Chapter 5
Chapter 5
Granta-gravel
5.1
Introduction
Previous chapters have been concerned with models that are also discussed in many
other books. In this and subsequent chapters we will discuss models that are substantially
new, and only a few research workers will be familiar with the notes and papers in which
this work was recently first published. The reader who is used to thinking of
consolidation and shear in terms of two dissimilar models may find the new concepts
difficult, but the associated mathematical analysis is not hard.
The new concepts are based on those set out in chapter 2. In 2.9 we reviewed the
familiar theoretical yield functions of strength of materials: these functions were expressed
in algebraic form F = 0 and were displayed as yield surfaces in principal stress space in
Fig. 2.12. We could compress the work of the next two chapters by writing a general yield
function F=0 of the same form as eq. (5.27), by drawing the associated yield surface of the
form shown in Fig. 5.1, and by directly applying the associated flow rule of 2.10 to the
new yield function. But although this could economically generate the algebraic
expressions for stress and strain-increments it would probably not convince our readers
that the use of the theory of plasticity makes sound mechanical sense for soils. About
fifteen years ago it was first suggested1 that Coulombs failure criterion (to which we will
come in due course in chapter 8) could serve as a yield function with which one could
properly associate a plastic flow: this led to erroneous predictions of high rates of change
of volume during shear distortion, and research workers who rejected these predictions
tended also to discount the usefulness of the theory of plasticity. Although Drucker,
Gibson, and Henkel2 subsequently made a correct start in using the associated flow rule,
we consider that our arguments make more mechanical sense if we build up our discussion
from Druckers concept3 of stability, to which we referred in 2.11.
The concept of a stable material needs the setting of a stable system: we will
begin in 5.2 with the description of a system in which a cylindrical specimen of ideal
material is under test in axial compression or extension. We will devote the remainder of
chapter 5 to development of a conceptual model of an ideal rigid/plastic continuum which
has been given the name Granta-gravel. In chapter 6 we will develop a model of an ideal
62
elastic/plastic continuum called Cam-clay4, which supersedes Granta-gravel. (The river
which runs past our laboratory is called the Granta in its upper reach and the Cam in the
lower reach. The intention is to provide names that are unique and that continually remind
our students that these are conceptual materials not real soil.) Both these models are
defined only in the plane in principal stress space containing axial-test data: most data of
behaviour of soil-material which we have for comparison are from axial tests, and the
Granta-gravel and Cam-clay models exist only to offer a persuasive interpretation of these
axial-test data. We hope that by the middle of chapter 6 readers will be satisfied that it is
reasonable to compare the mechanical behaviour of real soil-material with the ideal
behaviour of an isotropic-hardening model of the theory of plasticity. Then, and not until
then, we will formulate a simple critical state model that is an integral part of Grantagravel, and of Cam-clay, and of other critical state model materials which all flow as a
frictional fluid when they are severely distorted. With this critical state model we can clear
up the error of the early incorrect application of the associated flow rule to Coulombs
failure criterion, and also make a simple and fundamental interpretation of the properties
by which engineers currently classify soil.
The Granta-gravel and Cam-clay models only define yield curves in the axial-test
plane as shown in Fig 5.2: this curve is the section of the surface of Fig. 5.1 on a
diametrical plane that includes the space diagonal and the axis of longitudinal effective
stress o (similar sections of Mises and Trescas yield surfaces in Fig. 2.12 would show
two lines running parallel to the x-axis in the xz-plane). The obvious features of the pearshaped curve of Fig. 5.2 are the pointed tip on the space diagonal at relatively high
pressure, and the flanks parallel to the space diagonal at a lower pressure. A continuing
family of yield curves shown faintly in Fig. 5.2 indicates occurrence of stable isotropic
hardening. Our first goal in this chapter is to develop a model in the axial-test system that
possesses yield curves of this type.
5.2
We shall consider a real axial test in detail in chapter 7: for present purposes a
much simplified version of the test system will be described with all dimensions chosen to
make the analysis as easy as possible.
63
Let us suppose that we enter a laboratory and find a specimen under test in the
apparatus sketched in Fig. 5.3. We first examine the test system and determine the current
state of the specimen, which is in equilibrium under static loads in a uniform vertical
gravitational field. We see that we may probe the equilibrium of the specimen by slowly
applying load-increments to some accessible loading platforms. We shall hope to learn
sufficient about the mechanical properties of the material to be able to predict its behaviour
in any general test.
The specimen forms a right circular cylinder of axial length l, and total volume v,
so that its cross-sectional area, a = v/l. The volume v is such that the specimen contains
unit volume of solids homogeneously mixed with a volume (v 1) of voids which are
saturated with pore-water and free from air.
The specimen stands, with axis vertical, on a pedestal containing a porous plate.
The porous plate is connected by a rigid pipe to a cylinder, all full of water and free of air.
The pressure in the cylinder is controlled by a piston at approximately the level of the
middle of the specimen which is taken as datum. The piston which is of negligible weight
and of unit cross-sectional area supports a weight X1 so that the pore-pressure in the
specimen is simply uw=X1.
A stiff impermeable disc forms a loading cap for the specimen. A flexible,
impermeable, closely fitting sheath of negligible thickness and strength envelops the
specimen and is sealed to the load-cap and to the pedestal. The specimen, with sheath,
loading cap, and pedestal, is immersed in water in a transparent cell. The cell is connected
by a rigid pipe to a cylinder where a known weight X2 rests on a piston of negligible weight
and unit cross-sectional area. The cell, pipe, and cylinder are full of water and free from
air, so that the cell pressure is simply r = X 2 which is related to the same datum as the
pore-pressure. The cell pressure is the principal radial total stress acting on the cylindrical
specimen.
A thin stiff ram of negligible weight slides freely through a gland in the top of the
cell in a vertical line coincident with the axis of the specimen. A weight X3 rests on this
64
ram and causes a vertical force to act on the loading cap and a resulting axial pressure to
act through the length of the specimen. In addition, the cell pressure r acts on the loading
cap and, together with the effect of the ram force X3, gives rise to the principal axial total
stress l experienced by the specimen, so that
X 3 = a( l r ).
Hence, three stress quantities uw, r and ( l r ), and two dimensional quantities v,
and l, describe the state of the specimen as it stands in equilibrium in the test system.
5.3
Probing
65
effect on the specimen. In Fig. 5.5(a) OP represents the slow application of a single loadincrement X& fully resisted by the slow compression of an effectively stressed specimen,
and PO represents the slow removal of the load-increment X& exactly matched by the slow
swelling of the effectively stressed specimen. It is clear that, in the cycle OPO, by stage P
the external agency has slowly transferred into the system a small quantity of work of
magnitude (1 / 2) X& , and by the end O of the cycle this work has been recovered by the
external agency without loss.
In contrast in Fig. 5.5(b) OQ represents a sudden application of a load-increment
&
X at first resisted by excess pore-pressures and only later coming to stress effectively the
specimen at R. During the stage QR a quantity of work of magnitude X& is transferred
into the system, of which a half (represented by area OQR) has been dissipated within the
system in making pore-water flow quickly and the other half (area ORS) remains in store
in the effectively stressed specimen. Stage RS represents the sudden removal of the whole
small load-increment X& from the loading platform when it is at its low level. Negative
pore-pressure gradients are generated which quickly suck water back into the specimen,
and by the end of the cycle at O the work which was temporarily stored in the specimen
has all been dissipated. At the end of the loading cycle the small load increment is removed
at the lower level, and the external agency has transferred into the system the quantity of
work X& indicated by the shaded area OQRS in Fig. 5.5(b), although the effectively
stressed material structure of the specimen has behaved in a reversible manner. In a study
of work stored and dissipated in effectively stressed specimens it is therefore essential to
displace the loading platforms slowly.
For the most general case of probing we must consider the situation shown in Fig.
5.5(c) in which the loading platform does not return to its original position at the end of the
cycle of operations, and the specimen which has been effectively stressed throughout has
suffered some permanent deformation. The total displacement observed after application
of the load-increment has to be separated into a component r which is recovered when
the load-increment is removed and a plastic component p which is not.
Because we shall be concerned with quantities of work transferred into and out of
the test system, and not merely with displacements, we must take careful account of signs
and treat the displacements as vector quantities. Since we can only discover the plastic
component as a result of applying and then removing a load-increment, we must write it as
the resultant of initial, total, and subsequently recovered displacements
p = + r.
66
When plastic components of displacement occur we say that the specimen yields. As we
have already seen in 2.9 and 2.10 we are particularly interested in the states in which the
specimen will yield, and in the nature of the infinitesimal but irrecoverable displacements
that occur when the specimen yields.
5.4
Underlying the whole previous section is the tacit assumption that it is within our
power to make the displacement diminishingly small: that if we do virtually nothing to
disturb the system then virtually nothing will happen. We can well recall counter-examples
of systems which failed when they were barely touched, and if we really were faced with
this axial-test system in equilibrium under static loads we would be fearful of failure: we
would not touch the system without attaching some buffer that could absorb as internal or
potential or inertial energy any power that the system might begin to emit.
If the disturbance is small then, whatever the specimen may be, we can calculate
the net quantity of work transferred across the boundary from the external agency to the
test system, as
1
2 X& i ip .
For example, with the single probing increment illustrated in Fig. 5.5(c) this net quantity of
work equals the shaded area AOTU. If the specimen is rigid, then i p 0 ir , and the
probe has no effect. If the specimen is elastic (used in the sense outlined in chapter 2) then
i p 0, all displacement is recoverable and there is no net transfer of work at the
completion of the probing cycle. If the specimen is plastic (also used in the sense outlined
in chapter 2) then some net quantity of work will be transferred to the system. In each of
these three cases the system satisfies a stability criterion which we will write as
(5.1)
X& i ip 0,
and we will describe these specimens as being made of stable material.
In a recent discussion Drucker5 writes of
the term stable material, which is a specialization of the rather ill-defined term
stable system.
A stable system is, qualitatively, one whose configuration is determined by the
history of loading in the sense that small perturbations produce a small change in
response and that no spontaneous change in configuration will occur. Quantitative
definition of the terms stable, small, perturbation, and response are not clear cut
when irreversible processes are considered, because a dissipative system does not
return in general to its original equilibrium configuration when a disturbance is
removed. Different degrees of stability may exist.
Our choice of the stability* criterion (5.1) enables us to distinguish two classes of
response to probing of our system:
I Stability, when a cycle of probing of the system produces a response satisfying the
criterion (5.1), and
II Instability, when a cycle of probing of the system produces a response violating the
criterion (5.1).
* This word will only be used in one sense in this text, and will always refer to material stability as discussed in 2.11
and here in 5.4. It will not be used to describe limiting-stress calculations that relate to failure of soil masses and are
sometimes called slope-stability or stability-of-foundation calculations. These limiting-stress calculations will be met
later in chapter 9.
67
The role of an external attachment in moderating the consequence of instability can
be illustrated in Fig. 5.6. The axial-test system in that figure has attached to it an
arrangement in which instability of the specimen permits the transfer of work out of the
system: Fig. 5.6(a) shows a pulley fixed over the relatively large ram load with a relatively
small negative load-increment ( X& 3 < 0) applied by attaching a small weight to the chord
round the pulley. At the same time a small positive load-increment ( X& > 0) is applied to
1
the pore pressure platform, and we suppose that, for some reason which need not be
specified here, the change in pore-pressure happens to result, as shown in Fig. 5.6(b), in
unstable compressive failure of the specimen at constant volume. The large load on the
ram will fall as the specimen fails, and in doing so will raise the small load-increment. The
external probing agency has thus provoked a release of usable work from the system. In
general, the loading masses within the system would take up energy in acceleration, and
we would observe a sudden uncontrollable displacement of the loading platforms which we
would take to indicate failure in the system.
The study of systems at failure is problematical. The load-increment sometimes
brings parts of a test system into an unstable configuration where failure occurs, even
though the specimen itself is in a state which would not appear unstable in another test in
another system. In contrast, the study of stable test systems leads in a straightforward
manner, as is shown below, to development of stress strain relationships for the specimen
under test. Once these relationships are known they may be used to solve problems of
failure.
It is essential to distinguish stable states from the wider class of states of static
equilibrium in general. A simple calculation of virtual work within the system boundary
based on some virtual displacement of parts of a system, would be sufficient to check that
the system is in static equilibrium, but additional calculations are needed to guarantee
stability. Engineers generally must design systems not only to perform a stated function but
also to continue to perform properly under changing conditions. A small change of external
conditions must only cause a small error in predicted performance of a well engineered
system. For each state of the system, we check carefully to ensure that there is no
accessible alternative state into which probing by an external agency can bring the system
and cause a net emission of power in a probing cycle.
68
In the following sections we begin by considering the stressed state of the specimen
and the increments of stress and strain. Then come calculations about power, and the use of
power in the system. This leads to certain interesting calculations, but in 5.10 we will
return to this stability criterion and make use of it to explain why it is that in some states
some load-increments make the specimens yield and others do not. The stability criterion is
essential to this chapter, but before developing it in detail we must select appropriate
parameters.
5.5
Let the state of effective stress experienced by the specimen be separated into
spherical and deviatoric components, in the same manner that proved helpful to an
understanding of the mechanical behaviour of elastic material in 2.6 and 2.7. The total
stresses acting on the specimen uw, r, and l can be used to define parameters somewhat
similar to eq. (2.4):
effective spherical pressure
+ 2 r
(5.2)
p= l
uw > 0
3
and axial-deviator stress
q = l r.
(5.3)
In Fig. 5.2 the space diagonal axis has units of (3)p and the perpendicular axis has units
(2/3)q; an alternative and simpler representation of the state of stress of the axial-test
specimen is now given in Fig. 5.7 where axes p and q are used directly without the
multiplying factors (3) and (2/3)q.
69
In this example, eqs. (5.4) and (5.5) give
1
p& 1
p& = & l
q& = & l
=
3
q& 3
so that the load-increment brings the specimen into a state of stress represented on the (p,
q) plane by some point B on the line through A of slope 3 given by p& = 1 3 q&. The probing
cycle would be completed by removal of the load-increment and return of the specimen to
the original stress state at A (though not necessarily to the original lengths and volumes).
The second example, AC (equivalent to a drained extension test), involves loadincrement on the cell pressure platform and an equal but opposite negative stress-increment
on the ram platform, so that & l = 0, & r = X& 2 = X& 3 / a > 0. In that case eqs. (5.4) and (5.5)
give
1
p&
2
p& = & r
q& = & r
=
3
q&
3
so that the load-increment brings the specimen into a state represented in the (p, q) plane
by some point C on a line through A of slope 3 2 given by p& = 2 3 q&. As before,
completion of the probing cycle requires removal of load increments, and a return to a state
represented by point A.
The choice of strain-increment parameters to correspond to ( p, p& ) and ( q, q& )
requires care. It is essential that when the corresponding stress and strain-increments are
multiplied together they correctly give the incremental work per unit volume performed by
stresses on the specimen. This essential check will be carried out in the next section, 5.6.
But in introducing the strain-increment parameters an appeal to intuition is helpful.
Clearly, change in specimen volume can be chosen to correspond with effective spherical
pressure and pressure increment. The choice of a strain parameter to correspond with axialdeviator stress and stress-increment is not so obvious. The ram displacement I does not
correspond simply to axial-deviator stress; indeed, if an elastic specimen is subjected to
effective spherical pressure increment without any axial- deviator stress there will be a
longitudinal strain of one third of the volumetric strain. This suggests the possibility of
defining a parameter6 called axial-distortion increment
i 1 v&
(5.6)
+ & =
l 3v
to correspond to axial-deviator stress. The correctness of this choice will be shown in 5.6.
Care must be taken with signs of these parameters. Since stress is defined to be
positive in compression, it is necessary to define length reduction and radius reduction as
positive strain-increments, &l and &r respectively. Then defining longitudinal strainincrement as
l&
l
&l = =
l
l
(5.7)
and radial strain increment as
r&
r
&r = =
r
r
we have volumetric strain-increment,
v&
v
=
= &l + 2&r
v
v
and eq. (5.6) can be re-written
& = 2 3 (&l &r ).
(5.8)
(5.9)
70
It will be appropriate to distinguish between deformations called
length reduction when & > 0
and
A little conceptual difficulty may be met later because volumetric strain-increment has
been defined in eq. (5.8) to be positive when the volume v is being reduced.
It should be noted that for this choice of parameters to be meaningful principal axes
of stress, stress-increment, and strain- increment must coincide.
5.6
Power
The rate (with respect to strain*) of working of the main loading within the system
on the specimen during the displacements provoked by the external agency will be called
the loading power of the system. It can be simply calculated from the observed
displacements of Fig. 5.4 to be
E& = u wv& + r v& + ( l r )al&.
(5.10)
The upward displacement of the pore-pressure piston is equal and opposite to the
downward displacement of the cell-pressure piston, and so the loading power depends only
on the effective stresses
'r = r u w
'l = l u w
and eq. (5.10) can be re-written
E& = 'r v& + ( 'l 'r )al&.
Introducing eqs. (5.7) and (5.8), the loading power per unit volume of specimen
becomes
E&
v&
l&
= 'r + ( 'l 'r )
v
v
l
&
&
(5.1)
= 'r ( l + 2 r ) + ( 'l 'r )&l
= 'l &l + 2 'r &r ,
in which form the rate of working of effective stresses moving at their respective strain
rates is directly evident.
But from eqs. (5.2), (5.3), (5.8), and (5.9) we obtain
' & 4 'r &r 2 'r &l 2 'l &r
v& ' +2 'r
p = l
+
+
(&l + 2&r ) = l l +
v
3
3
3
3
3
and
3
3
3
3
3
71
At this juncture we must recall the mechanical working of the system and the
external agency, see Fig. 5.4. The loads within the casing of the test system are relatively
heavy and they may well have brought the specimen to the point of yielding. The object of
the tests is to learn how this loaded specimen will adjust itself when it is gently probed.
During the small displacements that are provoked by the external agency the heavy loads
moving within the system generate power E& which the specimen must either store or
dissipate: in the following section 5.7 we will define the nature of the Granta-gravel
material by stating the manner in which it disposes of this loading power. All this is taking
place within the system. In addition, there is the small power input P& by which the external
agency is controlling, and at the same time provoking, the displacements of the system,
given by
P& 1 v&
= p& + q& .
v 2 v
This power is transmitted across the casing or boundary of the system during application of
the load-increment, but it is altogether smaller than the power of the heavy loads that are
causing the specimen to deform. We think of P& as a small input signal that controls the
powerful heavy loads within the system.
During application of the load-increment the loading power per unit volume
transferred from the heavy loads to the specimen is, from eq. (5.13),
E& pv&
=
+ q& .
v v
During subsequent unloading the recoverable power per unit volume returned by the
specimen to the heavy loads within the system is
pv& r
U&
+ =
+ q& r .
(5.14)
v
v
The remainder of the loading power which is not transferred back and has been dissipated
within the specimen is
pv& p
W& E& U&
= =
+ q& p .
(5.15)
v
v v
v
Of course transfers from heavy loads to specimen and back again do not involve any
transfer across the casing that surrounds the system. However, there may be some net work
transferred by the external probing agency across the boundary to the system in the
complete probing cycle, which is the small quantity
1 v& p
1
p
p&
+ q&& p = X& i i
2 v
2
corresponding to the shaded area in Fig. 5.5(c). We have already discussed the importance
of this in 5.4 and seen that our criterion of stability (5.1) requires
v& p
p&
(5.16)
+ q&& p 0.
v
5.7
Power in Granta-gravel
72
& p would be zero, and v& r and & r might be prescribed functions of p, p& and q, q&. In
formulating an artificial material we are free to choose what ingredients we like for the
recipe provided by these two equations. We require Granta-gravel to be an ideal
rigid/plastic material and so we shall take as our first and major simplification the
requirement that it never displays any recoverable strains, i.e.,
(5.17)
v& r & r 0.
This means that the application of a probing load-increment either meets with a
rigid response, or causes yield, but that the subsequent removal of the load-increment has
no effect at all. There can be no recoverable power U& and all loading power E& is dissipated
within the specimen as W& .
We need to specify how this work W& is dissipated, and as Granta-gravel is
intended to be as simple a model as possible of a frictional granular material we shall
assume that
W&
(5.18)
= Mp & > 0.
v
In this equation M (capital ) is a simple frictional constant so that W& is linearly
dependent on p > 0. The modulus sign is required for & because frictional work is always
dissipated and W& must always be positive. This property of Granta-gravel is a sort of
friction in the sense loosely defined in 1.8.
Combining these assumptions and re-writing eqs. (5.14), (5.15), and (5.16) we have
specified for Granta-gravel
v& r & r 0
v& v& p
& & p
U& 0
pv&
W&
+ q& =
= Mp &
(5.19)
v
v
and the stability criterion becomes
p& v&
(5.20)
+ q&& 0.
v
5.8
73
being strong at yield, and those which yield when q1 = Mp1 as being in a critical state at
yield.
At this stage, in order to develop the argument economically, we shall confine our
attention to specimens that are experiencing a positive deviator stress, q1 >0, and subject to
reduction of length & 0. This is equivalent to conducting conventional axial compression
tests only, but we shall see later that this restriction does not cause loss of generality, as
similar results can be obtained for extension tests where q1 <0 and & 0.
5.9
Critical States
Although we are taking q1 >0 and & 0 we still have three distinct classes of
specimen to consider:
a) q1 <Mp1 for which eq. (5.21a) shows that v& = v > 0 so that all specimens weak at
yield must be compacting,
b) q1 >Mp1 for which we must have v& = v < 0 so that all specimens strong at yield
must be dilating,
c) q1 = Mp1 for which v& = 0 so that specimens yielding in what we call critical states
remain at constant volume, & is indeterminate, and in these states yield can
continue to occur without change in q1, p1, or v1. The material behaves as a
frictional fluid rather than a yielding solid; it is as though the material had melted
under stress.
The behaviour of each of these three classes (a), (b), and (c) is indicated in Fig. 5.8
from which it is clear that when the states of
specimens are represented by the parameters (p, v) in Fig. 5.9 a distinct curve separates an
area in which yielding specimens compact, from one in which they dilate. In addition, any
point such as C appropriate to a specimen yielding in a critical state with
q1 = Mp1 , v = v1 must lie on this curve.
Experimental evidence 8-11 supports the assumption that for specimens of Grantagravel in tests with length reduction there exists a unique curve of critical states in (p, v, q)
space. This curve, which will always be shown in diagrams as a double line, is given by the
pair of equations
(5.22)
q = Mp
defining the straight line projection in Figs. 5.8(a), (b), and (c),
and
(5.23)
v = ln p
defining the projected critical curve of Fig. 5.9. (We shall expect a mirror image of this
critical state curve on the negative side of the q = 0 plane for tests with radius reduction.)
74
It is experimentally difficult to keep a specimen under control as it approaches the
critical state and tends towards frictional fluid behaviour. Axial-test specimens have
closely defined right-cylindrical shape at the start of a test, but we can clearly see them
lose shape and we must expect that the test system will become unstable and exhibit
failure before average conditions in the specimen correspond closely to critical
conditions. However, leaving to one side at present the difficulties of the specific system of
Figs. 5.3, 5.4, 5.6, it is necessary to idealize and assume that specimens of Granta-gravel
can reach a critical state.
Let us examine in detail the behaviour of a specimen under the state of stress given
by S, which is on the yield curve with coordinates (ps, qs). We can apply a variety of
infinitesimal probes ( p& , q& ), as a result of which the specimen either remains rigid or yields
with permanent deformations satisfying eq. (5.19). The inequality (5.20) tells us whether
such yielding is stable or unstable. Combining these and eliminating v& we obtain the
inequality
p& ( Mps & qs& ) + ps q&& 0
and since we have previously specified & 0 we have the requirement for stable yielding
75
q
M s p& + q& > 0,
ps
& > 0.
(5.24)
Considering in Fig. 5.11 all possible probing vectors at the point S, we can now distinguish
between those such as ST which are directed outwards from a line through S of slope
q
dq q&
= = M s
(5.25)
p
dp p&
s
those such as SR which are directed inwards from the line, and those such as SS' which are
directed along the line. Under the first of these probings yielding would satisfy the stability
criterion and inequality (5.24): under the second of these probings rigidity must be
postulated so that & is zero if the stability criterion is to be satisfied: under the third of
these probings the specimen experiences a neutral change of state in which it moves into
an adjacent state of limiting rigidity, still on the point of yielding.
In this manner we can link the stability criterion with the theory of plasticity, as
also set out in chapter 2. We can integrate eq. (5.25) to give
q
= ln p = const.
(5.26)
Mp
76
We can evaluate the constant of integration as we know that the yield curve must
pass through the critical state C1 appropriate to this specimen of specific volume v1. Let
this be denoted by ( pu , qu = Mpu ) so that the yield curve becomes
p
q
+ ln = 1 (q > 0).
(5.27)
Mp
pu
Our argument has been confined so far to loads with q >0 so the yield curve given
by eq. (5.27) is confined to the positive quadrant as shown in Fig. 5.12(a). If the argument
of this and the last section (5.9) is now repeated for specimens subject to negative deviator
stress q <0 and reduction of radius & 0 (equivalent to a conventional extension test) we
shall get exactly similar expressions but with appropriate changes of sign throughout, and
derive a yield curve which is the mirror image of that above, i.e.,
p
q
+ ln = 1 (q > 0).
(5.28)
Mp
pu
Putting the two together we have established a symmetrical closed convex curve,
Fig. 5.12(b). The main features of this curve are that it passes through the origin (with the
q-axis as tangent), has zero gradient at the critical states C1 and C'1 , and has a vertex at V1
where the gradients are M. In particular, the pressure at the vertex denoted by Pe is such
that ln( pe / pu ) = 1, i.e.,
pe = 2.718 pu .
(5.29)
It must be remembered that the yield curve only applies to specimens of the
particular specific volume v=v1 that we have considered, and that it is a boundary
containing all permissible equiiibrium states of stress for this set of specimens.
Mathematically, in eqs. (5.27) and (5.28) it is the parameter pu which is a unique function
of v1. In the next section we will consider the family of yield curves that apply to sets of
specimens of other specific volumes.
(5.30)
q = Mp1 +
ln p
obtained from eqs. (5.23) and the pair (5.27) and (5.28). A view of the surface is best seen
in the direction of the arrow of Fig. 5.13; and the upper half is shown thus in Fig. 5.14.
77
If we consider a set of specimens all at the same ratio = q/p>0 at yield, we see
from substitution in eq. (5.30) that their states must lie on the line
(5.31)
v + ln p = 1 + = const.
M
78
This is illustrated in Fig. 5.15; where each curve, v + ln p = constant, corresponds to one
value of and vice versa. The critical curve C1C2C3 and the curve joining the vertices
V1V2V3 are seen to be special members of this set. If the lower diagram, Fig. 5.15(b), is
plotted with p on a logarithmic scale the set of curves become a set of parallel lines of
slope , in Fig. 5.15(c).
79
From 5.9 it is apparent that the critical curve divides all possible states of a
specimen into two distinct categories. Let us first concentrate on specimens which are
weak at yield for which 0 < qs < Mps , and show that the application of a small outward
probing cycle is consistent with stable yielding and permanent deformation (v&, & > 0) to an
isotropically hardened state.
From eq. (5.12a) we know that this volumetric strain-increment v& must be positive,
thus v is negative and the specimen will compact to a smaller total volume
v2 = (v1 + v) = (v1 v&), at which it has a new larger yield curve. On removal of the loadincrement to complete the probing cycle as illustrated in Fig. 5.16, the specimen is left in
the rigid stressed state ( pr = ps , v2 = v1 v&, qr = qs ) which is represented by the point R2,
inside the dotted yield curve that is appropriate to specimens of specific volume v2. We
could now add a permanent load-increment of ( p& , q& ) to our new denser specimen at R2
before bringing it to the verge of yielding again at some point S2 on the larger yield curve.
The effect of our probe has been to deform the specimen into one that is slightly stronger
or harder, so that our original assumption of stable yielding is valid. This phenomenon is
known as hardening and will be the consequence of any outward probe that we choose to
apply to a specimen with stressed state 0 < qs < Mps .
In contrast, let us now consider a similar specimen which is in a stressed state F1
given by (pf, v1, qf) in Fig. 5.17, where it is strong at yield with q f > Mp f . We will now
find that yielding has to be associated with application of an inward probe, and this is
consistent with instability. If the probing causes the specimen to yield and undergo
permanent deformation (v&, & > 0) then in this case the volumetric strain-increment v& must
be negative, the sample must expand to a larger volume v3 = v1 + v > v1 , and in this
condition at H3 the new looser specimen is just in equilibrium governed by a smaller
yield curve. Hence the probing cycle had to be directed inwards and it will now be
impossible to complete the cycle and restore the state to (pf, qf) because this state lies
outside the dotted yield curve and the specimen can no longer sustain these stresses in
80
equilibrium. This means that the effect of probing has been to deform the specimen into
one that is weaker or softer: we will call this process softening.
81
In engineering terms the condition of the specimen at F is what we would recognize
as a state of incipient failure, and we would need some buffer to arrest displacements if we
were to try to control the specimen and reduce loads during the softening process. Of
course if we hd tried to apply an outward probe such as F1I1 to the original specimen we
should have observed catastrophic uncontrollable failure.
The results of probing both categories of specimen are summarized in Fig. 5.18.
82
For convenience, let Z always be used to denote the point in (p, v, q) space
representing the current state of the specimen at the particular stage of the test under
consideration. As the test progresses the passage of Z on the state boundary surface either
from B up towards C, or from F down towards C will be exactly specified by the set of
three equations:
(5.33)
(q > 0) (5.30 bis)
p = constant = p0 .
The first two equations govern the behaviour of all specimens and the third is the
restriction on the test path imposed by our choice of test conditions for this specimen. We
will find it convenient in a constant-p test to relate the initial state of the specimen to its
ultimate critical state by the total change in volume represented by the distance AC (or EC)
in Fig. 5.19(c) and define
D0 = v0 vc = v0 + ln p0 .
(5.34)
The conventional way of presenting the test data would be in plots of axial-deviator
stress q against cumulative shear strain and total volumetric strain v/v0 against ; and
this can be achieved by manipulating equations (5.33) as follows. From the last two
equations and (5.34) we have
q = Mp0 (v0 v + D0 )
pv&
+ q& = Mp&
v
Mp
q=
( + v ln p )
83
and substituting in the first equation
p0 v&
Mp0&
= ( Mp0 q )& =
(v v0 + D0 ).
v
1
1
1
M d
=
=
.
dv v(v v0 + D0 ) (v0 D0 ) v (v v0 + D0 )
Integrating
(5.35)
1
v
ln
+ constant
v0 D0 v v0 + D0
D0 v
ln
M =
v0 D0 v0 (v v0 + D0 )
i.e.,
M (v0 D0 ) v0 (v v0 + D0 ) v0 ( v + D0 )
=
exp
=
D0 v
D0 ( v + v0 )
(5.36)
84
Similarly we can obtain q as a function of
v0 ( Mp0 q )
M (v0 D0 )
exp
.
=
(5.37)
D0 [Mp0 (v0 D0 + ) q ]
These relationships for (i) a specimen looser than critical and (ii) a specimen denser
than critical are plotted in Fig. 5.20 and demonstrate that we have been able to describe a
complete strain-controlled constant-p axial-compression test on a specimen of Grantagravel.
In a similar manner we could describe a conventional drained test in which the cell
pressure r is kept constant and the axial load varies as the plunger is displaced at a
constant rate. In 5.5 we saw that throughout such a test p& = 13 q& , so that the state of the
specimen, Z, would be confined at all times to the plane p = p0 + 13 q. Hence the section of
this drained plane with the state boundary surface is very similar to the constant-p test of
Fig. 5.19 except that the plane has been rotated about its intersection with the q = 0 plane
to make an angle of tan-1 3 with it.
The differential equation corresponding to eq. (5.35) is not directly integrable, but
gives rise to curves of the same form as those of Fig. 5.20.
An attempt to compare these with actual test results on cohesion-less granular
materials is not very fruitful. Such specimens are rarely in a condition looser than critical;
when they are, it is usually because they are subject to high confining pressures outside the
normal range of standard laboratory axial-test equipment. Among the limited published
data is a series of drained tests on sand and silt by Hirschfeld and Poulos12, and the
loosest test quoted on the sand is reproduced in Fig. 5.21 showing a marked resemblance
to the behaviour of constant-p tests for Granta-gravel.
Fig. 5.21 Drained Axial Test on Sand (After Hirschfeld & Poulos)
For the case of specimens denser than critical, Granta-gravel is rigid until peak
deviator stress is reached, and we shall not expect very satisfactory correlation with
experimental results for strains after peak on account of the instability of the test system
85
and the non-uniformity of distortion that are to be expected in real specimens. This topic
will be discussed further in chapter 8.
However, it is valuable to compare the predictions for peak conditions such as at
state F of Fig. 5.19 and this will be done in the next section.
On page 346 of his book, Taylor calculates the loading power being supplied to the
specimen making due allowance for the external work done by the interlocking or
dilatation. In effect, he calculates for the peak stress point F the expression
(5.38)
Ax& ' Ay& = ' Ax&
(total loading power = frictional work)
which has been written in our terminology, and where A is the cross-sectional area of the
specimen. This is directly analogous to eq. (5.19),
pv&
q& +
= Mp &
v
which relates true stress invariants p and q, and which expresses the loading power per unit
volume of specimen. The parameters are directly comparable: q with , p with ' , & with
x&, and v& / v with y& (opposite sign convention); and so we can associate Taylors
approach with the Granta-gravel model.
86
Fig. 5.23 Friction Angle Data from Direct Shear Tests (Ottawa Standard Sand) (After Taylor)
Fig. 5.24 Friction Angle Data from Direct Shear Tests replotted from Fig. 5.23
The comparison can be taken a stage further than this. In his Fig. 14.10, reproduced
here as Fig. 5.23, Taylor shows the variation of peak friction angle m (where tan m = m ' )
with initial voids ratio e0 for different values of fixed normal stress ' . These results have
87
been directly replotted in Fig. 5.24 as curves of constant m (or peak stress ratio m ' ) for
differing values of v = (1 + e) and ' .
There is a striking similarity with Fig. 5.15(b) where each curve is associated with a
set of Granta-gravel specimens that have the same value of q/p at yield. Taylor suggests an
ultimate value of for his direct shear tests of 26.7 which can be taken to correspond to
the critical state condition, so that all the curves in Fig. 5.24 are on the dense side of the
critical curve.
by the response of the specimen. Hence for any choice of made by the external agency, the
specimen will require an associated X& 1 if its volume is to be kept constant.
Let our specimen of Granta-gravel be in an initial state ( p1 , v0 , q = 0) represented by
I in Fig. 5.25. As we start to increase the axial load by a series of small increments X& , the
3
specimen remains rigid and has no tendency to change volume so that the associated X& 1 are
all zero. Under these conditions there is no change in pore-pressure and p& = 13 q& so that the
point Z representing the state of the sample starts to move up the line IJ of slope 3.
This process will continue until Z reaches the yield curve, appropriate to v = v0 , at
point K. At this stage of the test in order that the specimen should remain at constant
volume, Z cannot go outside the yield curve (otherwise it would result in permanent
v& and & ); thus as q further increases the only possibility is for Z to progress along the yield
curve in a series of steps of neutral change. Once past the point K, the shape of the yield
curve will dictate the magnitude of X& 1 that is required for each successive X& 3 . At a point
X& will be represented by the distance LM = p + 1 q p, so that
such as L the required
this offset indicates the total increase of pore- pressure experienced by the specimen.
88
Eventually the specimen reaches the critical state at C when it will deform at
constant volume with indeterminate distortion . The conventional plots of deviator stress
and pore-pressure against shear strain will be as shown in Fig. 5.26, indicating a
rigid/perfectly plastic response.
As mentioned in 5.13, when comparing the behaviour in drained tests of Grantagravel with that of real cohesionless materials, it is rare to find published data of tests on
specimens in a condition looser than critical. However, some undrained tests on Ham River
sand in this condition have been reported by Bishop14; and the results of one of these tests
have been reproduced in Fig. 5.27. (This test is No. 9 on a specimen of porosity 44.9 per
cent, i.e., v = 1.815; it should be noted that for an undrained test v& = &1 + 2&3 0 so that
v
2
&
&
&
&
= 3 (1 3 ) = 1 = axial strain. )
89
Fig. 5.27 Undrained Test Results on very Loose Specimen of Ham River Sand (After Bishop)
The results show a close similarity to that of Fig. 5.26. In particular it is significant
that axial-deviator stress reaches a peak at a very small axial strain of only about 1 per
cent, whereas in a drained test on a similar specimen at least 1520 per cent axial strain is
required to reach peak. We can compare Bishops test results of Fig. 5.27 with Hirschfeld
and Poulos12 test results of Fig. 5.21. These figures may be further compared with Fig.
5.26 and 5.20 which predict extreme values for Granta-gravel which are respectively zero
strain and infinite strain to reach peak in undrained and drained tests.
Fig. 5.28 Undrained Test Path for very Loose Specimen of Ham River Sand
90
with the path IKLC of Fig. 5.25. An accurate assessment of how close the actual path in
Fig. 5.28 is to the shape of the yield curve is presented in Fig. 5.29 where q/p has been
plotted against ln( p pu ), and the yield curve becomes the straight line
q = M [1 ln( p p ].
(5.27 bis)
u
p
The points obtained for the latter part of the test lie very close to a straight line and indicate
a value for M of the order of 1.2, but this value will be sensitive to the value of pu chosen
to represent the critical state.
At the point N, and anywhere on NC, the stressed state of the specimen q = Mp is
such that in the initial specification of Granta-gravel, we have the curious situation in
which the power eq. (5.19) (for & 0 )
pv&
+ q& = Mp&
v
is satisfied for all values of & , since v& 0. Moreover, the stability criterion is also satisfied
so long as q& > 0, which will be the case. Hence it is quite possible for the test path to take
91
a short cut by moving up the line NC while still fulfilling the conditions imposed on the
test system by the external agency. This, together with the occurrence of instability when
specimens yield with q > Mp (as shown in Fig. 5.18), lead us to regard the plane q = Mp
as forming a boundary to the domain of stable states. Our Fig. 5.14 therefore must be
modified: the plane containing the line C1C2C3C4 and the axis of v will become a boundary
of the stable states instead of the curved surface shown in Fig. 5.14. This modification has
the fortunate consequence of eliminating any states in which the material experiences a
negative principal stress, and hence we need not concern ourselves with the possibility of
tension-cracking.
5.16 Summary
In this chapter we have investigated the behaviour of the artificial material Grantagravel and seen that in many respects this does resemble the general pattern of behaviour
of real cohesionless granular materials. The model was seen to be deficient (5. 15)
regarding undrained tests in that no distortion whatsoever occurs until the stresses have
built up to bring the specimen into the critical state appropriate to its particular volume.
This difficulty can be overcome by introducing a more sophisticated model, Cam-clay, in
the next chapter, which is not rigid/perfectly plastic in its response to a probe.
In particular, the specification of Granta-gravel can be summarized as follows:
(a) No recoverable strains
(b) Loading power all dissipated
pv&
+ q& = Mp &
v
(c) Equations of critical states
q = Mp
v = ln p
v& r & r 0
(5.19 bis)
(5.22 bis)
(5.23 bis)
References to Chapter 5
1
Prager, W. and Drucker, D. C. Soil Mechanics and Plastic Analysis or Limit
Design, Q. App!. Mathematics, 10: 2, 157 165, 1952.
2
Drucker, D. C., Gibson, R. E. and Henkel, D. J. Soil Mechanics and Work
hardening Theories of Plasticity, A.S.C.E., 122, 338 346, 1957.
3
Drucker, D. C. A Definition of Stable Inelastic Material, Trans. A.S.M.E. Journal
of App!. Mechanics, 26: 1, 101 106, 1959.
4
Roscoe, K. H., Schofield, A. N. and Thurairajah, A. Correspondence on Yielding
of clays in states wetter than critical, Gotechnique, 15, 127 130, 1965.
5
Drucker, D. C. On the Postulate of Stability of Material in the Mechanics of
Continua, Journal de Mcanique, Vol. 3, 235 249, 1964.
6
Schofield, A. N. The Development of Lateral Force during the Displacement of
Sand by the Vertical Face of a Rotating Mode/Foundation, Ph.D. Thesis,
Cambridge University, 1959. pp. 114 141.
7
Hill, R. Mathematical Theory of Plasticity, footnote to p. 38, Oxford, 1950.
8
Wroth, C. P. Shear Behaviour of Soils, Ph.D. Thesis, Cambridge University, 1958.
9
Poorooshasb, H. B. The Properties of Soils and Other Granular Media in Simple
Shear, Ph.D. Thesis, Cambridge University. 1961.
92
10
11
12
13
14