is written as follows:
w = collapse load,
As mentioned earlier, both the methods of segmental equilibrium and virtual work
are upper bound methods. Therefore, the collapse load obtained by either
method of yield line analysis will be at the higher end of the true collapse load.
Accordingly, each of the two methods should be developed to get the correct
solution for predicted mechanism. However, the true collapse load will be
obtained only if the correct mechanism has been predicted.
Thus, the solution of any of the two upper bound methods has two essential
parts: (1) predicting the correct yield pattern, and (2) determining the geometric
parameters that define the exact location and orientation of the yield pattern and
solving for the relation between applied load and resisting moments.
The line CC, where the positive yield line has formed is at a distance of x from
AA. The shear V = 0 at C as the bending moment is the maximum (positive)
there. Here there are two unknowns x, the locations of the positive yield line and
w, the collapse load, which are determined from the two equations of equilibrium
∑V = 0 and ∑M = 0.
From the statical analysis, we know that the vertical reactions VA and VB at A and
B, respectively are, (assuming MA > MB):
Now, ∑V = 0 gives: VA – wx = 0
(12.6)
Substituting the expression of VA from Eq. 12.4 in Eq. 12.6, we have, wL/2 + (MA
– MB) / L – wx = 0, which gives:
∑M = 0 gives:
VA x – MA – wx2/2 – Mc = 0
(12.8)
Substituting the expression of w from Eq. 12.7 into Eq. 12.9, we have,
Equation 12.10 will give the values of x for known values of MA, MB and MC.
Equation12.7 will give the value of w after getting the value of x from Eq. 12.10.
The work equation (Eq.12.3) is written equating the total work done by the
collapse loads during the rotation of slab segments, maintaining the deflection
compatibility to the total internal work done by bending and twisting moments on
all the yield lines. Figure12.30.6d presents the rigid body rotations of the two slab
segments. The left segment AACC rotates by θA in the clockwise direction and
the right segment BBCC rotates by θB in the anticlockwise direction, while
maintaining the deflection Δ compatible, as shown in Fig.12.30.6d.
From Fig.12.30.6d:
Equating the works, we have form Eqs.12.11 and 12.14, wL Δ/2 = MA (Δ/x) + MB
(Δ/L-x) + MC (Δ/x + Δ/L-x)
In the method of virtual work, therefore, we get the values of x from the same
equation, Eq.12.10, and then we get w from Eq.12.15.
We consider two special cases of simply supported and clamped slabs from the
above equations.
However, Eq. 12.7 gives division by zero for the simply supported case, when MA
= MB = 0 and x = L/2. So, we use Eq.12.8 ( ∑M = 0) when MA = MB = 0 and x =
L/2. This gives w = 8MC / L2.
In the method of virtual work, Eq.12.10 (the same as in the method of segmental
equilibrium) gives x = L/2. Thereafter, Eq.12.15 is used for determining w, which
gives (when MA = MB = 0 and x = L/2),
w = 8MC / L2
Thus, we get the following values of x and w for the simply supported slab
Here, we get x = L/2 from Eq.12.10. Then, we use Eq.12.8 as Eq.12.7 involves
zero by zero case, as explained in case (i) above. This gives w = 24 MC / L2
(when MA = MB = 2MC and x = L/2). These values are by the method of
segmental equilibrium.
Similarly, by the method of virtual work, Eq.12.10 gives x = L/2. Then, Eq.12.15
gives, w = 24 MC / L2.
It is clear from the two cases that there will be positive yield line at the centre of
the slab when it is simply supported and there will be two negative yield lines at
the two supports in addition to the positive yield line at the centre of the slab
when the slab is clamped at both ends. The collapse loads are: w = 8 MC / L2 and
24 MC / L2 for the simply supported and clamped slabs, respectively. However, it
is worth mentioning that the formation of those specific yield lines and the
respective collapse loads are possible only if the slab is designed with adequate
positive and negative reinforcement, as assumed to get the solution.
We now take up numerical problems in the next section for the purpose of
illustration.
Solution 1:
(A) Method of segmental equilibrium
Q.2: What are yield lines and what is yield line theory?
A.3: Sec.12.30.3
A.4: Sec.12.30.4
Q.5: What are the guidelines to draw the possible yield patterns and locate the
axes of rotations?
A.6: Sec.12.30.6
A.7: Sec.12.30.7
Q.8: Compare the locations of positive and negative yield lines and the values
of the respective collapse loads of one 3 m × 6 m slab supported along 6
m direction (Figs.12.30.6a) carrying a total factored load of 20 kN/m for
the three cases: (i) the slab is simply supported, (ii) the slab is clamped
and (iii) the positive and negative reinforcements are identical to have the
equal resistance for the continuous slab. Discuss the results.
A.8: The moments MC at the mid-span for one simply supported slab is wl2/8 =
90 kNm and for another clamped supported slab MC = wl2 /24= 30 kNm.
The support moments for clamped slab MA = MB = -wl2/12 = - 60 kNm. For
the third case the magnitude of MA, MB and MC are equal for a continuous
slab. So, MA = MB = - 45 kNm and MC = + 45 kNm. Method of virtual work
is employed.
Case (ii): From Eq. 12.18, we have the distance of positive yield line x =
6/2 = 3 m and w = 24 MC /L2 = 24 (30) / 6(6) = 20 kN/m. The negative yield
lines of the clamped slab are at the two sides AA and BB.
12.30.11 References
A.TQ.1: Sec.12.30.3
[10 Marks]
TQ.2: State the assumptions of yield line theory.
A.TQ.2: Sec.12.30.4
[10 Marks]
TQ.3: What are the guidelines to draw the possible yield patterns and locate the
axes of rotations?
This lesson explains the basic principle of yield line analysis which is
required to remove the inconsistency between the elastic analysis and the design
by limit state method considering inelastic behaviour. Moreover, the limitations of
elastic analysis of slab are mentioned. The upper and lower bound theorems are
explained to show that the two methods of yield line analysis viz. (i) method of
segmental equilibrium and (ii) method of virtual work are upper bound methods.
The governing equations of both the methods are derived. The first requirement
of the yield line analysis is to predict the possible yield pattern and locate the
axes of rotation. Suitable guidelines are given for the same as the correctness of
the solution depends on the prediction of true yield line pattern and location of
the axes of rotation. Numerical problems are solved by both methods of analysis.