Final Topology
Final Topology
Abstract
We present some basic facts about topological dimension, the motivation, necessary denitions and their interrelations. Finally we discuss the Hausdor dimension and fractals.
1 Topological dimension
1.1 Motivation
Topological dimensions denes the basic dierence between related topological sets such as I n and I m when n = m. The lack of that denition is especially highlighted because of the easy explanation of the geometric dimension. When trying to dene a dimension for a topological space, you might run into several diculties - Unlike a vector space, you can not state that the dimension is the maximum of linear independent vector. Therefore in order to get an intuitive denition for a topological dimension we should look for dierent properties that has the eects of the geometrical dimension.
1.2 General
A topological dimension has values in 1, 0, 1, 2, 3, . . . , and is topological, i.e: if X and Y are homeomorphic then they have the same "dimension". It will also be nice, if Rn gets value n, for each n. There are 3 commonly used denitions: 1. Small inductive dimension (ind) 2. Large inductive dimension (Ind) 3. Lebesgue covering dimension (dim) All these denitions have the required properties, and we will see that they are the same for separable metrizable spaces (ind = Ind = dim).
Remark 3.1. The ind dimension is indeed a topological dimension: X is homeomorphic to Y implies that ind(X ) = ind(Y ).
This can be shown easily (and inductively) as the denition relays only of open\closed sets.
So, it is enough to prove that ind(R) is not 0. But that is easy! if ind(R) = 0, that means that a set U exists, such that: ind(U ) = 1 U = U is clopen! but if U is clopen, R is disconnected! Because R is connected, we get that ind(R) > 0. So nally, ind(R) = 1 . The same proof can be done for the Sphere S 1 and the interval I 1 .
Example 3.2. What is the dimension of C the cantor set? Lets look at C in R, C has no interior points (fact). That means, that for each nbd U = (a, b) of x C , we can nd two points c, d such that a c x d b, and c, d / C. Lets look at C as a subspace, V = (c, d) is open, and closed ind(C ) = 0
Note that these results are not exactly what we expect. The cantor set has the same 'size' as R: 20 , so we should expect it to have the same dimension. But then again, the cantor set has no interval in it. Its dimension should be then, somewhere between 0 and 1. We shall later learn of a dimension denition that suits our expectations. It is worth to mention, that the cantor set is universal 0-dimensional space of separable metrizable spaces. meaning that every other space separable metric space X, ind(X ) = 0, is homeomorphic to a sub-space of the cantor set. i Remember that a number is in the Cantor set It has the form iN x 3i , x i {0, 2}. 2 2 0 for example: 3 +0 9 + 27 + 81 + . We can display this number simply as a fraction of radix 3 0.2020.... This set of fractions has one-to-one and onto mapping to the set of binary fractions 0.1010.... We simply replaced all the 2's with 1's. The latter set of fractions is more familiar to topology, it is the space:D0 , D = {0, 1}, D with the discrete topology.
Remark 3.3. Every zero dimensional spaces has a clopen base (by the alternative denition). If the space is also metrizable and separable, it has a countable clopen base (because then every base has a countable base contained in it).
Theorem 3.5. The Cantor set is a universal space for all the zero-dimensional
metrizable separable space. Proof. Let X be a separable metrizable space. It is enough to show that X is homeomorphic to a sub-set of D0 . Let B = {Bi } be its clopen countable base. We dene f to be: fi (x) = 1 x Bi . Dene f (x) = (f1 (x), f2 (x), . . .). f is the homeomorphism 0 otherwise that we wanted.
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An interesting question we can ask about this dimension, is wether ind(Rn ) = n. The answer is yes,we will start by showing that ind(Rn ) n.
Denition 3.2. A Partition L on between A and B exists, if there are open sets U, W , A U, B W , such that W U = and L = U c W c . Theorem 3.7. ind(X ) n For every point x and every closed set B there
is a partition L, such that:ind(L) n 1. Proof. () If x X and B is closed, Then there is a set V , such that V B = . By denition of ind, there is a U V , x U , ind(U ) n 1 now, let W = U and L = U . () Let x X and V an nbd of x. The set B = V c is closed, and therefore there are U, W such that x U , B W . Note that by denition of B , U V . Now W c is closed, therefore U W c , and obviously U U W c , and by = U \ U U c. denition U = U \ U Therefore U U c W c = L ind(U ) n 1 subspace of X , then for all closed set A, B of X A B = , there is a partition between them L, such that L Z =
Theorem 3.9. X is a separable metrizable space, then ind(X ) n X is the union of two sub spaces Y, Z such that ind(Y ) n 1, ind(Z ) 0.
From this we can easily see, that for a separable metrizable space X ind(X ) n X is the union of Z1 , . . . , Zn+1 , ind(Zi ) 0. A nice result of this theorem, gives us an estimate on the dimension of the sum of two spaces.
Theorem 3.10. (The addition theorem) If X, Y , ind(X ) n, ind(Y ) m are separable metric spaces, then X Y can be represented with Zx,1 , . . . Zx,n+1 , ZY,1 . . . , ZY,m+1 . And therefore ind(X Y ) n + 1 + m + 1 1 = m + n 1, meaning that ind(X Y ) ind(X ) + ind(Y ) 1. Theorem 3.11. (The separation theorem) For every closed sets A, B of
a separable metric space X ind(X ) n, There is a partition L, such that ind(L) n 1.
Proof. We can decompose X into two spaces Y, ind(Y ) n 1; Z, ind(Z ) = 0. There is a partition L between A, B and L Z = L Y and ind(L) n 1 as a sub-space of Y.
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A U , B W are open in X and U W = . For every partition L of M U, M W there is a partition L of A, B , such that M L L .
The last lemma says, that you can take a partition on M and extend it to a partition on X . We can use it to prove the following:
Theorem 3.13. (The second separation theorem) X is a metric space, M is a separable sub-space and ind(M ) n. Then For every disjoint closed sets A, B there is a partition L such that ind(L M ) n 1. Theorem 3.14. (Theorem on partitions) X is a separable metric space, ind(X ) n . Then For every sequence of (A1, , B1 ), . . . (An+1 , Bn+1 ) of closed disjoint sets, The partitions L1 , . . . , Ln+1 exists, such that they have an empty intersection.
Proof. We shall only prove () Let's look at A1 , B1 by the separation theorem, we can nd a L1 ,ind(L1 ) n 1. Lets look at A2 , B2 and let M = L1 . We can nd a partition L2 , such thatind(M L2 ) n 2. Lets look at Ai , Bi and let M = L1 L2 Li1 , we can nd a partition Li , such thatind(M Li ) = n i. When we get to toAn+1 , Bn+1 , we have ind(L1 L2 Ln+1 ) 1 L1 L2 Ln+1 = .
We are 2-3 theorems away from showing that ind(Rn ) = n
Theorem 3.15. (Brouwer xed point theorem) If S is a non-empty, compact, closed and convex sub set of Rn , then f : S S has a xed point.
Why do we need this theorem? you shall soon nd out!
Proof. As Li is a partition between Ai and Bi , by denition exists open sets Ui , Wi ; Ai Ui , Bi Wi . and Li = (Ui Wi )c . The following function is well dened: d(x,Li ) 1 1 x Wic 2 d(Ai ,x)+d(x,Li ) + 2 fi = d ( x,L ) 1 1 i 2 x Uic d(Bi ,x)+d(x,Li ) + 2
fi is continuous. We also have: f 1 ( 1 2 ) = Li and fi (Ai ) = {1} and fi (Bi ) = {0} (Note that the i-th coordinate of x Ai is 0, and of x Bi is 1). Lets dene f (x) = (f1 , . . . , fn ). 1 ,..., 1 if L1 Ln = then x f (x) = ( 2 2 ). 1 1 n Let p : I \ {( 2 , . . . , 2 )} be the projection from a point in the cube to its boundary (We stretch a line from the middle, to the point, until it reaches the boundary). Dene g = p f . We have that g (Ai ) Bi and g (Bi ) Ai and that g (I n )is on one of the Bi or Ai .That means that g (x) = x for every x. contradicting Brouwer xed point theorem.
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Can you see where this is heading? We have already seen that I n n is true. let's show that I n n 1 is false. If I n n 1 is true, then it has we can nd n partitions of the faces that has an empty intersection. (the faces of I n are sequence of n disjoint closed sets, so we apply the Theorem on partitions) But by the previous theorem showed that any selection of partitions of the faces will always have a non-empty intersection! and we get:
ind(I n ) = n
And due to the sub-space theorem:
ind(Rn ) = n
Denition 4.1. The large inductive dimension of normal space X is notated Ind(X ), and is dened as follows:
1. We say that the dimension of a space X (Ind(X )) is -1 i X = 2. Ind(X ) n if for every closed set C X and for every open set U exists an open V , C V such that V U , and Ind(V ) n 1. Where V is the boundary of V . 3. Ind(X ) = n if (2) is true for n, but false for n 1. 4. Ind(X ) = if for every n, Ind(X ) n is false.
Remainder: X is a normal space if, given any disjoint closed sets E and F, there are a neighborhood U of E and a neighborhood V of F that are also disjoint.
Proposition 4.1. A normal space X satises the inequality Ind(X ) n i for every pair A, B of disjoint closed subset of X exists a partition L between A and B such that Ind(X ) n 1
We have seen this before...
Proof. For every normal space X we have ind(X ) Ind(X ) by denition. To show that Ind(X ) ind(X ) we will use induction with respect to ind(X ), clearly one can suppose that ind(X ) < . If ind(X ) = 1ind(X ) Ind(X ). Assume that the inequality is proven for all separable metric space X of ind(X ) < n and consider a separable metric space X such that ind(X ) = n. Let A and B be a pair of disjoint closed subset of X , according to the rst separation theorem there exists a partition L between A and B such that ind(L) n 1, by the inductive assumption for every k < n Ind(L) n 1 and according to the previous proposition Ind(X ) n and nally we got Ind(X ) ind(X ) Ind(X ) = ind(X ).
Example 5.1. consider some arbitrary open cover of the unit circle. This open cover will have a renement consisting of a collection of open arcs. The circle has dimension 1, by this denition, because any such cover can be further rened to the stage where a given point x of the circle is contained in at most 2 arcs. That is, whatever collection of arcs we begin with some can be discarded, such that in the remainder still covers the circle, but with simple overlaps. Similarly, consider the unit disk in the two-dimensional plane. It is not hard to visualize that any open cover can be rened so that any point of the disk is contained in no more than three sets.
5.1 Properties
Property 5.1. Lebesgue covering dimension is a topological property
two homeomorphic spaces have the same dimension.
Proof. The theorem is obvious if dimX = , so that we can assume that dimX = n < . Consider a nite open cover U = Ui k i=1 of the space M. For i=1,2...,k let Wi be an open subset of X such that Ui = M Wi . The family X \M Wi k i=1 is an open cover of the space X and since dimX n it has a nite open renement which no point is included in more than n+1 elements of . one easily see that the family \M is a nite open cover of space M, renes U and has no point of M is included in more than n+1 elements of \M , so that dimM n = dimX .
Theorem 5.2. For X metrizable space IndX = dimX . Theorem 5.3. For X normal space dimX IndX
holes in the disk. The remaining object is again two-dimensional, and again has a nite open cover. The process of selecting a cover and rening, and then punching out holes can be repeated, ad innitum. The resulting object is homeomorphic to the Sierpinski carpet. What is curious about this construction is that the carpet has a Lebesgue covering dimension of one, and not two, although at any step of the creation the shape had dimension of two. The proof of this is essentially by contradiction: were there a covering which required membership to three sets, then the aected area would have been punched out during the construction phase. Similar constructions can be performed in higher dimensions; the three-dimensional analogue is called the Menger sponge. Curiously, the Lebesgue covering dimension of the Menger sponge is again one.
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6 Fractals
The word "fractal" denotes a shape that is recursively constructed or self-similar, that is, a shape that appears similar at all scales of magnication and is therefore often referred to as "innitely complex". There is also a mathematics fractal denition that we intrudes later. Some examples that are: 1. Cantor set 2. Sierpinski carpet Which we already see, more known examples are: 3. The Koch curve: one can imagine that it was created by starting with a line segment, then recursively altering each line segment as follows: (a) divide the line segment into three segments of equal length. (b) draw an equilateral triangle that has the middle segment from step 1 as its base. (c) remove the line segment that is the base of the triangle from step 2.
The Koch curve is in the limit approached as the above steps are followed over and over again
4. The Mandelbrot set: this set can be dened as the set of parameters c for which the critical point 0 of fc : C C; z z 2 + c does not tend to n n , That is: fc (0) where fc is the n-fold composition of fc with itself. This denition lends itself immediately to the production of computer generated renderings. Example to approximate fractals are easily found in nature. These objects display self-similar structure over an extended, but nite, scale range. Examples include clouds, snow akes, mountains, river networks, and systems of blood vessels. Famous example in this class is 5. The coast line of Britain.
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7 Hausdor dimension
7.1 Introduction
The topological dimensions that we saw gives us a notion of geometrical dimension for topological space. And as we expect the topological dimension of Rn is indeed n. But there are some complex sets as we seen before that the topological dimensions seems too naive for. For this purpose, the Hausdor dimension (fractal dimension) was invented. The topological dimension were built on some topological notions, like the notion that boundary of the space has a dimension smaller by 1. This dimension has a dierent notion that is not topological. We will now look at Rn and observe another feature that involves it's geometrical dimension, to get an intuition of the Hausdor dimension. Imagine a square in R2 with side length of 1. its area is also 1. let's see what happens when we 'zoom-in':
2 2 2
Imagine a cube in R3 with side length of 1. its volume is also 1. let's see again what happens when we 'zoom-in' (Area) Zoom Side Volume Factor: log log (Side) 1 2 3 4 1 2 3 4 1 8 27 64 3 3 3
More generally, if we take the cube I n , and we 'zoom in' the space k times, the cube will grow by k n . As we can see this is another eect of the geometrical dimension. The Hausdor dimension denition is based on this notion of the dimension, and that's why it requires a metric (so we can measure the growth of the space). This dimension gives nice results for fractals, as we will demonstrate, but rst lets formalize the denition.
diam(Bi )d :
Remember that we are trying to use the geometrical notion to dene a new dimension. The sum diam(Bi ) can be thought of as the 'size' of a 1-d segment in the space. The sum diam(Bi )d is the volume of the number of d-dimensional cubes needed to cover the space. Now, to be able to use Hd comfortably, we dene a measure:
Denition 7.2. The Hausdor p-measure Md is Md (A) = sup{Hd (A, )} Note: a < b Hd (A, a) Hd (A, b), so the following is also true:
Md (A) = lim
0 Hd (A,
7.4 Fractals
Now that we grasped the Hausdor dimension, it's time to see some uses of it in the fractals eld. The Hausdor dimension used to formalize the denition of fractals. is dierent from its topological dimension (dim). Some dene a fractral as a set with non-integer Hausdor dimension.
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7.4.1 Examples
If we nd a nice enough fractal, we can calculate its Hausdor dimension with ease using the geometrical notion of the Hausdor dimension. The dimension of a fractal is intuitively, The factor between the zoom, and self resmbling parts) the number of self resembling parts after the zoom log(Smallerlog . (Zoom) Lets give an example with a common fractal The Cantor set. self resmbling parts) Zoom Number of smaller self resembling parts Factor: log(Smallerlog (Zoom) 1 3 9 1 2 4
log (N ) log (r )
0.630929754 0.630929754
D=
D=
= 0.63.
We got an object with Hausdor dimension dierent from his topology dimension. We can also notice The Cantor set dimension is between a point (dimensionality 0) and a line (dimensionality 1) just like we would expected. Another well known and loved fractal example is The Koch curve We can see that the length of the curve increases with each iteration, so it has innite length. This is a good example of a bound shape of innite length. But (N ) we still can obtain the Hausdor dimensions from the formula D = log log (r )
D=
D = 1.26
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References
[1] R. Engelking, Dimension theory, 1978. [2] Wikipedia, www.wikipedia.org [3] G.L. Cain, Introduction to general Topology, 1993.
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