T-duality and α -corrections
T-duality and α -corrections
{diegomarques, carmen}@iafe.uba.ar
Abstract
1 Introduction
T-duality symmetric (double) field theories describing the supergravity limits of string
theory were originally constructed in [1]-[3] and have been studied in many recent papers
(for details and references see [4]). Since T-duality is a symmetry of the string effec-
tive actions to all orders in α′ [5], some effort has been devoted towards developing an
O(d, d) invariant formulation of the higher order contributions. These higher derivative
corrections are important in string phenomenology and cosmology and in string theoretic
studies of black hole entropy, and such formulation could be useful in order to understand
if/how T-duality mixes different orders, and could hopefully become a tool to compute or
provide clues on the α′ -corrections.
Various methods have been used in the early times of string theory to construct the
(super)gravity limits and their higher-derivative corrections. The first calculations used
1
the scattering amplitudes of the massless particles in the tree (or classical) approximation
of the string perturbation theory and effective Lagrangians were constructed to reproduce
this S-matrix [6]. The lagrangians are not unique because covariant redefinitions of the
fields do not affect the scattering amplitudes. Later it was realized that the β-functions of
the non-linear σ-model describing string theory on background fields could be identified
with the equations of motion for the massless string fields [7]. The β-functions depend on
the definition of the couplings and on the renormalization prescription. Thus the effective
action whose equations of motion reproduce them is not unique either. Fermions cannot
be easily incorporated in these approaches, and then other methods were developed which
take supersymmetry as the starting point [8]. These constructions were useful to display
some symmetries of the effective actions that had not been previously appreciated.
There has also been a fair amount of work to understand the duality structure of the
α′ -corrections. Time ago, K. Meissner showed in [9] that, when dimensionally reduced to
one dimension, the α′ -corrections in the closed bosonic string can be expressed solely in
terms of the duality invariant dilaton field and the generalized metric, which is an O(d, d)
group element (see also [10]). The price to pay is that the components of the general-
ized metric involve non-covariant derivatives of the fields. So, while the string effective
actions are defined up to covariant field redefinitions, it appears that non-covariant field
redefinitions are necessary in order to make the O(d, d) symmetry manifest. In other
words, the fields that behave covariantly under diffeomorphisms and Lorentz transforma-
tions are not good candidates to become components of O(d, d) multiplets. Instead, fields
that transform as usual (i.e. à la Buscher [11]) under T-dualities, and more generally
under O(d, d), involve non-covariant redefinitions. A similar result was obtained for the
heterotic string in [12], where the O(d, d) friendly fields were obtained through a Lorentz
non-covariant redefinition of the metric in terms of the spin connection with torsion (a
similar result involving gauge fields was recently found in [13]). Such redefinition had been
previously considered in [14], where it was shown that the usual Green-Schwarz mech-
anism of anomaly cancellation [15] is only consistent with worldsheet supersymmetry if
the metric is non-covariantly redefined. The resulting Lorentz non-singlet metric then
transforms similarly to the heterotic two-form field, which is also a Lorentz non-singlet.
2
Recently, a method for completing higher derivative corrections was proposed in [16]
using duality symmetries. It is based on the observation that duality symmetries in the
reduced theory highly constrain the form of the unreduced theory. This method was
applied to the closed bosonic string and the full effective action to order α′ was obtained
from the Riemann squared term. Also here it is necessary to include diffeomorphism
non-covariant corrections in the duality covariant scalar matrix.
The tension between (generalized) diffeomorphism covariance and T-duality was first
discussed in [17]-[20] in the context of Double Field Theory (DFT). There, O. Hohm
and B. Zwiebach showed that it is impossible to cast the square of the Riemann tensor
in terms of an O(d, d)-valued generalized metric. After identifying the terms involved
in the obstruction, they showed that a first order in α′ non-covariant redefinition of
the metric could cancel them. Such redefinition is precisely a background independent
generalization of the one performed in [9]. The authors then came to the conclusion that
any O(d, d) invariant formulation of the Riemann tensor squared must necessarily involve
non-covariant gauge transformations of the O(d, d) multiplets which induce non-covariant
field redefinitions of their components. This idea is further supported by the absence of an
O(d, d) covariant generalized Riemann tensor that contains the usual Riemann tensor as
a determined component (see [1],[3],[17],[21],[22]). If such a generalized Riemann tensor
existed, it would have to transform covariantly under the usual generalized Lie derivative.
However, the absence signals the need for a correction to the gauge transformations (which
in turn would require non-covariant field redefinitions).
The first example of an O(d, d) covariant α′ -corrected theory (including gauge transfor-
mations, bracket and action) was presented in [18]. The α′ -contributions are odd under
a Z2 -parity transformation that changes the sign of the two-form field, and then this
theory corresponds neither to the closed bosonic nor to the heterotic string. Being odd
under Z2 -parity, a Riemann squared term is forbidden and, interestingly, the deformed
transformations induce a Green-Schwarz-like transformation of the two-form, so the first
order contributions are purely governed by Chern-Simons terms [20]. Later, in [19], it was
shown that this theory actually belongs to a two-parameter family of theories that inter-
polates between theories with even (DFT+ ) and odd (DFT− ) parity corrections, where
3
DFT+ corresponds to the closed bosonic string while DFT− to the theory in [18]. The
gauge transformations and action were worked out to cubic order in field-perturbations,
and the formulation is metric-like, so the anomalous transformation of the two-form is
due to diffeomorphisms rather than Lorentz transformations.
Following a different approach, the duality structure of the α′ -corrections in the het-
erotic string was recently considered in [23]-[25]. Exploiting the symmetry between
the gauge and torsionful Lorentz connections highlighted in [26], all the first order α′-
corrections were accounted for. The construction in [23] is based on a generalization of
the DFT formulation of the heterotic string introduced in [27]. The gauge and torsionful
spin connections are components of the generalized frame, which is defined in an extended
tangent space. In this formulation the generalized Lie derivative is gauged, and receives
no corrections in the extended space formulation. However, when the gauge transforma-
tions are considered from the double space point of view, α′ -corrections resembling those
in [18]-[19] are induced.
In this paper we present a duality covariant gauge principle that requires and fixes
the first-order contributions of a two-parameter family of theories that includes all the
string effective actions. In the first part of the article we consider a two-parameter de-
formation of the first order α′ -corrections in the string effective actions. We concentrate
on terms involving the metric, the Kalb-Ramond two-form and the dilaton fields, and do
not consider contributions from the gauge sector of the heterotic string in this work. In
Section 2, we compare deformations of the four-derivative terms in the action obtained
by R. Metsaev and A. Tseytlin from S-matrix and β−functions calculations in [28] with
deformations of the heterotic string effective action computed from supersymmetry by E.
Bergshoeff and M. de Roo in [26]. We prove that the deformed actions are in fact equal up
to field redefinitions, thus generalizing the result in [29] where the agreement was shown
in the case of the heterotic string. We then construct a manifestly O(d, d) invariant ac-
tion which reproduces these four-derivative corrections. The construction presented in
Section 3 is based on the frame-like formulation of DFT. We introduce a first order in α′
two-parameter deformation of the gauge transformations of the generalized frame which
takes the form of a generalized Green-Schwarz-like transformation that induces, in par-
4
ticular, the anomalous transformation of the two-form field in the heterotic string. These
non-standard transformations constitute a novel duality covariant gauge principle that
demands and determines the structure of the four-derivative corrections. They call for
(Lorentz) non-covariant field redefinitions, which we discuss in detail. Finally, in Section
4, we present the conclusions and outline future directions of research.
5
to make contact with the effective action presented by R. Metsaev and A. Tseytlin in
[28], for a specific choice of parameters. We then rewrite it to facilitate comparison with
the formulation by E. Bergshoeff and M. de Roo in [26]. In Appendix B we give details
of the calculations allowing to go from one to the other, and introduce the required
field redefinitions and boundary terms. The two parameters, which we denote a and
b, can be fixed to reproduce the bosonic string (a, b) = (−α′ , −α′ ), the heterotic string
(a, b) = (−α′ , 0) and (trivially) the type II strings (a, b) = (0, 0) effective actions.
where the supra-label specifies the α′ -weight. The zeroth order (two-derivative) part of
the action is just the universal NSNS sector
1 2
L(0) = R − 4∇µ φ∇µ φ + 4∇µ ∇µ φ − H , (2.2)
12
and the first order in α′ (four-derivative) correction obtained in [28] takes the form
a − b µνρ
L(1) = H Ωµνρ (2.3)
4
a+b µνρσ 1 µνρ σλ 1 4 1 2 2µν
− Rµνρσ R − H Hµσλ Rνρ + H − Hµν H .
8 2 24 8
We use the standard notation for the components and their definitions can be found
in Appendix A. The Metsaev-Tseytlin action is recovered with the following choice of
parameters
− 41 α′ bosonic string
0 bosonic string
a+b a−b 1 ′
= −λ0 α′ = − 18 α′ heterotic string , = − 8 α heterotic string .
8
8
0
0
type II type II
(2.4)
Notice that for the bosonic string the first term in (2.3) is absent, and only terms
that contain even powers of the three-form H are non-vanishing. As a result the action is
6
symmetric under a Z2 -parity transformation that exchanges the sign of the Kalb-Ramond
two-form
Z2 (B) = −B , (2.5)
i.e. Z2 (L(1) ) = L(1) . The heterotic string is not symmetric under this parity transforma-
tion, because in this case the first term in (2.3) changes sign. There is another interesting
case, corresponding to the choice a + b = 0, in which the first-order corrections are purely
given by the first term in (2.3) and are then odd under Z2 -parity, i.e. Z2 (L(1) ) = −L(1) .
This case is very likely related to one recently introduced in [18] and further discussed in
[20].
The action (2.1) is invariant under diffeomorphisms and gauge transformations of the
two-form. However, Lorentz invariance requires the non-standard Lorentz transformation
of the two-form
MT 1
δΛ Bµν = − (a − b)∂[µ Λa b ων]b a , (2.6)
2
which is necessary for anomaly cancellations in the Green-Schwarz mechanism. Clearly,
this transformation is not present in the bosonic string, but appears as expected in the
heterotic string.
where
e µνρ = Hµνρ − 3 aΩ(−) + 3 bΩ(+) .
H (2.8)
2 µνρ 2 µνρ
The case (a, b) = (−α′ , 0) corresponds to the heterotic string, and coincides with the
bosonic sector of the effective action as presented in [26]. For this choice of parameters,
this action was shown in [29] to coincide (modulo field redefinitions and boundary terms)
with the Metsaev-Tseytlin action given above in (2.1) with the same choice of parameters.
7
In Appendix B we generalize the identification, making it valid for any choice of parame-
ters. The field redefinitions involved in the computations are mostly diffeomorphism and
Lorentz covariant, except for a Lorentz non-covariant redefinition of the two-form field
given by (see (B.8))
1
B M T = B BR + ∆B , ∆Bµν = − (a + b)H[µ ab ων]ab . (2.9)
4
The action (2.7) is invariant under diffeomorphisms and gauge transformations of the
two-form. However, Lorentz invariance again requires a non-standard Lorentz transfor-
mation of the two-form
BR a (−) b (+)
δΛ Bµν = − ∂[µ Λa b ων]b a + ∂[µ Λa b ων]b a
2 2
1 1
= − (a − b)∂[µ Λa ων]b a + (a + b)∂[µ Λa b Hν]ba ,
b
(2.10)
2 4
necessary for anomaly cancelations in the Green-Schwarz mechanism. Notice that the field
redefinition (2.9) eliminates the last term in the transformation (2.10) of the two-form,
making it equal to that in (2.6).
8
3.1 Generalized fields, projectors and fluxes
The DFT action is invariant under global G = O(d, d) transformations, local “double-
Lorentz” H = O(1, d − 1) × O(d − 1, 1) transformations, and infinitesimal generalized
b A constant symmetric and
diffeomorphisms generated by a generalized Lie derivative L.
invertible G-invariant metric ηM N raises and lowers the indices that are rotated by G
(which we label M, N, . . . ). In addition, there are two constant symmetric and invertible
H-invariant metrics ηAB and HAB . The former is used to raise and lower the indices that
are rotated by H (which we label A, B, . . . ), and the latter is constrained to satisfy
b G and H.
The three metrics are invariant under the action of L,
The theory is defined on a double space, in which derivatives ∂M belong to the funda-
mental representation of G. However, a strong constraint
∂M ∂ M · · · = 0 , ∂M . . . ∂ M · · · = 0 , (3.2)
restricts the fields and gauge parameters, the dots representing arbitrary products of them.
While the generalized Lie derivative is generated by an infinitesimal generalized parame-
ter ξ M that takes values in the fundamental representation of G, H-transformations are
generated by an infinitesimal parameter ΛA B . The latter is constrained by the fact that
ηAB and HAB must be H-invariant
The fields of the theory are a generalized frame EM A and a generalized dilaton d. The
generalized frame relates the metric ηAB with ηM N , and the metric HAB with the so-called
generalized metric HM N
HM P η P Q HQN = ηM N . (3.5)
9
It is important to point out that the generalized fields and gauge parameters are allowed
to receive corrections that respect the constraints. We will give concrete expressions for
the first order corrections to their components later.
Since the generalized metric is constrained by (3.5), one can define the following pro-
jectors
1 1
PM N = (ηM N − HM N ) , P̄M N = (ηM N + HM N ) , (3.6)
2 2
which satisfy the following identities
PM Q PQ N = PM
N
, P̄M Q P̄Q N = P̄M
N
, PM Q P̄Q N = 0 . (3.7)
1 1
PAB = (ηAB − HAB ) , P̄AB = (ηAB + HAB ) , (3.8)
2 2
PM N V N = V M , P̄M N VN = VM , (3.11)
1 1
V(M WN ) = (VM WN + VN WM ) , V[M WN ] = (VM WN − VN WM ) , (3.12)
2 2
i.e., only the indices are exchanged and not the bars.
Important objects in the frame-like or flux-formulation of DFT are the generalized
fluxes
FABC = 3EM [A ∂ M E N B E P C] ηN P , (3.13)
10
and the following projections take a predominant role in the α′-deformed theory that we
will introduce
(−)
FM AB = FM AB = P̄M N EN C FCDE PA D PB E , (3.14)
(+)
FM AB = FM AB = PM N EN C FCDE P̄A D P̄B E . (3.15)
Since indices are raised and lowered with the odd Z2 metrics ηM N and ηAB , the position
of the indices is essential to determine the way in which an object transforms under Z2 -
parity. There is a canonical position of indices that renders the following objects even
under Z2 : ∂M , HM N , EM A , FAB C , ξ M and ΛA B . This in turn implies that the projectors
are exchanged under Z2 , namely Z2 (P• • ) = P̄• • and Z2 (P̄• • ) = P• • , and then
(±) B (∓)
Z2 F M A = FM A B . (3.19)
The generalized dilaton and frame transform under generalized diffeomorphisms and H-
transformations as
1
δd = ξ P ∂P d − ∂P ξ P ⇔ δe−2d = ∂P ξ P e−2d , (3.20)
2
δEM A
= Lξ EM + δΛ EM A + δeΛ EM A ,
b A
(3.21)
δΛ EM A = EM B ΛB A , (3.23)
11
plus a novel two-parameter first-order correction
e A B (−) C B (+) C
δΛ EM = a ∂[M ΛC FN ]B − b ∂[M ΛC FN ]B E N A . (3.24)
The parameters (a, b) are both of O(α′ ). This first-order correction suggests that the
component fields parameterizing the generalized fields cannot be the standard ones that
transform covariantly under diffeomorphisms and Lorentz transformations. Instead, they
should correspond to first order non-covariantly redefined fields, and then the generalized
fields must be α′ -corrected E = E (0) + E (1) . The same holds for the gauge parameter
Λ = Λ(0) + Λ(1) . Since (3.24) is already of O(α′ ) through (a, b), only E (0) and Λ(0) are
relevant in this part of the transformations.
For the generalized metric these transformations imply
with
Lbξ HM N = ξ P ∂P HM N + ∂M ξ P − ∂ P ξM HP N + ∂N ξ P − ∂ P ξN HM P , (3.26)
and
(−) (+)
δeΛ HM N = 2a ∂(M ΛA B FN )B A + 2b ∂(M ΛA B FN )B A . (3.27)
Notice that the first-order double-Lorentz transformations δeΛ in (3.24) and (3.27) take
the form of a generalized Green-Schwarz transformation for the generalized fields, i.e.
they are structurally similar to (2.10). We will show in the following sections that these
transformations indeed induce the Green-Schwarz transformation (2.10) of the two-form
when the strong constraint is properly solved, plus an anomalous Lorentz transformation
of the metric field, which can however be eliminated through a Lorentz non-covariant field
redefinition. Again, δeΛ H is O(α′ ), and then also the generalized metric is α′ -corrected
H = H(0) + H(1) .
Regarding the transformation of the fluxes, to lowest order in α′ they transform as
δFABC = ξ P ∂P FABC − 3 ∂[A ΛBC] + Λ[A D FBC]D , (3.28)
12
which implies that the projected generalized fluxes transform as connections to lowest
order
with
(±) (±) (±)
Lbξ FM A B = ξ P ∂P FM A B + ∂M ξ P − ∂ P ξM FP A B . (3.30)
(±)
The fields FM AB appear in the action (to be introduced in the next section) only in terms
that are weighted with a and b. Then, in order to prove the gauge invariance of the action
to O(α′ ), only their lowest order transformations are required.
The above transformations preserve the constraints of the generalized fields (3.4) and
(3.5), and also close to first order
δ(ξ1 , Λ1 ) , δ(ξ2 , Λ2 ) = δ(ξ21 , Λ21 ) , (3.31)
13
DF T − in [18] obtained through the choice (γ (+) , γ (−) ) = (0, 1) when α′ = 1, and the even
Z2 -parity theory DF T + obtained through the choice (γ (+) , γ (−) ) = (1, 0) corresponding to
the closed bosonic string. It is not evident a priori that both approaches can be compared
because here the deformations are due to double Lorentz parameters ΛAB , and in [19]
are due to generalized diffeomorphisms through KM N = ∂M ξN − ∂N ξM . It would be
interesting to explore the relation between both approaches.
Notice that the Z2 -transformation of the generalized Green-Schwarz transformation
(3.27) is
e (−) (+)
Z2 δΛ HM N = 2b ∂(M ΛA B FN )B A + 2a ∂(M ΛA B FN )B A , (3.37)
We now have all the ingredients to write down a gauge-invariant action to first order in
α′ Z
S= dXe−2d R + a R(−) + b R(+) , (3.38)
where R is of course defined in the same way as the zeroth order DFT action [2]
14
generalized diffeomorphisms as well. It is in this sense that the generalized Green-Schwarz
transformations constitute a gauge principle that requires and fixes the form of the α′-
(±)
corrections. Since (3.27) induces terms that involve the projected generalized fluxes FM AB ,
so must the corrections to the action. In fact, one can show that the required additional
(−)
first-order corrections from the projected fluxes FM AB are given by1
(−) (−)BA M N (−) (−)BA
R(−) = −4FM AB FN d + ∂ M N FM AB FN
∂
(−) (−)BA M (−) (−)BA
+4FM AB FN ∂ d∂ N d − 4∂ M FM AB FN ∂N d
1 (−) (−)BA M RS N 1 (−)
− FM AB FN ∂ H ∂ HRS + FM AB F (−)N BA ∂ M HRS ∂R HN S
8 2
1 MN 1
(−) (−)BA (−)
− H ∂M HP Q ∂N FP AB FQ + HRS ∂R FM AB F (−)N BA ∂ M HSN
4 2
1 RS 1
(−) (−)BA (−)
+ H ∂R HP Q ∂P FSAB FQ + HM N ∂M FRAB ∂N F (−)RBA
2 2
(−) (−)BA (−) (−)BA
−FM AB ∂ M HKL ∂K FL − HM N ∂M FRAB ∂ R FN
(−) (−) (−) (−)AC
−4FM AB F (−)N BC ∂ M FN C A + FM AB F (−)M CD FP F (−)P BD
(−) (−)
−FM AB F (−)M A D FP E B F (−)P ED , (3.40)
(+)
and the other first-order corrections from the projected fluxes FM AB are given by
(+) (+) (+)BA M N MN (+) (+)BA
R = −4FM AB FN ∂ d +∂ FM AB FN
(+) (+)BA M (+) (+)BA
+4FM AB FN ∂ d∂ N d − 4∂ M
FM AB FN ∂N d
1 (+) (+)BA M RS N 1 (+)
− FM AB FN ∂ H ∂ HRS + FM AB F (+)N BA ∂ M HRS ∂R HN S
8 2
1 MN 1
PQ (+) (+)BA RS (+) (+)N BA
− H ∂M H ∂N FP AB FQ + H ∂R FM AB F ∂ M HSN
4 2
1 RS 1
(+) (+)BA (+)
PQ
+ H ∂R H ∂P FSAB FQ − HM N ∂M FRAB ∂N F (+)RBA
2 2
(+) M KL (+)BA (+) (+)BA
+FM AB ∂ H ∂K FL MN
+ H ∂M FRAB ∂ R FN
(+) (+) (+) (+)AC
−4FM AB F (+)N BC ∂ M FN C A + FM AB F (+)M CD FP F (+)P BD
(+) (+)
−FM AB F (+)M A D FP E B F (+)P ED . (3.41)
1
The full action is frame-like since it depends on the generalized frame through the generalized metric
and the projected fluxes. In would be interesting to see if this hybrid formulation can be written purely
in terms of generalized fluxes as in [30].
15
The three contributions to the Lagrangian are generalized diffeomorphism scalars (modulo
the strong constraint (3.2)), and the full Lagrangian is H-invariant to first order in α′
δ R + aR(−) + bR(+) = Lbξ R + aR(−) + bR(+) . (3.42)
In fact, one can show that the anomalous Lorentz behaviour δeΛ R is exactly cancelled
by δΛ a R(−) + b R(+) . We have verified this explicitly using [31]. Notice also that
δeΛ a R(−) + b R(+) is of higher order, so must not be considered in this computation.
We then conclude that the action (3.38) is invariant under the H and Lb symmetries.
Regarding G-symmetry, recall that in DFT the O(d, d) transformations
hM P ηP Q hN Q = ηM N , (3.43)
act as follows
EM A → hM P EP A , ∂M → hM P ∂P . (3.44)
Then, the action is manifestly O(d, d) invariant since all indices are contracted with the
duality invariant metric. Note however that if one chooses an H-gauge-fixed parame-
terization of the generalized frame (as we will do in the next section), a compensating
H-transformation is required to restore the gauge. This is no problem, as we have seen,
because H is a symmetry of the theory.
Let us finally mention that under the Z2 -parity transformation we find
Z2 R(±) = R(∓) , (3.45)
so again we see that the corrections are even under Z2 -parity for a = b, odd for a = −b,
and the parity is broken for any other choice.
Until now we have been general, and have assumed neither a parameterization of the
generalized fields nor any solution to the strong constraint (3.2). Here we give the pa-
rameterizations required to make contact with the deformed Bergshoeff-de Roo form of
the action (2.7).
16
The G-invariant metric is chosen to be as usual
0 δνµ
ηM N = , (3.46)
ν
δµ 0
and we choose the standard solution to the strong constraint for which
Here, Λ(+) and Λ(−) are the Lorentz parameters that generate the O(1, d − 1) and O(d −
1, 1)-transformations that leave P̄AB and PAB invariant respectively, and as such satisfy
(±) (±)
Λab = gac Λ(±)c b = −Λba . (3.50)
(±)
The generalized frame is parameterized by two beins ēµ a and a two-form B̄µν
(+) µ ab (−) µ
1 ēa −g ēb
EM A = √ . (3.51)
2 ēµ b gba − ēa ρ B̄ρµ ēµ a + g ab ē(−)
(+) (+) (−)
b
ρ
B̄ρµ
ē(±)
a
µ (±) b
ēµ = δab , ē(±)
µ
a (±) ν
ēa = δµν , ēa(±) µ = ḡ µν ēν(±) b gba , (3.52)
(±) ν
ḡµν = ē(±)
µ
a
gab ēν(±) b , ḡ µν = ē(±)
a
µ ab
g ēb . (3.53)
(+) a (−) a
ē(+)
µ
b
Λb = ē(−)
µ
b
Λb = ēµ b Λb a , (3.54)
17
that breaks the H-group to the physical Lorentz group parameterized by Λa b . The bars
over the component fields indicate that they are first-order corrected, so for example
where the un-barred part is of zeroth order, and transforms covariantly under diffeo-
morphisms and Lorentz transformations. However, the first order redefinition ∆eµ a can
induce a non-covariant behavior.
The matrices that generate the Z2 -parity transformations adopt the following param-
eterization
ab µ
0 g −δν 0
ZA B = , ZM N = , (3.56)
ν
gab 0 0 δµ
(±) a (∓) a
and at the level of components they exchange Z2 (ēµ ) = ēµ . So, after the gauge fixing,
they leave the bein (and thus the metric ḡµν ) invariant, but they exchange the sign of the
two-form Z2 (B̄µν ) = −B̄µν , as expected.
The generalized dilaton has the usual expression, which can be written either in terms
of barred or un-barred fields
√ √
e−2d = −ḡe−2φ̄ = −ge−2φ . (3.57)
This is due to the fact that its gauge transformation (3.20) receives no first order correc-
tion. The equation (3.57) defines the corrected dilaton φ̄ = φ + 14 log ḡg . The generalized
metric is parameterized as usual, but with respect to the barred fields
µν µρ
ḡ −ḡ B̄ρν
HM N = . (3.58)
B̄µρ ḡ ρν ḡµν − B̄µρ ḡ ρσ B̄σν
The generalized fluxes appear in the action in terms that are purely of O(α′ ). This
means that we only need their lowest order expressions in terms of the usual bein and
18
two-form, i.e. we can drop the bars from these fields. Their four components are given by
√ (−) 1 (+)
Fabc = 2ωµ[bc ea] µ + √ ωµ[bc ea] µ , (3.59)
2
1 (−) µν c
Fab c = √ ωµab g eν , (3.60)
2
1
Fa bc = − √ ωµ(+)bc ea µ , (3.61)
2
1 √
F abc = − √ ωµ(−)[bc eν a] g µν − 2ωµ(+)[bc eν a] g µν . (3.62)
2
The projected fluxes can be written in components as well. We find that some projections
vanish
(−) (−) ab (+) (+)
FM a b = 0 , FM =0, FM a b = 0 , FM ab = 0 , (3.63)
Now that we have parameterized all the generalized fields, we study the behavior of
the components under generalized transformations. The action (3.38) depends only on the
generalized metric and the projected fluxes, so we will only focus on the transformations
of these objects. Regarding the projected fluxes, as we explained only their lowest order
terms are relevant to O(α′ ) and it can be easily verified that the transformations (3.29)
reproduce the expected transformations for their components (see for example [30]). The
transformation of the generalized metric instead requires a special treatment, as its first
order correction plays a fundamental role in this construction. When the parameteriza-
tion (3.58) is subjected to the transformation (3.25) restricted to the choice (3.47), the
components of the generalized metric transform as
a (−) b (+)
δḡµν = Lξ ḡµν − ω(µa b ∂ν) Λb a − ω(µa b ∂ν) Λb a , (3.65)
2 2
a (−) b b (+)
δ B̄µν = Lξ B̄µν + 2∂[µ ξν] + ω[µa ∂ν] Λb a − ω[µa b ∂ν] Λb a . (3.66)
2 2
We then see that the generalized Green-Schwarz transformation (3.27) affects not only the
two-form, but also the metric. They both receive a non-covariant Lorentz transformation.
19
In order to relate ḡµν to the usual Lorentz-singlet metric gµν that transforms covariantly,
a first-order in α′ Lorentz non-covariant field redefinition is required
For generic values of the parameters (a, b) such a redefinition of the two-form is not
possible. We will comment on this point at the end of this section, and by now let us
simply mention that in the component action that we write down below, B̄ = B BR .
Introducing the non-vanishing components of the projected fluxes (3.64) and the gener-
alized metric (3.58) into (3.38), and performing the field redefinition (3.67), we can finally
write the Lagrangian in components (we have benefited from [31] in this computation)
1 e µνρ e
R + aR(−) + bR(+) = R − 4∇µ φ∇µ φ + 4∇µ ∇µ φ − H Hµνρ
12
a (−) b (−)µν a b (+) b (+)µν a
+ Rµνa R b + Rµνa R b , (3.68)
8 8
where
e µνρ = Hµνρ − 3 aΩ(−) + 3 bΩ(+) .
H (3.69)
2 µνρ 2 µνρ
Written in this way, the invariance under the following transformations to O(α′ ) is man-
ifest
δφ = Lξ φ , (3.70)
The action (3.68) exactly coincides with the two-parameter deformations of the Bergshoeff-
de Roo form of the action (2.7). We have then re-formulated such deformations in an
O(d, d)-invariant way (3.38).
Let us conclude this section with some remarks. We have seen that the generalized
metric is α′ -corrected, but it is still symmetric and O(d, d)-valued, and as such can be
parameterized as in (3.58). The barred fields ḡµν and B̄µν are duality covariant, but the
generalized Green-Schwarz transformation induces the Lorentz non-covariant transforma-
tions (3.65), (3.66) of these duality covariant components. In the case of the metric, we
20
have shown how a Lorentz non-covariant field redefinition (3.67) related the duality covari-
ant metric ḡµν with the standard Lorentz-singlet covariant metric gµν . For generic values
of the parameters such a redefinition is not possible for B̄µν . This was expected since a
given choice of parameters reproduces the heterotic string, in which the two-form neces-
sarily acquires the anomalous Lorentz transformation required for anomaly cancellations
in the Green-Schwarz mechanism. However, the two-form in the closed bosonic string
must be a Lorentz-singlet, so when a = b we should be able to remove the Lorentz non-
covariant behavior of the two-form through some non-covariant field redefinition. When
a = b, the redefinition of the metric (3.67) becomes
a a
ḡµν = gµν − ωµa b ωνb a − Hµa b Hνb a . (3.73)
2 8
a
δΛ B̄µν = − H[µa b ∂ν] Λb a , (3.74)
2
21
the difference that the non-covariance in this case is due to Lorentz and in [18] it is due
to diffeomorphisms.
22
The generalized Green-Schwarz transformation is also very powerful in that it gives
rise to a duality covariant gauge principle that demands and determines the first-order
α′ -corrections in the action. The lowest order DFT action (3.39) is invariant under gen-
eralized diffeomorphisms, but not under these novel higher-derivative Lorentz transfor-
mations. As a consequence, the four-derivative terms (3.40) and (3.41) must be added to
the action in order to cancel the anomalous transformation. When the strong constraint
is solved in the (super)gravity frame and the generalized fields are parameterized accord-
ingly, the resulting four-derivative action (3.68) receives contributions not only from the
explicit four-derivative terms (3.40) and (3.41), but also from the two-derivative terms
(3.39) through the first-order in α′ redefinitions of the fields. When the component fields
parameterizing the generalized fields are specified, the final form of the action exactly
coincides with the two-parameter Bergshoeff-de Roo action discussed in section 2.2.
Similar results where obtained by O. Hohm and B. Zwiebach in [19]. They constructed
a two-parameter O(d, d) invariant theory up to cubic order in perturbations of the fields,
in which the parameters γ (±) interpolate between even (DFT+ ) and odd (DFT− ) Z2 -parity
corrections. Their formulation is metric-like, and then all the fields are Lorentz invariant.
The generalized gauge transformations do receive O(α′ ) corrections, which are generated
by the generalized infinitesimal diffeomorphism parameter ξ M . The duality covariant
fields that appear as components of the O(d, d) multiplets then transform non-covariantly
under diffeomorphisms, rather than Lorentz transformations. Although this is different
from the approach we have followed here, it is possible that both formulations can be
related through local (generalized) field redefinitions like the ones explored in [20]. The
similarity between both approaches is evident to the point that it is natural to identify
the parameters γ (±) = − a±b
2
.
Our work is essentially an O(d, d) invariant re-writing of the first order α′ -corrections
in the string effective actions. At the moment it is unclear if this formulation admits an
extension to higher orders. An important application of this line of research would be to
find a duality covariant gauge principle that requires and fixes the higher-derivative terms
in the α′ -expansion, as it could provide a tool to compute corrections that are otherwise
difficult to calculate through other methods. A less ambitious programme that could give
23
hints on how to proceed in this direction is to rewrite the already known higher derivative
(α′n , n = 2, 3, 4) corrections to the string effective actions in an O(d, d) invariant way.
Other possible directions for future work suggest themselves. It is possible that our
formulation admits a description in terms of an extended-tangent space formulation like
the one considered in [23]-[25], in which the tangent space should be further enhanced
so as to include two spin connections with opposite torsion with duality group O(d +
n, d + n). Understanding the role of supersymmetry would also be of interest, since
one should expect obstructions when attempting to supersymmetrize this theory for a
choice of parameters leaving only even Z2 -parity corrections. Generalized Scherk-Schwarz
reductions like those considered in [32] would also be interesting to examine in order
to find higher-derivative corrections in gauged supergravities and to clarify the relation
between α′ -corrections and non-geometry (see for example [33] and references therein).
Due to the field redefinitions involved in this construction, we expect the duality covariant
scalars of the reduced theory to be related to the diffeomorphism and Lorentz covariant
scalars through O(α′ ) redefinitions that are quadratic in gaugings. A pure generalized
flux formulation of the theory [30] could be useful in understanding these issues. Finally,
the generalized Green-Schwarz transformation might be relevant in the analysis of large
gauge transformations in DFT [34].
Acknowledgments: We are indebted with O. Hohm and B. Zwiebach for many enlight-
ening discussions and comments on the draft, and we also warmly thank O. Bedoya and
J.J. Fernández Melgarejo. We wish to thank O. Hohm for pointing out a mistake in eq.
(3.35) of v1, which has now been corrected. D. M. thanks the Center for Theoretical
Physics at MIT for kind hospitality during the early stages of this work. Support by
the Fulbright Commission, A.S.ICTP, CONICET, UBA and ANPCyT is also gratefully
acknowledged.
24
A Conventions and definitions
In this Appendix we introduce the notation used throughout the paper.
Space-time and tangent space Lorentz indices are denoted µ, ν, . . . and a, b, . . . , re-
spectively. The Lie derivative of a tensor is given by
Lξ Vµ ν = ξ ρ ∂ρ Vµ ν + ∂µ ξ ρVρ ν − ∂ρ ξ ν Vµ ρ . (A.1)
Traces of the Riemann tensor give the Ricci tensor and scalar, respectively
where gab is the Minkowski metric, and they satisfy the following identities
25
Under Lorentz and infinitesimal diffeomorphism transformations, the frame field changes
as follows
that transforms as
The Riemann tensor can also be written as an adjoint Lorentz-valued two-form, expressed
in terms of the spin connection as
Dµ Ta b = ∇µ Tρ σ ea ρ eσ b for Ta b = Tρ σ ea ρ eσ b . (A.18)
2
Ωµνρ = ω[µa b ∂ν ωρ]b a + ω[µa b ωνb c ωρ]c a , (A.19)
3
26
and it transforms under infinitesimal diffeomorphisms and Lorentz transformations as
δΩµνρ = Lξ Ωµνρ − ∂[µ ∂ν Λa b ωρ]ba . (A.20)
(±) b 1
ωµa = ωµa b ± Hµa b , Hµa b = Hµνρ ea ν g ρσ eσ b , (A.21)
2
where the torsion is given by the three form curvature of the Kalb-Ramond two-form
Note that we do not include any α′ -correction in the torsion, as we are only interested
in first-order corrections in this paper. We also define powers of the three-form with the
following contractions
When the two-form Riemann tensor is supra-labeled with a sign, we use the convention
that it is defined as in (A.15) but in terms of the spin connection with torsion
The transformations of the torsionful spin connection, Riemann tensor and Chern-Simons
three-form are as follows
27
B From Bergshoeff-de Roo to Metsaev-Tseytlin
It is very easy to show that the two-parameter generalization of the Bergshoeff-de Roo
action (2.7) is equivalent to the two-parameter deformation of the Metsaev-Tseytlin ac-
tion (2.1)-(2.3), up to field redefinitions and boundary terms. For the heterotic case
(a, b) = (−α′ , 0), the equivalence was proved in [29], and here we give the general proof
for arbitrary values of the coefficients2 . The zeroth order actions are automatically identi-
cal (both given by (2.2)), so we need to focus attention on the four-derivative corrections.
Using the decomposition of the Riemann tensor with torsion
(±) 1
Rµνab = Rµνab ± D[µ Hν]ab − H[µa c Hν]bc , (B.1)
2
the components of the torsionful Riemann squared terms are
a (−) b (−)µν a b (+) b (+)µν a 1
Rµνa R b + Rµνa R b = − (a + b) D[µ Hν]ab D µ H νab + Rµνab Rµνab
8 8 8
1
−Hµa c Hνbc Rµνab + Hµac H µa d Hνb c H νbd
8
1
− Hµab H µ cd Hν ac H νbd (B.2)
8
1 µνab 1 µa νbc
+ (a − b) Dµ Hνab R − Dµ Hνab H c H .
4 2
On the other hand, consider the first order in the decomposition of the squared three-form
term
(1)
1 e µνρ e 1 µνρ ab
ab 1 b c a
− H Hµνρ = (a + b)H ∂µ Hν ωρab + Hµab Rνρ − Hµa Hνb Hρc
12 8 6
1 1
+ (a − b)H µνρ Ωµνρ − Dµ Hν ab Hρab . (B.3)
4 4
Now, using Bianchi identities one can show that the following terms vanish
so (B.2) only depends on a + b and is then even under Z2 -parity, and also prove the
following useful identities
1 1
Hµρ λ Hνσλ Rµνρσ = Hµρ λ Hνσλ Rµρνσ , ∇[µ Hν]ρσ ∇µ H νρσ = ∇µ Hνρσ ∇µ H νρσ . (B.5)
2 3
2
Field redefinitions in the context of the heterotic string have also been discussed recently in [35].
28
Adding (B.2) and (B.3), canceling the terms in (B.4) and rewriting some terms as in
(B.5), we find the first order component of the Bergshoeff-de Roo Lagrangian
1 1
L(1) = (a − b)H µνρ Ωµνρ + (a + b)H µνρ ∂µ Hν ab ωρab
4 8
1 3 1
− (a + b) Rµνρσ Rµνρσ − H µνρ Hµσλ Rνρ σλ + H µνρ Hµσ λ Hνλ δ Hρδ σ
8 2 24
1 µ νρσ 1 µρ δ νσλ
+ ∇µ Hνρσ ∇ H + Hµρδ H λ Hνσ H . (B.6)
3 8
The first term in (B.6) is the Chern-Simons term present in the Metsaev-Tseytlin form of
the action (2.3). The second term can be simply removed by a Lorentz non-covariant field
redefinition of the two-form. The last block of terms with coefficient a + b is even under
Z2 -parity, and exactly agrees with the results in [16], where it was shown to coincide
modulo field redefinitions and boundary terms with the Metsaev-Tseytlin form of the
action [28]. In order to make contact with it, we note that
(1)
L(0) (g + ∆g, B + ∆B, φ + ∆φ) = e2φ ∇µ e−2φ V µ (B.7)
a + b µνρ a+b
+ H Hµσλ Rνρ σλ − Hµρδ H µρ λ Hνσ δ H νσλ
8 32
a+b a + b µνρ
− ∇µ Hνρσ ∇µ H νρσ + H ∂µ Hν ab ωρab ,
24 8
with
1
∆gµν = − (a + b)Hµ ρσ Hνρσ ,
8
1 1
∆Bµν = − (a + b) (∇ρ Hρµν − 2∇ρ φH ρ µν ) − (a + b)H[µ ab ων]ab , (B.8)
4 4
1 µνρ
∆φ = − (a + b)Hµνρ H ,
32
and
1
V µ = − (a + b)H µρσ (∇ν H ν ρσ − 2∇ν φH ν ρσ ) . (B.9)
8
That is, a shift in the zeroth order Lagrangian (2.2) due to the first order field redefinitions
(B.8) (which coincide with those in [16] for the choice of parameters (a, b) = (−α′ , −α′ )
reproducing the bosonic string), produces a covariant boundary term defined by (B.9),
plus the additional terms in the last two lines in (B.7). These terms take the first order
29
Lagrangian (B.6) to the form
1
L(1) = (a − b)H µνρ Ωµνρ (B.10)
4
1 1
− (a + b) Rµνρσ Rµνρσ − H µνρ Hµσλ Rνρ σλ
8 2
1 µνρ λ δ σ 1 µρ δ νσλ
+ H Hµσ Hνλ Hρδ − Hµρδ H λ Hνσ H ,
24 8
which is exactly the first order correction in the two-parameter Metsaev-Tseytlin action
(2.3).
Then, we have shown that the deformed Bergshoeff-de Roo action exactly coincides
with the deformed Metsaev-Tseytlin action up to field redefinitions and boundary terms.
We note that while the field redefinitions of the metric and dilaton are covariant, the
redefinition of the two-form receives a Lorentz non-covariant contribution from the last
term in ∆Bµν in (B.8).
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