PY4118-08 Generation and Recombination

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Physics PY4118

Physics of Semiconductor Devices

8. Carrier Injection, Generation and


Recombination

Coláiste na hOllscoile Corcaigh, Éire ROINN NA FISICE


University College Cork, Ireland Department of Physics 8.1
Focus
Carriers move due to drift and diffusion.

The number of carriers can be increased (or


decreased) through additional processes:
◼ Injection (i.e. from an outside source)

◼ Generation (absorption of energy, e.g. light)

◼ Recombination (carriers recombine to create


heat/vibrations or light)
Coláiste na hOllscoile Corcaigh, Éire ROINN NA FISICE PY4118 Physics of
University College Cork, Ireland Department of Physics Semiconductor Devices 8.2
Injection
The Fermi was used to calculate the distribution of
carriers, but only in equilibrium conditions!
𝐸𝐹 −𝐸𝑖 𝐸𝑖 −𝐸𝐹
𝑛= 𝑛𝑖 𝑒 𝑘𝑇 𝑝= 𝑛𝑖 𝑒 𝑘𝑇
This means that the net flow of carriers is zero.
BUT, we can also inject carriers into the semiconductor,
causing a flow of current, still using the same equations
𝐸𝐹𝑛 −𝐸𝑖 𝐸𝑖 −𝐸𝐹𝑝
Quasi Fermi
𝑛= 𝑛𝑖 𝑒 𝑘𝑇 𝑝= 𝑛𝑖 𝑒 𝑘𝑇
levels
Coláiste na hOllscoile Corcaigh, Éire ROINN NA FISICE PY4118 Physics of
University College Cork, Ireland Department of Physics Semiconductor Devices 8.3
Quasi Fermi level
If we know how many carriers have been injected, we can
invert the equations to find the location of the quasi-Fermi
levels.
𝑛 𝑝
𝐸𝐹𝑛 = 𝐸𝑖 + 𝑘𝑇 ln 𝐸𝐹𝑝 = 𝐸𝑖 − 𝑘𝑇 ln
𝑛𝑖 𝑛𝑖
The quasi Fermi levels get further apart as more carriers are
injected

Coláiste na hOllscoile Corcaigh, Éire ROINN NA FISICE PY4118 Physics of


University College Cork, Ireland Department of Physics Semiconductor Devices 8.4
Generation and Recombination
At finite temperatures, the thermal energy will enable
electrons to move from the valence to conduction band.
But, if there is an electron in the conduction band, it may
give off energy to move back to the valence band.

In equilibrium, both cancel: Generation = Recombination


𝐺=𝑅
But there are multiple forms of generation and recombination.

Coláiste na hOllscoile Corcaigh, Éire ROINN NA FISICE PY4118 Physics of


University College Cork, Ireland Department of Physics Semiconductor Devices 8.5
Thermal
Carriers can be generated through thermal energy, or
recombined creating thermal energy
𝐸𝑐
Δ𝑄 Δ𝑄
Δ𝑄 Δ𝑄

𝐸𝑣
Band – band Trap assisted
G or R G or R
(defects or surface states)
Coláiste na hOllscoile Corcaigh, Éire ROINN NA FISICE PY4118 Physics of
University College Cork, Ireland Department of Physics Semiconductor Devices 8.6
Phonons (1)
These are the quantised thermal vibrations.

𝜆𝑚𝑖𝑛 = 2𝑑

2𝐿
𝜆𝑛 =
𝑛

𝜆𝑚𝑎𝑥 = 2𝐿
Coláiste na hOllscoile Corcaigh, Éire ROINN NA FISICE PY4118 Physics of
University College Cork, Ireland Department of Physics Semiconductor Devices 8.7
Phonons (2)
Thermal generation and
recombination takes place
via phonons.

Both between and within a


semiconductor band

Coláiste na hOllscoile Corcaigh, Éire ROINN NA FISICE PY4118 Physics of


University College Cork, Ireland Department of Physics Semiconductor Devices 8.8
Optical
Carriers can be generated through photons, or
recombination can create photons
𝐸𝑐
ℎ𝜈 ℎ𝜈 ℎ𝜈 2ℎ𝜈
𝐸𝑣
Band – band Stimulated
Absorption Emission
Spontaneous Emission
Coláiste na hOllscoile Corcaigh, Éire ROINN NA FISICE PY4118 Physics of
University College Cork, Ireland Department of Physics Semiconductor Devices 8.9
Auger Recombination

Energy from the recombination


of one carrier (A) is transferred
to another. (B) 𝐸𝑐

This energetic carrier then


releases its extra energy into
𝐸𝑣
phonons (thermal energy) (C)
(A) (B) (C)

Coláiste na hOllscoile Corcaigh, Éire ROINN NA FISICE PY4118 Physics of


University College Cork, Ireland Department of Physics Semiconductor Devices 8.10
Impact Ionisation
𝐸𝑐 (A)
A carrier is accelerated in an
electric field to a higher
energy state (A) 𝐸𝑣
(B)
This energy generates and (C)
electron hole pair (B)

This has an avalanche


multiplication effect. (C)

Coláiste na hOllscoile Corcaigh, Éire ROINN NA FISICE PY4118 Physics of


University College Cork, Ireland Department of Physics Semiconductor Devices 8.11
Direct and Indirect Bandgaps

Why is the photon transition drawn vertically?


Each transition must satisfy conservation laws.
Coláiste na hOllscoile Corcaigh, Éire ROINN NA FISICE PY4118 Physics of
University College Cork, Ireland Department of Physics Semiconductor Devices 8.12
Photons and Phonons
Photons (light) Phonons (vibrations/heat)
ℎ𝑐 −6 ℎ𝑣𝑠
𝐸 = , 𝜆~10 𝑚 𝐸= , 𝜆~10−6 → 10−9 𝑚
𝜆 𝜆
𝐸~2𝑒𝑉 𝑐 ≫ 𝑣𝑠 𝐸 < 0.05𝑒𝑉

𝜆~10 𝑚 −6 𝑝 = = ℏ𝑘 𝜆~10−6 → 10−9 𝑚
𝜆
2𝜋𝑎
𝑘𝑎~0.001𝜋 𝑘𝑎 = 𝑘𝑎~0.001𝜋 → 𝜋
𝜆
Coláiste na hOllscoile Corcaigh, Éire ROINN NA FISICE PY4118 Physics of
University College Cork, Ireland Department of Physics Semiconductor Devices 8.13
Conservation Requirements
Both energy and momentum must be conserved
Photons (light) Phonons (vibrations/heat)

High Energy Low Energy


Low Momentum High Momentum

𝐸𝑝ℎ𝑜𝑡𝑜𝑛 ≫ 𝐸𝑝ℎ𝑜𝑛𝑜𝑛
𝑝𝑝ℎ𝑜𝑡𝑜𝑛 ≪ 𝑝𝑝ℎ𝑜𝑛𝑜𝑛
𝑘𝑝ℎ𝑜𝑡𝑜𝑛 ≪ 𝑘𝑝ℎ𝑜𝑛𝑜𝑛

Coláiste na hOllscoile Corcaigh, Éire ROINN NA FISICE PY4118 Physics of


University College Cork, Ireland Department of Physics Semiconductor Devices 8.14
Direct and Indirect Bandgaps

Δ𝐸 = 𝐸𝑝ℎ𝑜𝑡𝑜𝑛 Δ𝐸 ≈ 𝐸𝑝ℎ𝑜𝑡𝑜𝑛
Δ𝑘 = 𝑘𝑝ℎ𝑜𝑡𝑜𝑛 ~0 Δ𝑘 ≈ 𝑘𝑝ℎ𝑜𝑛𝑜𝑛
Coláiste na hOllscoile Corcaigh, Éire ROINN NA FISICE PY4118 Physics of
University College Cork, Ireland Department of Physics Semiconductor Devices 8.15

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