People v. Hernandez
People v. Hernandez
SYLLABUS
DECISION
FRANCISCO , J : p
SO ORDERED.
Manila, Philippines, November 29, 1991." 5
Appellant comes to this Court for the reversal of the judgment of conviction the
following errors against the lower court.
I
THE TRIAL COURT ERRED IN FINDING THE ACCUSED "LIABLE OF (sic) ILLEGAL
RECRUITMENT COMMITTED IN A LARGE SCALE AND BY A SYNDICATED (sic)"
FOR HAVING "MAINTAINED OFFICE WITHOUT LICENSE OR REGISTRATION
FROM THE DEPARTMENT OF LABOR, THRU ITS OFFICE, THE PHILIPPINE
OVERSEAS EMPLOYMENT ADMINISTRATION (POEA)."
II
THE TRIAL COURT ERRED IN TAKING JUDICIAL NOTICE OF THE "FACT THAT
ACCUSED CRISTINA M. HERNANDEZ HAD BEEN CHARGED . . . OF ANOTHER
ILLEGAL RECRUITMENT . . . DOCKETED AS CRIMINAL CASE NO. 88-62599" AND
IN CONSIDERING THE PENDENCY THEREOF AS EVIDENCE OF THE "SCHEME
AND STRATEGY ADOPTED BY THE ACCUSED . . . AND PRACTICED WITH THE
HELP OF HER AGENTS AND OTHER PERSONS WORKING UNDER THE SHADE OF
HER PROTECTION."
III
THE TRIAL COURT ERRED IN NOT GIVING CREDENCE OR WEIGHT TO THE
DEFENSE OF THE ACCUSED. 6
The rst assignment of error is anchored on the contention that the prosecution
failed to prove one of the essential elements of the crime of illegal recruitment — that the
offender is a non-licensee or non-holder of authority to lawfully engage in the recruitment
and placement of workers. 7 The aforementioned element, speci cally the fact that neither
appellant nor Philippine-Thai was licensed or authorized to recruit workers as shown by
the records of the POEA, was the subject of a stipulation proposed by the prosecution and
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admitted by the defense during trial. Appellant assails as erroneous the reliance placed by
the prosecution on the said stipulation of facts in dispensing with the presentation of
evidence to prove the said element of the crime of illegal recruitment. Appellant argues
that: (1) the stipulation of facts was not tantamount to an admission by the appellant of
the fact of non-possession of the requisite authority or license from the POEA, but was
merely an admission that the Chief Licensing O cer of the POEA, if presented in court,
would testify to this fact, and (2) the stipulation of facts is null and void for being contrary
to law and public policy. Appellant posits the foregoing arguments to bolster her
contention that the stipulation of facts did not relieve the prosecution of its duty to
present evidence to prove all the elements of the crime charged to the end that the guilt of
the accused may be proven beyond reasonable doubt.
At the outset, it should be said that the above contention and the arguments are
insigni cant in view of the fact that records disclose that the prosecution had in fact
presented evidence to prove the said element of the crime of illegal recruitment. "EXHIBIT
I", a certi cation issued by the Chief Licensing Branch of the POEA, attesting to the fact
that neither appellant nor Philippine-Thai is licensed/authorized to recruit workers for
employment abroad, was offered and admitted in evidence without the objection of the
appellant. 8
Although appellant's arguments nd no signi cant bearing in the face of the
existence of "EXHIBIT I", they nonetheless require deeper scrutiny and a clear response for
future application. Hence, the following discussion.
Appellant correctly distinguishes between an admission that a particular witness if
presented in court would testify to certain facts, and an admission of the facts
themselves. According to the appellant, what was stipulated on between the prosecution
and defense counsel at the hearing on June 6, 1990 was "merely that the testimony of the
Chief Licensing O cer of the POEA would be to the effect that appellant is not licensed
nor authorized to recruit workers". 9 Thus:
"Prosecutor
. . . Before we call on our rst witness, we propose some stipulations
regarding the testimony of the Chief Licensing Branch of the POEA — that
Cristina Hernandez is not a (sic) licensed nor authorized by the Department
of Labor to recruit workers abroad.
Court
She claims that the foregoing clearly indicate that there was no judicial admission of
the fact of non-possession of a license/authority but rather a mere admission that the
witness, if presented, would testify to such fact. This being the case, it remained
incumbent upon the prosecution to present evidence of such fact. To buttress her
position, the following was cited to note the distinction:
"Suppose a case is set for trial and one of the parties moves for a
continuance because of the absence of W, an important witness. His opponent,
who is anxious to go to trial; asks what are the facts to which W would testify.
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The other attorney tells him, adding: 'If I consent to the overruling of my motion,
will you stipulate that those are the facts?' The attorney who is pressing for trial
says: 'No but I will stipulate that if W were called in this case as a witness, he
would so testify.' What is the difference between the two stipulations?
In the rst stipulation proposed there is a judicial admission of the facts,
and they cannot be contradicted. But the second stipulation proposed will only
have the same effect as if the witness had testi ed to the facts. Such testimony
the party is free to contradict." 1 1
The distinction, though cogent, is unfortunately inapplicable to the case at bar.
Conveniently omitted from the appellant's reply brief is the ensuing statement made by the
court after counsel for the accused, Atty. Ulep agreed to the stipulation proposed by the
prosecution, to wit:
Atty. Ulep (counsel for the accused):
From the foregoing, it is evident that the prosecution and the defense counsel
stipulated on two things: that ". . . from the record of the POEA, . . . accused Cristina
Hernandez, Phil. etc. Ass. . . . is neither licensed nor authorized by that o ce to recruit
workers for overseas abroad and that if the duly authorized representative from the POEA
Administration (sic) is to take the witness stand, he will con rm to this fact . . ." 13 The
claim that the lower court mistakenly interpreted defense counsel's acquiescence to the
prosecution's proposed stipulation as an admission of non-possession of the requisite
POEA license or authority is belied by the fact after the above enunciation by the court, no
objection was interposed by defense counsel.
Appellant further contends that granting arguendo that defense counsel had in fact
agreed to the above stipulation of facts, the same is null and void for being contrary to the
well-established rule that a stipulation of facts is not allowed in criminal cases. To bolster
this contention, appellant cited the consistent ruling of this Court on the matter. Thus, as
held in the case of U.S. vs. Donato: 1 4
"Agreements between attorneys for the prosecution and for the defense in
criminal cases, by which it is stipulated that certain witnesses, if present, would
testify to certain facts prevent a review of the evidence by the Supreme Court and
are in violation of the law." 1 5
The above ruling was reiterated in a subsequent case where the accused was
convicted solely on the basis of an agreement between the scal and the counsel for the
accused that certain witnesses would testify con rming the complaint in all its part. In
reversing the judgment of the conviction, this Court held that:
"It is neither proper nor permissible to consider a case closed, or to render
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judgment therein, by virtue of an agreement entered into between the provincial
scal and the counsel for the accused with reference to facts, some of which are
favorable to the defense, and others related to the prosecution, without any
evidence being adduced or testimony taken from the witnesses mentioned in the
agreement; such practice is not authorized and defeats the purposes of criminal
law; it is an open violation of the rules of criminal procedure . . ." 1 6
The rule prohibiting the stipulation of facts in criminal cases is grounded on the
fundamental right of the accused to be presumed innocent until proven guilty, and the
corollary duty of the prosecution to prove the guilt of the accused beyond reasonable
doubt. It is therefore advanced that the prosecution being duty-bound to prove all the
elements of the crime, may not be relieved of this obligation by the mere expedient of
stipulating with defense counsel on a matter constitutive of an essential element of the
crime charged.
The rationale behind the proscription against this class of agreements between
prosecution and defense was enunciated in the case of U.S. vs. Manlimos: 1 7
"It is not supposed to be within the knowledge or competence of counsel to
predict what a proposed witness shall say under the sanction of his oath and the
test of cross-examination. A conviction for crime should not rest upon mere
conjecture. Nor is it possible for a trial court to weigh with exact nicety the
contradictory declaration of witnesses not produced so as to be subjected to its
observation and its judgment as to their credibility." 1 8
The corollary issue left for the determination of this Court is whether or not Section
4 of Rule 118 — requiring an agreement or admission made or entered during the pre-trial
conference to be reduced in writing and signed by the accused and his counsel before the
same may be used in evidence against the accused — equally applies to a stipulation of
facts made during trial. We resolved this issue in the negative.
A stipulation of facts entered into by the prosecution and defense counsel during
trial in open court is automatically reduced into writing and contained in the o cial
transcript of the proceedings had in court. The conformity of the accused in the form of
his signature a xed thereto is unnecessary in view of the fact that: ". . . an attorney who is
employed to manage a party's conduct of a lawsuit . . . has prima facie authority to make
relevant admissions by pleadings, by oral or written stipulation, . . . which unless allowed to
be withdrawn are conclusive." 2 4 (Emphasis supplied.) In fact, "judicial admissions are
frequently those of counsel or of the attorney of record, who is, for the purpose of the trial,
the agent of his client. When such admissions are made . . . for the purpose of dispensing
with proof of some fact, . . . they bind the client, whether made during, or even after, the
trial." 2 5
The foregoing nd basis in the general rule that a client bound by the acts of his
counsel who represents him. 2 6 For all intents and purposes, the acts of a lawyer in the
defense of a case are the acts of his client. The rule extends even to the mistakes and
negligence committed by the lawyer except only when such mistakes would result in
serious injustice to the client. 2 7 No cogent reason exists to make such exception in this
case. It is worth noting that Atty. Ulep, appellant's counsel in the lower court, agreed to the
stipulation of facts proposed by the prosecution not out of mistake nor inadvertence, but
obviously because the said stipulation of facts was also in conformity to defense's theory
of the case. It may be recalled that throughout the entire duration of the trial, appellant
staunchly denied ever having engaged in the recruitment business either in her personal
capacity or through Philippine-Thai. Therefore, it was but logical to admit that the POEA
records show that neither she nor Philippine-Thai was licensed or authorized to recruit
workers.
It is true that the rights of an accused during trial are given paramount importance in
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our laws on criminal procedure. Among the fundamental rights of the accused is the right
to confront and cross-examine the witnesses against him. 2 8 But the right of confrontation
guaranteed and secured to the accused is a personal privilege which may be waived. 2 9
Thus, in the case of U.S. vs. Anastasio, 3 0 this Court deemed as a waiver of the right of
confrontation, the admission by the accused that witnesses if present would testify to
certain facts stated in the affidavit of the prosecution. 3 1
In the same vein, it may be said that such an admission is a waiver of the right of an
accused to present evidence on his behalf. Although the right to present evidence is
guaranteed by no less than the Constitution itself for the protection of the accused, this
right may be waived expressly or impliedly. 3 2 This is in consonance with the doctrine of
waiver which recognizes that ". . . everyone has a right to waive, and agree to waive, the
advantage of a law or rule made solely for the bene t and protection of the individual in his
capacity, if it can be dispensed with and relinquished without infringing on any public right,
and without detriment to the community at large." 3 3
The abovementioned doctrine is squarely applicable to the case at bar. Appellant
was never prevented from presenting evidence contrary to the stipulation of facts. If
appellant believed that the testimony of the Chief Licensing O cer of the POEA would be
bene cial to her case, then it is the defense who should have presented him. Her
continuous failure to do so during trial was waiver of her right to present the pertinent
evidence to contradict the stipulation of facts and establish her defense.
In view of the foregoing, the stipulation of facts proposed during trial by prosecution
and admitted by defense counsel is tantamount to a judicial admission by the appellant of
the facts stipulated on. Controlling, therefore, is Section 4, Rule 129 of the Rules of Court
which provides that:
"An admission, verbal or written, made by a party in the course of the
proceedings in the same case, does not require proof. The admission may be
contradicted only by showing that it was made through palpable mistake or that
no such admission was made."
The judicial notice taken by the lower court of the pendency of another illegal
recruitment case against the appellant falls squarely under the above exception in view of
the fact that it was the appellant herself who introduced evidence on the matter when she
testified in open court as follows:
"Q: You mean to say . . . by the way, where (sic) were you at the NBI when
Mrs. Cinco inquired from you about placement abroad?
A: I was just invited by the personnel of the NBI and I was not allowed to go
home.
Q: Why were you invited by the NBI?
COURT:
Even assuming, however, that the lower court improperly took judicial notice of the
pendency of another illegal recruitment case against the appellant, the error would not be
fatal to the prosecution's case. The judgment of conviction was not based on the
existence of another illegal recruitment case led against appellant by a different group of
complainants, but on the overwhelming evidence against her in the instant case.
Anent the last assignment of error, su ce it to say that we do not nd any
compelling reason to reverse the ndings of the lower court that appellant's bare denials
cannot overthrow the positive testimonies of the prosecution witnesses against her.
Well established is the rule that denials if unsubstantiated by clear and convincing
evidence are negative, self-serving evidence which deserve no weight in law and cannot be
given greater evidentiary weight over the testimony of credible witnesses who testify on
a rmative matters. 3 8 That she did not merely deny, but likewise raised as an a rmative
defense her appointment as mere nominee-president of Philippine-Thai is a futile attempt
at exculpating herself and is of no consequence whatsoever when weighed against the
positive declarations of witnesses that it was the appellant who executed the acts of
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illegal recruitment as complained of.
Finally, under Article 39 of the New Labor Code, the penalty for illegal recruitment
committed in large scale is life imprisonment and a ne of ONE HUNDRED THOUSAND
PESOS (P100,000.00). As previously held by this Court, life imprisonment is not
synonymous with reclusion perpetua. 3 9 The lower court erred in imposing "the penalty of
life imprisonment (reclusion perpetua) with the accessory penalties provided for by law; . .
." 4 0 (Emphasis supplied)
WHEREFORE, appellant's conviction of the crime of illegal recruitment in large scale
is hereby AFFIRMED, and the penalty imposed MODIFIED as follows: the court sentences
the accused to suffer the penalty of life imprisonment and to pay a ne of ONE HUNDRED
THOUSAND (P100,000.00) PESOS without subsidiary imprisonment in case of insolvency;
to return and pay to BENITO L. BERNABE the amount of TWENTY EIGHT THOUSAND FIVE
HUNDRED (P28,500.00) PESOS; to ROBERT P. VELASQUEZ the amount of TWENTY TWO
THOUSAND FIVE HUNDRED (P22,500.00) PESOS; to GREGORIO P. MENDOZA the amount
of TWENTY TWO THOUSAND FIVE HUNDRED (P22,500.00) PESOS; to ARNEL MENDOZA
the amount of TWENTY TWO THOUSAND FIVE HUNDRED (P22,500.00) PESOS also
without subsidiary imprisonment in case of insolvency; and to pay the costs.
SO ORDERED.
Narvasa C . J ., Davide, Jr., Melo, and Panganiban, JJ ., concur.
Footnotes
1. "Art. 38. Illegal Recruitment. (a) Any recruitment activities, including the
prohibited practices enumerated under Article 34 of this Code, to be undertaken by non-
licenses or non-holders of authority shall be deemed illegal and punishable under Article
39 of this Code. The Ministry of Labor and Employment or any law enforcement officers
may initiate complaints under this article.
(b) Illegal recruitment when committed by a syndicate or in large scale shall be
considered an offense involving economic sabotage and shall be penalized in
accordance with Article 39 hereof.
39. People vs. Alvero, 224 SCRA 16; People vs. Avendana, 216 SCRA 187.
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40. Supra, note 2, p. 8, Rollo, p. 21.