CIS Microsoft SQL Server 2019 Benchmark v1.2.0

CIS Microsoft SQL Server 2019 Benchmark
v1.2.0 - 04-30-2021
Terms of Use
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Table of Contents
Terms of Use...................................................................................................................................1
Overview.........................................................................................................................................5
Intended Audience.....................................................................................................................5
Consensus Guidance..................................................................................................................5
Typographical Conventions......................................................................................................6
Assessment Status.....................................................................................................................6
Profile Definitions......................................................................................................................7
Acknowledgements....................................................................................................................8
Recommendations.........................................................................................................................9
1 Installation, Updates and Patches.........................................................................................9
1.1 Ensure Latest SQL Server Cumulative and Security Updates are Installed
(Manual).........................................................................................................................9
1.2 Ensure Single-Function Member Servers are Used (Manual)...........................11
2 Surface Area Reduction........................................................................................................13
2.1 Ensure 'Ad Hoc Distributed Queries' Server Configuration Option is set to '0'
(Automated).................................................................................................................13
2.2 Ensure 'CLR Enabled' Server Configuration Option is set to '0' (Automated) . 15
2.3 Ensure 'Cross DB Ownership Chaining' Server Configuration Option is set to
'0' (Automated)............................................................................................................18
2.4 Ensure 'Database Mail XPs' Server Configuration Option is set to '0'
(Automated).................................................................................................................20
2.5 Ensure 'Ole Automation Procedures' Server Configuration Option is set to '0'
(Automated).................................................................................................................22
2.6 Ensure 'Remote Access' Server Configuration Option is set to '0' (Automated)
.................................................................................................................................................................... 24
2.7 Ensure 'Remote Admin Connections' Server Configuration Option is set to '0'
(Automated).................................................................................................................26
2.8 Ensure 'Scan For Startup Procs' Server Configuration Option is set to '0'
(Automated).................................................................................................................28
2.9 Ensure 'Trustworthy' Database Property is set to 'Off' (Automated)...............30
2.10 Ensure Unnecessary SQL Server Protocols are set to 'Disabled' (Manual)....32
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2.11 Ensure SQL Server is configured to use non-standard ports (Automated)....34
2.12 Ensure 'Hide Instance' option is set to 'Yes' for Production SQL Server
instances (Automated)................................................................................................36
2.13 Ensure the 'sa' Login Account is set to 'Disabled' (Automated)......................39
2.14 Ensure the 'sa' Login Account has been renamed (Automated).....................41
2.15 Ensure 'AUTO_CLOSE' is set to 'OFF' on contained databases (Automated) .
43 2.16 Ensure no login exists with the name 'sa' (Automated).............................45
2.17 Ensure 'clr strict security' Server Configuration Option is set to '1'
(Automated).................................................................................................................47
3 Authentication and Authorization......................................................................................49
3.1 Ensure 'Server Authentication' Property is set to 'Windows Authentication
Mode' (Automated).....................................................................................................49
3.2 Ensure CONNECT permissions on the 'guest' user is Revoked within all SQL
Server databases excluding the master, msdb and tempdb (Automated)..............51
3.3 Ensure 'Orphaned Users' are Dropped From SQL Server Databases
(Automated).................................................................................................................53
3.4 Ensure SQL Authentication is not used in contained databases (Automated) 55
3.5 Ensure the SQL Server’s MSSQL Service Account is Not an Administrator
(Manual).......................................................................................................................57
3.6 Ensure the SQL Server’s SQLAgent Service Account is Not an Administrator
(Manual).......................................................................................................................59
3.7 Ensure the SQL Server’s Full-Text Service Account is Not an Administrator
(Manual).......................................................................................................................61
3.8 Ensure only the default permissions specified by Microsoft are granted to the
public server role (Automated)..................................................................................63
3.9 Ensure Windows BUILTIN groups are not SQL Logins (Automated)...............65
3.10 Ensure Windows local groups are not SQL Logins (Automated)....................67
3.11 Ensure the public role in the msdb database is not granted access to SQL
Agent proxies (Automated)........................................................................................69
4 Password Policies.................................................................................................................71
4.1 Ensure 'MUST_CHANGE' Option is set to 'ON' for All SQL Authenticated Logins
(Manual).......................................................................................................................71
4.2 Ensure 'CHECK_EXPIRATION' Option is set to 'ON' for All SQL Authenticated
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Logins Within the Sysadmin Role (Automated)........................................................73
4.3 Ensure 'CHECK_POLICY' Option is set to 'ON' for All SQL Authenticated Logins
(Automated).................................................................................................................75
5 Auditing and Logging...........................................................................................................77
5.1 Ensure 'Maximum number of error log files' is set to greater than or equal to
'12' (Automated)..........................................................................................................77
5.2 Ensure 'Default Trace Enabled' Server Configuration Option is set to '1'
(Automated).................................................................................................................80
5.3 Ensure 'Login Auditing' is set to 'failed logins' (Automated)............................82
5.4 Ensure 'SQL Server Audit' is set to capture both 'failed' and 'successful logins'
(Automated).................................................................................................................85
6 Application Development....................................................................................................88
6.1 Ensure Database and Application User Input is Sanitized (Manual)................88
6.2 Ensure 'CLR Assembly Permission Set' is set to 'SAFE_ACCESS' for All CLR
Assemblies (Automated).............................................................................................90
7 Encryption.............................................................................................................................92
7.1 Ensure 'Symmetric Key encryption algorithm' is set to 'AES_128' or higher in
non-system databases (Automated)..........................................................................92
7.2 Ensure Asymmetric Key Size is set to 'greater than or equal to 2048' in non-
system databases (Automated)..................................................................................94
8 Appendix: Additional Considerations.................................................................................96
8.1 Ensure 'SQL Server Browser Service' is configured correctly (Manual)..........96
Appendix: Recommendation Summary Table...........................................................................98
Appendix: Change History........................................................................................................101
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Overview
This document provides prescriptive guidance for establishing a secure configuration
posture for Microsoft SQL Server 2019. This guide was tested against Microsoft SQL Server
2019. To obtain the latest version of this guide, please visit
http://benchmarks.cisecurity.org. If you have questions, comments, or have identified
ways to improve this guide, please write us at feedback@cisecurity.org.
Intended Audience
This benchmark is intended for system and application administrators, security specialists,
auditors, help desk, and platform deployment personnel who plan to develop, deploy,
assess, or secure solutions that incorporate Microsoft SQL Server 2019 on a Microsoft
Windows platform.
Consensus Guidance
This benchmark was created using a consensus review process comprised of subject
matter experts. Consensus participants provide perspective from a diverse set of
backgrounds including consulting, software development, audit and compliance, security
research, operations, government, and legal.
Each CIS benchmark undergoes two phases of consensus review. The first phase occurs
during initial benchmark development. During this phase, subject matter experts convene
to discuss, create, and test working drafts of the benchmark. This discussion occurs until
consensus has been reached on benchmark recommendations. The second phase begins
after the benchmark has been published. During this phase, all feedback provided by the
Internet community is reviewed by the consensus team for incorporation in the
benchmark. If you are interested in participating in the consensus process, please visit
https://workbench.cisecurity.org/.
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Typographical Conventions
The following typographical conventions are used throughout this guide:
Convention Meaning
Stylized Monospace font Used for blocks of code, command, and script examples.
Text should be interpreted exactly as presented.
Monospace font Used for inline code, commands, or examples. Text should
be interpreted exactly as presented.
<italic font in brackets> Italic texts set in angle brackets denote a variable
requiring substitution for a real value.
Italic font Used to denote the title of a book, article, or other

publication.
Note Additional information or caveats
Assessment Status
An assessment status is included for every recommendation. The assessment status
indicates whether the given recommendation can be automated or requires manual steps
to implement. Both statuses are equally important and are determined and supported as
defined below:
Automated
Represents recommendations for which assessment of a technical control can be fully

automated and validated to a pass/fail state. Recommendations will include the necessary
information to implement automation.
Manual
Represents recommendations for which assessment of a technical control cannot be fully

automated and requires all or some manual steps to validate that the configured state is set
as expected. The expected state can vary depending on the environment.
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Profile Definitions
The following configuration profiles are defined by this Benchmark:
 Level 1 - Database Engine
Items in this profile apply to Microsoft SQL Server 2019 and intend to:
o be practical and prudent;

o provide a clear security benefit; and
o not inhibit the utility of the technology beyond acceptable means.
 Level 1 - AWS RDS
Items in this profile are applicable to Microsoft SQL Server 2019 on AWS RDS and
intend to:
o be practical and prudent;

o provide a clear security benefit; and
o not inhibit the utility of the technology beyond acceptable means.
This profile extends the "Level 1 - Database Engine" profile. Items in this profile
apply to Microsoft SQL Server 2019 and exhibit one or more of the following
characteristics:
o are intended for environments or use cases where security is paramount;

o acts as defense in depth measure; and
o may impact the utility or performance of the technology.
This profile extends the "Level 1 - AWS RDS" profile. Items in this profile apply to
Microsoft SQL Server 2019 on AWS RDS and exhibit one or more of the following
characteristics:
o are intended for environments or use cases where security is paramount;

o acts as defense in depth measure; and
o may impact the utility or performance of the technology.
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Acknowledgements
This benchmark exemplifies the great things a community of users, vendors, and subject matter
experts can accomplish through consensus collaboration. The CIS community thanks the entire
consensus team with special recognition to the following individuals who contributed greatly to
the creation of this guide:
Contributor
Michal Horan
Dean Lackey
Matthew Woods
Rob Kraft
Emad Al-Mousa
Editor
Brian Kelley MCSE, CISA, Security+, Microsoft MVP - SQL Server
Tim Harrison, Center for Internet Security
Sean McCown
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Recommendations
1 Installation, Updates and Patches
This section contains recommendations related to installing and patching SQL Server.
1.1 Ensure Latest SQL Server Cumulative and Security Updates are
Installed (Manual)
Profile Applicability:
Description:
SQL Server patches contain program updates that fix security and product functionality
issues found in the software. These patches can be installed with a security update, which is
a single patch, or a cumulative update which is a group of patches. The SQL Server version
and patch levels should be the most recent compatible with the organizations' operational
needs.
Rationale:
Using the most recent SQL Server software, along with all applicable patches can help limit
the possibilities for vulnerabilities in the software. The installation version and/or patches
applied during setup should be established according to the needs of the organization.
Audit:
To determine your SQL Server patch level, run the following code snippet.
SELECT SERVERPROPERTY('ProductLevel') as
Remediation:
SP_installed, SERVERPROPERTY('ProductVersion') as
Identify the current version and patch level of your SQL Server instances and ensure they
contain the latest security fixes. Make sure to test these fixes in your test environments
before updating production instances.
The most recent SQL Server patches can be found here:
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https://docs.microsoft.com/en-us/sql/database-engine/install-windows/latest-updates-
for-microsoft-sql-server?view=sql-server-ver15
Default Value:
Cumulative and security updates are not installed by default.
References:
1. https://docs.microsoft.com/en-us/sql/database-engine/install-windows/latest-
updates-for-microsoft-sql-server?view=sql-server-ver15
2. https://support.microsoft.com/en-us/help/4041553/sql-server-service-packs-are-
discontinued-starting-from-sql-server
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Control IG 1 IG 2 IG 3
Version
2.2 Ensure Software is Supported by Vendor

Ensure that only software applications or operating systems currently supported
v7 by the software's vendor are added to the organization's authorized software ● ● ●
inventory. Unsupported software should be tagged as unsupported in the inventory
system.
v6 4 Continuous Vulnerability Assessment and Remediation

Continuous Vulnerability Assessment and Remediation
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1.2 Ensure Single-Function Member Servers are Used (Manual)
Description:
It is recommended that SQL Server software be installed on a dedicated server. This

architectural consideration affords security flexibility in that the database server can be
placed on a separate subnet allowing access only from particular hosts and over particular
protocols. Degrees of availability are easier to achieve as well - over time, an enterprise can
move from a single database server to a failover to a cluster using load balancing or to
some combination thereof.
Rationale:
It is easier to manage (i.e. reduce) the attack surface of the server hosting SQL Server
software if the only surfaces to consider are the underlying operating system, SQL Server
itself, and any security/operational tooling that may additionally be installed. As noted in
the description, availability can be more easily addressed if the database is on a dedicated
server.
Impact:
It is difficult to see any reasonably adverse impact to making this architectural change,
once the costs of making the change have been paid. Custom applications may need to be
modified to accommodate database connections over the wire rather than on the host (i.e.
using TCP/IP instead of Named Pipes). Additional hardware and operating system licenses
may be required to make these architectural changes.
Audit:
Ensure that no other roles are enabled for the underlying operating system and that no
excess tooling is installed, per enterprise policy.
Remediation:
Uninstall excess tooling and/or remove unnecessary roles from the underlying operating
system.
CIS Controls:
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2.10 Physically or Logically Segregate High Risk

Applications
v7 Physically or logically segregated systems should be used to isolate and run ●
software that is required for business operations but incur higher risk for the
organization.
9.5 Operate Critical Services On Dedicated Hosts (i.e. DNS,

v6 Mail, Web, Database)
Operate critical services on separate physical or logical host machines, such as
DNS, file, mail, web, and database servers.
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2 Surface Area Reduction
SQL Server offers various configuration options, some of them can be controlled by the
sp_configure stored procedure. This section contains the listing of the corresponding
recommendations.
2.1 Ensure 'Ad Hoc Distributed Queries' Server Configuration Option is

set to '0' (Automated)
Description:
Enabling Ad Hoc Distributed Queries allows users to query data and execute statements on
external data sources. This functionality should be disabled.
Rationale:
This feature can be used to remotely access and exploit vulnerabilities on remote SQL
Server instances and to run unsafe Visual Basic for Application functions.
Audit:
Run the following T-SQL command:
SELECT name, CAST(value as int) as value_configured, CAST(value_in_use

Both value columns must show 0.
as int) as value_in_use
FROM sys.configurations
Remediation:
WHERE name = 'Ad Hoc Distributed Queries';
EXECUTE sp_configure 'show advanced options', 1; RECONFIGURE;

EXECUTE sp_configure 'Ad Hoc Distributed Queries', 0; RECONFIGURE;
GO
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Default Value:
0 (disabled)
References:
1. https://docs.microsoft.com/en-us/sql/database-engine/configure-windows/ad-
hoc-distributed-queries-server-configuration-option
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9.2 Ensure Only Approved Ports, Protocols and Services

v7 Are Running ● ●
Ensure that only network ports, protocols, and services listening on a system
with validated business needs, are running on each system.
9.1 Limit Open Ports, Protocols, and Services

v6 Ensure that only ports, protocols, and services with validated business needs
are running on each system.
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2.2 Ensure 'CLR Enabled' Server Configuration Option is set to '0'
(Automated)
Description:
The clr enabled option specifies whether user assemblies can be run by SQL Server.
Rationale:
Enabling use of CLR assemblies widens the attack surface of SQL Server and puts it at risk
from both inadvertent and malicious assemblies.
Impact:
If CLR assemblies are in use, applications may need to be rearchitected to eliminate their
usage before disabling this setting. Alternatively, some organizations may allow this setting
to be enabled 1 for assemblies created with the SAFE permission set, but disallow
assemblies created with the riskier UNSAFE and EXTERNAL_ACCESS permission sets. To find
user-created assemblies, run the following query in all databases, replacing
<database_name> with each database name:
USE
Audit:
[<database_name>]
GO
SELECT name,
CAST(value as AS
SELECT name int) as value_configured, CAST(value_in_use as int) as value_in_use
Assembly_Name,
permission_set_desc FROM sys.assemblies
WHERE is_user_defined = 1;
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WHERE name = 'clr strict security';
If both values are 1, this recommendation is Not Applicable. Otherwise, run the following T-
SQL command:
SELECT name,
Both value columns must show 0 to be compliant.
CAST(value as int) as value_configured,
CAST(value_in_use as int) as
Remediation:
value_in_use
EXECUTE sp_configure 'clr enabled',

Default Value:
0; RECONFIGURE;
By default, this option is disabled (0).
References:
1. https://docs.microsoft.com/en-us/sql/t-sql/statements/create-assembly-transact-
sql
Additional Information:
If clr strict security is set to 1 this recommendation is not applicable. By default,

clr strict security is enabled and treats SAFE and EXTERNAL_ACCESS assemblies as if
they were marked UNSAFE. Though not recommended, the clr strict security option
can be disabled for backward compatibility. This recommendation has been retained for
environments configured for backwards compatibility.
CIS Controls:
Controls
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18.11 Use Standard Hardening Configuration Templates for

v7 ● ●
Databases
For applications that rely on a database, use standard hardening configuration
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Controls
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templates. All systems that are part of critical business processes should also be
tested.
18.9 Sanitize Deployed Software Of Development Artifacts

For in-house developed applications, ensure that development artifacts (sample
v6
data and scripts; unused libraries, components, debug code; or tools) are not included
in the deployed software, or accessible in the production environment.
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2.3 Ensure 'Cross DB Ownership Chaining' Server Configuration Option is
Description:
The cross db ownership chaining option controls cross-database ownership chaining

across all databases at the instance (or server) level.
Rationale:
When enabled, this option allows a member of the db_owner role in a database to gain
access to objects owned by a login in any other database, causing an unnecessary
information disclosure. When required, cross-database ownership chaining should only be
enabled for the specific databases requiring it instead of at the instance level for all
databases by using the ALTER DATABASE<database_name>SET DB_CHAINING ON command.
This database option may not be changed on the master, model, or tempdb system
databases.
Audit:
SELECT name,
CAST(value_in_use as int) as value_in_use
Remediation:
WHERE name = 'cross db ownership chaining';
EXECUTE sp_configure 'cross db ownership chaining',

Default Value:
0; RECONFIGURE;
GO
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References:
1. https://docs.microsoft.com/en-us/sql/database-engine/configure-windows/cross-
db-ownership-chaining-server-configuration-option
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14.6 Protect Information through Access Control Lists

Protect all information stored on systems with file system, network share, claims,
v7 application, or database specific access control lists. These controls will enforce the ● ● ●
principle that only authorized individuals should have access to the information based
on their need to access the information as a part of their responsibilities.
14.4 Protect Information With Access Control Lists

All information stored on systems shall be protected with file system, network
share, claims, application, or database specific access control lists. These controls will
v6
enforce the principle that only authorized individuals should have access to the
information based on their need to access the information as a part of their
responsibilities.
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2.4 Ensure 'Database Mail XPs' Server Configuration Option is set to '0'
(Automated)
Description:
The Database Mail XPs option controls the ability to generate and transmit email
messages from SQL Server.
Rationale:
Disabling the Database Mail XPs option reduces the SQL Server surface, eliminates a DOS
attack vector and channel to exfiltrate data from the database server to a remote host.
Audit:
SELECT name,
Remediation:
value_in_use
EXECUTE sp_configure 'show advanced options',

Default Value:
1; RECONFIGURE;
EXECUTE sp_configure 'Database Mail XPs',
By
0;default, this option is disabled (0).
RECONFIGURE;
GO
0; RECONFIGURE;
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References:
1. https://docs.microsoft.com/en-us/sql/relational-databases/database-
mail/database-mail
CIS Controls:
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v6 18 Application Software Security

Application Software Security
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2.5 Ensure 'Ole Automation Procedures' Server Configuration Option is
Description:
The Ole Automation Procedures option controls whether OLE Automation objects can be
instantiated within Transact-SQL batches. These are extended stored procedures that allow
SQL Server users to execute functions external to SQL Server.
Rationale:
Enabling this option will increase the attack surface of SQL Server and allow users to
execute functions in the security context of SQL Server.
Audit:
SELECT name,
Remediation:
value_in_use

Default Value:
1; RECONFIGURE;
EXECUTE sp_configure 'Ole Automation Procedures',
By
0;default, this option is disabled (0).
RECONFIGURE;
GO
0; RECONFIGURE;
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References:
1. https://docs.microsoft.com/en-us/sql/database-engine/configure-windows/ole-
automation-procedures-server-configuration-option
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5.1 Establish Secure Configurations

v7 Maintain documented, standard security configuration standards for all ● ● ●
authorized operating systems and software.

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2.6 Ensure 'Remote Access' Server Configuration Option is set to '0'
(Automated)
Description:
The remote access option controls the execution of local stored procedures on remote
servers or remote stored procedures on local server.
Rationale:
Functionality can be abused to launch a Denial-of-Service (DoS) attack on remote servers

by off-loading query processing to a target.
Impact:
Per Microsoft: This feature will be removed in the next version of Microsoft SQL Server. Do
not use this feature in new development work, and modify applications that currently use
this feature as soon as possible. Use sp_addlinkedserver instead.
Audit:
SELECT name,
CAST(value_in_use as int) as value_in_use
Remediation:
WHERE name = 'remote

EXECUTE sp_configure 'remote access', 0; RECONFIGURE;
GO
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Restart the Database Engine.
Default Value:
By default, this option is enabled (1).
References:
1. https://docs.microsoft.com/en-us/sql/database-engine/configure-
windows/configure-the-remote-access-server-configuration-option
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2.7 Ensure 'Remote Admin Connections' Server Configuration Option is
Description:
The remote admin connections option controls whether a client application on a remote
computer can use the Dedicated Administrator Connection (DAC).
Rationale:
The Dedicated Administrator Connection (DAC) lets an administrator access a running

server to execute diagnostic functions or Transact-SQL statements, or to troubleshoot
problems on the server, even when the server is locked or running in an abnormal state
and not responding to a SQL Server Database Engine connection. In a cluster scenario, the
administrator may not actually be logged on to the same node that is currently hosting the
SQL Server instance and thus is considered "remote". Therefore, this setting should usually
be enabled (1) for SQL Server failover clusters; otherwise, it should be disabled ( 0) which is
the default.
Audit:
USE
Ifmaster;
no data is returned, the instance is a cluster and this recommendation is not applicable. If
data
GO is returned, then both the value columns must show 0 to be compliant.
SELECT name,
Remediation:
value_in_use
Run
FROMthe following T-SQL command on non-clustered installations:
sys.configurations
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EXECUTE sp_configure 'remote admin connections',
0; RECONFIGURE;
GO
Default Value:
By default, this option is disabled (0), only local connections may use the DAC.
References:
windows/remote-admin-connections-server-configuration-option
If it's a clustered installation, this option must be enabled as a clustered SQL Server cannot
bind to localhost and DAC will be unavailable otherwise. Enable it for clustered
installations. Disable it for standalone installations where not required.
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2.8 Ensure 'Scan For Startup Procs' Server Configuration Option is set to
'0' (Automated)
Description:
The scan for startup procs option, if enabled, causes SQL Server to scan for and
automatically run all stored procedures that are set to execute upon service startup.
Rationale:
Enforcing this control reduces the threat of an entity leveraging these facilities for
malicious purposes.
Impact:
Setting Scan for Startup Procedures to 0 will prevent certain audit traces and other
commonly used monitoring stored procedures from re-starting on start up. Additionally,
replication requires this setting to be enabled (1) and will automatically change this setting
if needed.
Audit:
SELECT name,
Remediation:
value_in_use

EXECUTE sp_configure 'scan for startup procs', 0; RECONFIGURE;
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GO
Restart the Database Engine.
Default Value:
References:
windows/configure-the-scan-for-startup-procs-server-configuration-option
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2.9 Ensure 'Trustworthy' Database Property is set to 'Off' (Automated)
Description:
The TRUSTWORTHY database option allows database objects to access objects in other
databases under certain circumstances.
Rationale:
Provides protection from malicious CLR assemblies or extended procedures.
Audit:
Run the following T-SQL query to list any databases with a Trustworthy database property
value of ON:
SELECT name
No rows should be returned.
FROM sys.databases
WHERE is_trustworthy_on =
Remediation:
1 AND name != 'msdb';
Execute the following T-SQL statement against the databases (replace <database_name>
below) returned by the Audit Procedure:
ALTER DATABASE [<database_name>] SET TRUSTWORTHY OFF;

Default Value:
By default, this database property is OFF (is_trustworthy_on = 0), except for the msdb
database in which it is required to be ON.
References:
1. https://docs.microsoft.com/en-us/sql/relational-databases/security/trustworthy-
database-property
2. https://support.microsoft.com/it-it/help/2183687/guidelines-for-using-the-
trustworthy-database-setting-in-sql-server
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v6
responsibilities.
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2.10 Ensure Unnecessary SQL Server Protocols are set to 'Disabled'
(Manual)
Description:
SQL Server supports Shared Memory, Named Pipes, and TCP/IP protocols. However, SQL
Server should be configured to use the bare minimum required based on the organization's
needs.
Rationale:
Using fewer protocols minimizes the attack surface of SQL Server and, in some cases, can
protect it from remote attacks.
Impact:
The Database Engine (MSSQL and SQLAgent) services must be stopped and restarted for
the change to take effect.
Audit:
Open SQL Server Configuration Manager; go to the SQL Server Network Configuration.
Ensure that only required protocols are enabled.
Remediation:
Open SQL Server Configuration Manager; go to the SQL Server Network Configuration.
Ensure that only required protocols are enabled. Disable protocols not necessary.
Default Value:
By default, TCP/IP and Shared Memory protocols are enabled on all commercial editions.
References:
windows/enable-or-disable-a-server-network-protocol
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2.11 Ensure SQL Server is configured to use non-standard ports
(Automated)
Description:
If installed, a default SQL Server instance will be assigned a default port of TCP:1433 for
TCP/IP communication. Administrators can also manually configure named instances to
use TCP:1433 for communication. TCP:1433 is a widely known SQL Server port and this
port assignment should be changed. In a multi-instance scenario, each instance must be
assigned its own dedicated TCP/IP port.
Rationale:
Using a non-default port helps protect the database from attacks directed to the default
port.
Impact:
Changing the default port will force the DAC (Dedicated Administrator Connection) to
listen on a random port. Also, it might make benign applications, such as application
firewalls, require special configuration. In general, you should set a static port for
consistent usage by applications, including firewalls, instead of using dynamic ports which
will be chosen randomly at each SQL Server start up.
Audit:
Run the one of following T-SQL script:
SELECT TOP(1) local_tcp_port FROM

Or
sys.dm_exec_connections WHERE local_tcp_port IS NOT
SELECT local_tcp_port
IfFROM
a value of 1433 is returned this is a fail.
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Remediation:
1. In SQL Server Configuration Manager, in the console pane, expand SQL Server
Network Configuration, expand Protocols for <InstanceName>, and then double-
click the TCP/IP protocol
2. In the TCP/IP Properties dialog box, on the IP Addresses tab, several IP addresses
appear in the format IP1, IP2, up to IPAll. One of these is for the IP address of the
loopback adapter, 127.0.0.1. Additional IP addresses appear for each IP Address on
the computer.
3. Under IPAll, change the TCP Port field from 1433 to a non-standard port or
leave the TCP Port field empty and set the TCP Dynamic Ports value to 0 to
enable dynamic port assignment and then click OK.
4. In the console pane, click SQL Server Services.
5. In the details pane, right-click SQL Server (<InstanceName>) and then click
Restart, to stop and restart SQL Server.
Default Value:
By default, default SQL Server instances listen on to TCP/IP traffic on TCP port 1433 and
named instances use dynamic ports.
References:
windows/configure-a-server-to-listen-on-a-specific-tcp-port
In the case of AWS RDS, this is only configurable during the build process.
CIS Controls:
Controls
Version

9 Limitation and Control of Network Ports, Protocols, and

v6 Services
Limitation and Control of Network Ports, Protocols, and Services
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2.12 Ensure 'Hide Instance' option is set to 'Yes' for Production SQL
Server instances (Automated)
Description:
Non-clustered SQL Server instances within production environments should be designated

as hidden to prevent advertisement by the SQL Server Browser service.
Rationale:
Designating production SQL Server instances as hidden leads to a more secure installation
because they cannot be enumerated. However, clustered instances may break if this option
is selected.
Impact:
This method only prevents the instance from being listed on the network. If the instance is
hidden (not exposed by SQL Browser), then connections will need to specify the server and
port in order to connect. It does not prevent users from connecting to server if they know
the instance name and port.
If you hide a clustered named instance, the cluster service may not be able to connect to the
SQL Server. Please refer to the Microsoft documentation reference.
Audit:
Perform either the GUI or T-SQL method shown:
1.1.1.1 GUI Method
1. In SQL Server Configuration Manager, expand SQL Server Network

Configuration, right-click Protocols for <InstanceName>, and then select
Properties.
2. On the Flags tab, in the Hide Instance box, if Yes is selected, it is compliant.
1.1.1.2 T-SQL Method
Execute the following T-SQL.
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DECLARE @getValue INT;
EXEC master.sys.xp_instance_regread
@rootkey =
N'HKEY_LOCAL_MACHINE',
@key = N'SOFTWARE\Microsoft\Microsoft
SQL Server\MSSQLServer\SuperSocketNetLib',
@value_name =
N'HideInstance', @value =
A value of 1 should be returned to be compliant.
Remediation:
1.1.1.3 GUI Method
1. In SQL Server Configuration Manager, expand SQL Server Network

Configuration, right-click Protocols for <InstanceName>, and then select
Properties.
2. On the Flags tab, in the Hide Instance box, select Yes, and then click OK to close
the dialog box. The change takes effect immediately for new connections.
Execute the following T-SQL to remediate:
EXEC master.sys.xp_instance_regwrite
Default@rootkey
Value: =
By default,
@key SQL
= Server instances are not hidden.
N'SOFTWARE\Microsoft\Microsoft
SQL Server\MSSQLServer\SuperSocketNetLib',
@value_name =
References:
N'HideInstance', @type =
1. https://docs.microsoft.com/en-us/sql/database-engine/configure-windows/hide-
an-instance-of-sql-server-database-engine
CIS Controls:
37 | P a g e
Controls
Version

9 Limitation and Control of Network Ports, Protocols, and

v6 Services
Limitation and Control of Network Ports, Protocols, and Services
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2.13 Ensure the 'sa' Login Account is set to 'Disabled' (Automated)
Description:
The sa account is a widely known and often widely used SQL Server account with
sysadmin privileges. This is the original login created during installation and always has
the principal_id=1 and sid=0x01.
Rationale:
Enforcing this control reduces the probability of an attacker executing brute force attacks
against a well-known principal.
Impact:
It is not a good security practice to code applications or scripts to use the sa account.
However, if this has been done, disabling the sa account will prevent scripts and
applications from authenticating to the database server and executing required tasks or
functions.
Audit:
Use the following syntax to determine if the sa account is disabled. Checking for
sid=0x01 ensures that the original sa account is being checked in case it has been
renamed per best practices.
SELECT name, is_disabled

No rows should be returned to be compliant.
FROM
An is_disabled value of 0 indicates the login is currently enabled and therefore needs
sys.server_principals
WHERE sid = 0x01
remediation.
Remediation:
Execute the following T-SQL query:
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USE
[master]
GO
DECLARE @tsql nvarchar(max)
SET @tsql = 'ALTER LOGIN ' + SUSER_NAME(0x01) + ' DISABLE'
EXEC
Default Value:
By default, the sa login account is disabled at install time when Windows

Authentication Mode is selected. If mixed mode (SQL Server and Windows
Authentication) is selected at install, the default for the sa login is enabled.
References:
1. https://docs.microsoft.com/en-us/sql/relational-databases/system-catalog-
views/sys-server-principals-transact-sql
2. https://docs.microsoft.com/en-us/sql/t-sql/statements/alter-login-transact-sql
3. https://docs.microsoft.com/en-us/sql/relational-databases/security/choose-an-
authentication-mode
In the case of AWS RDS the default name for this account is rdsa instead of sa.
CIS Controls:
Controls
Version
16.8 Disable Any Unassociated Accounts

v7 Disable any account that cannot be associated with a business process or business ● ● ●
owner.
5.1 Minimize And Sparingly Use Administrative Privileges

Minimize administrative privileges and only use administrative accounts when
v6
they are required. Implement focused auditing on the use of administrative privileged
functions and monitor for anomalous behavior.
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2.14 Ensure the 'sa' Login Account has been renamed (Automated)
Description:
The sa account is a widely known and often widely used SQL Server login with sysadmin
privileges. The sa login is the original login created during installation and always has
principal_id=1 and sid=0x01.
Rationale:
It is more difficult to launch password-guessing and brute-force attacks against the sa

login if the name is not known.
Impact:
It is not a good security practice to code applications or scripts to use the sa login.
However, if this has been done, renaming the sa login will prevent scripts and
applications from authenticating to the database server and executing required tasks or
functions.
Audit:
Use the following syntax to determine if the sa login (principal) is renamed.
SELECT name
AFROM
name of sa indicates the account has not been renamed and therefore needs remediation.
Remediation:
Replace the <different_user> value within the below syntax and execute to rename the sa
login.
ALTER LOGIN sa WITH NAME = <different_user>;

Default Value:
By default, the sa login name is 'sa'.
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References:
1. https://docs.microsoft.com/en-us/sql/relational-databases/security/choose-an-
authentication-mode
In the case of AWS RDS the default name for this account is rdsa instead of sa.
CIS Controls:
Controls
Version

v6 5 Controlled Use of Administration Privileges

Controlled Use of Administration Privileges
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2.15 Ensure 'AUTO_CLOSE' is set to 'OFF' on contained databases
(Automated)
Description:
AUTO_CLOSE determines if a given database is closed or not after a connection terminates. If

enabled, subsequent connections to the given database will require the database to be
reopened and relevant procedure caches to be rebuilt.
Rationale:
Because authentication of users for contained databases occurs within the database not at
the server\instance level, the database must be opened every time to authenticate a user.
The frequent opening/closing of the database consumes additional server resources and
may contribute to a denial of service.
Audit:
Perform the following to find contained databases that are not configured as prescribed:
SELECT name, containment, containment_desc,

is_auto_close_on FROM sys.databases
WHERE containment <> 0 and is_auto_close_on = 1;
Remediation:
Execute the following T-SQL, replacing <database_name> with each database name found
by the Audit Procedure:
ALTER DATABASE <database_name> SET AUTO_CLOSE OFF;

Default Value:
By default, the database property AUTO_CLOSE is OFF which is equivalent to

is_auto_close_on = 0.
References:
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1. https://docs.microsoft.com/en-us/sql/relational-databases/databases/security-
best-practices-with-contained-databases
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44 | P a g e
2.16 Ensure no login exists with the name 'sa' (Automated)
Description:
The sa login (e.g. principal) is a widely known and often widely used SQL Server account.
Therefore, there should not be a login called sa even when the original sa login
(principal_id = 1) has been renamed.
Rationale:
Enforcing this control reduces the probability of an attacker executing brute force attacks
against a well-known principal name.
Impact:
It is not a good security practice to code applications or scripts to use the sa account. Given
that it is a best practice to rename and disable the sa account, some 3rd party applications
check for the existence of a login named sa and if it doesn't exist, creates one. Removing
the sa login will prevent these scripts and applications from authenticating to the database
server and executing required tasks or functions.
Audit:
Use the following syntax to determine if there is an account named sa.
SELECT principal_id,
name FROM
Remediation:
Execute the appropriate ALTER or DROP statement below based on the principal_id
returned for the login named sa. Replace the <different_name> value within the below
syntax and execute to rename the sa login.
USE [master] GO
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-- If principal_id = 1 or the login owns database objects, rename the sa login
ALTER LOGIN [sa] WITH NAME = <different_name>; GO
-- If the login owns no database objects, then drop it
-- Do NOT drop the login if it is principal_id = 1 DROP LOGIN sa
Default Value:
The login with principal_id = 1 is named sa by default.
CIS Controls:
Controls
Version


v6
46 | P a g e
2.17 Ensure 'clr strict security' Server Configuration Option is set to '1'
(Automated)
Description:
The clr strict security option specifies whether the engine applies the PERMISSION_SET
on the assemblies.
Rationale:
Enabling use of CLR assemblies widens the attack surface of SQL Server and puts it at risk
from both inadvertent and malicious assemblies.
Impact:
If CLR assemblies are in use, applications may need to be rearchitected to eliminate their
usage before enabling this setting. To find user-created assemblies, run the following query
in all databases, replacing <database_name> with each database name:
USE
Audit:
[<database_name>]
GO
SELECT name,
SELECTCAST(value
name AS Assembly_Name,
as int) as value_configured,
permission_set_desc
value_in_use FROM sys.assemblies
WHERE is_user_defined = 1;
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Remediation:

Default Value:
1; RECONFIGURE;
EXECUTE sp_configure 'clr strict security',
By
1;default, this option is Enabled (1).
RECONFIGURE;
GO
References:
0; RECONFIGURE;
1. https://docs.microsoft.com/en-us/sql/database-engine/configure-windows/clr-
strict-security?view=sql-server-ver15&viewFallbackFrom=sql-server-2019
CIS Controls:
Controls
Version
18.9 Separate Production and Non-Production Systems

v7 Maintain separate environments for production and nonproduction systems. ● ●
Developers should not have unmonitored access to production environments.
18.11 Use Standard Hardening Configuration Templates for

Databases
v7 For applications that rely on a database, use standard hardening configuration ● ●
templates. All systems that are part of critical business processes should also be
tested.
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3 Authentication and Authorization
This section contains recommendations related to SQL Server's authentication and
authorization mechanisms.
3.1 Ensure 'Server Authentication' Property is set to 'Windows

Authentication Mode' (Automated)
Description:
Uses Windows Authentication to validate attempted connections.
Rationale:
Windows provides a more robust authentication mechanism than SQL Server

authentication.
Impact:
Changing the login mode configuration requires a restart of the service.
Audit:
Execute the following syntax:
SELECT SERVERPROPERTY('IsIntegratedSecurityOnly') as [login_mode];

A login_mode of 1 indicates the Server Authentication property is set to Windows
Authentication Mode. A login_mode of 0 indicates mixed mode authentication.
Remediation:
1.1.1.5 GUI Method
1. Open SQL Server Management Studio.

2. Open the Object Explorer tab and connect to the target database instance.
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3. Right click the instance name and select Properties.
4. Select the Security page from the left menu.
5. Set the Server authentication setting to Windows Authentication Mode.
Run the following T-SQL in a Query Window:
USE
Restart the SQL Server service for the change to take effect.
[master]
GO
Default Value:
EXEC xp_instance_regwrite N'HKEY_LOCAL_MACHINE', N'Software\Microsoft\
MSSQLServer\MSSQLServer', N'LoginMode', REG_DWORD, 1 GO
Windows Authentication Mode
References:
windows/server-properties-security-page
CIS Controls:
Controls
Version
16.2 Configure Centralized Point of Authentication

v7 Configure access for all accounts through as few centralized points of ● ●
authentication as possible, including network, security, and cloud systems.
16.9 Configure Account Access Centrally

Configure access for all accounts through a centralized point of authentication, for
v6
example Active Directory or LDAP. Configure network and security devices for
centralized authentication as well.
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3.2 Ensure CONNECT permissions on the 'guest' user is Revoked within
all SQL Server databases excluding the master, msdb and tempdb
(Automated)
Description:
Remove the right of the guest user to connect to SQL Server databases, except for master,
msdb, and tempdb.
Rationale:
A login assumes the identity of the guest user when a login has access to SQL Server but
does not have access to a database through its own account and the database has a guest
user account. Revoking the CONNECT permission for the guest user will ensure that a login
is not able to access database information without explicit access to do so.
Impact:
When CONNECT permission to the guest user is revoked, a SQL Server instance login must
be mapped to a database user explicitly in order to have access to the database.
Audit:
Run the following code snippet for each database (replacing <database_name> as
appropriate) in the instance to determine if the guest user has CONNECT permission.
USE
Remediation:
<database_name>;
GO
SELECT DB_NAME() AS DatabaseName, 'guest' AS
Database_User, [permission_name], [state_desc]
FROM sys.database_permissions
WHERE [grantee_principal_id] =
DATABASE_PRINCIPAL_ID('guest') AND [state_desc] LIKE 'GRANT
%'
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The following code snippet revokes CONNECT permissions from the guest user in a
database. Replace <database_name> as appropriate:
USE
Default Value:
<database_name>;
GO
The guest user account is added to each new database but without CONNECT permission by
default.
References:
1. https://docs.microsoft.com/en-us/sql/relational-databases/policy-based-
management/guest-permissions-on-user-databases
The guest user cannot have the CONNECT permission revoked in master, msdb and
tempdb, but this permission should be revoked in all other databases on the SQL Server
instance.
CIS Controls:
Controls
Version

v6 16 Account Monitoring and Control

Account Monitoring and Control
52 | P a g e
3.3 Ensure 'Orphaned Users' are Dropped From SQL Server Databases
(Automated)
Description:
A database user for which the corresponding SQL Server login is undefined or is incorrectly
defined on a server instance cannot log in to the instance and is referred to as orphaned
and should be removed.
Rationale:
Orphan users should be removed to avoid potential misuse of those broken users in any
way.
Audit:
Run the following T-SQL query in each database to identify orphan users. No rows should
be returned.
USE
Remediation:
<database_name>;
GO
If the orphaned user cannot or should not be matched to an existing or new login using the
Microsoft documented process referenced below, run the following T-SQL query in the
appropriate database to remove an orphan user:
USE
References:
<database_name>;
GO
1. https://docs.microsoft.com/en-us/sql/sql-server/failover-clusters/troubleshoot-
orphaned-users-sql-server
CIS Controls:
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Controls
Version
16.8 Disable Any Unassociated Accounts

v7 Disable any account that cannot be associated with a business process or ● ● ●
business owner.

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3.4 Ensure SQL Authentication is not used in contained databases
(Automated)
Description:
Contained databases do not enforce password complexity rules for SQL Authenticated
users.
Rationale:
The absence of an enforced password policy may increase the likelihood of a weak
credential being established in a contained database.
Impact:
While contained databases provide flexibility in relocating databases to different instances

and different environments, this must be balanced with the consideration that no password
policy mechanism exists for SQL Authenticated users in contained databases.
Audit:
Execute the following T-SQL in each contained database to find database users that are
using SQL authentication:
SELECT name AS DBUser

Remediation:
FROM sys.database_principals
WHERE name NOT IN
Leverage Windows Authenticated users in contained
('dbo','Information_Schema','sys','guest') databases.
AND type IN
('U','S','G')
AND authentication_type
Default Value: =
SQL Authenticated users (USER WITH PASSWORD authentication) are allowed in contained
databases.
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References:
1. https://docs.microsoft.com/en-us/sql/relational-databases/databases/security-
best-practices-with-contained-databases
CIS Controls:
Controls
Version
16.2 Configure Centralized Point of Authentication

v7 Configure access for all accounts through as few centralized points of ● ●
authentication as possible, including network, security, and cloud systems.
16.12 Use Long Passwords For All User Accounts

v6 Where multi-factor authentication is not supported, user accounts shall be
required to use long passwords on the system (longer than 14 characters).
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3.5 Ensure the SQL Server’s MSSQL Service Account is Not an
Administrator (Manual)
Description:
The service account and/or service SID used by the MSSQLSERVER service for a default
instance or <InstanceName> service for a named instance should not be a member of the
Windows Administrator group either directly or indirectly (via a group). This also means
that the account known as LocalSystem (aka NT AUTHORITY\SYSTEM) should not be used for
the MSSQL service as this account has higher privileges than the SQL Server service
requires.
Rationale:
Following the principle of least privilege, the service account should have no more
privileges than required to do its job. For SQL Server services, the SQL Server Setup will
assign the required permissions directly to the service SID. No additional permissions or
privileges should be necessary.
Impact:
The SQL Server Configuration Manager tool should always be used to change the SQL
Server’s service account. This will ensure that the account has the necessary privileges. If
the service needs access to resources other than the standard Microsoft defined directories
and registry, then additional permissions may need to be granted separately to those
resources.
Audit:
Verify that the service account (in case of a local or AD account) and service SID are
not members of the Windows Administrators group.
Remediation:
In the case where LocalSystem is used, use SQL Server Configuration Manager to change
to a less privileged account. Otherwise, remove the account or service SID from the
Administrators group. You may need to run the SQL Server Configuration Manager if
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underlying permissions had been changed or if SQL Server Configuration Manager was
not originally used to set the service account.
Default Value:
By default, the Service Account (or Service SID) is not a member of the Administrators
group.
References:
windows/configure-windows-service-accounts-and-permissions
CIS Controls:
Controls
Version
4.3 Ensure the Use of Dedicated Administrative Accounts

Ensure that all users with administrative account access use a dedicated or
v7 ● ● ●
secondary account for elevated activities. This account should only be used for
administrative activities and not internet browsing, email, or similar
activities.
v6
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3.6 Ensure the SQL Server’s SQLAgent Service Account is Not an
Description:
The service account and/or service SID used by the SQLSERVERAGENT service for a default
instance or SQLAGENT$<InstanceName> service for a named instance should not be a
member of the Windows Administrator group either directly or indirectly (via a group).
This also means that the account known as LocalSystem (AKA NT AUTHORITY\SYSTEM)
should not be used for the SQLAGENT service as this account has higher privileges than the
SQL Server service requires.
Rationale:
Impact:
the service needs access to resources other than the standard Microsoft-defined directories
resources.
If using the auto restart feature, then the SQLAGENT service must be an Administrator.
Audit:
Remediation:
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Default Value:
group.
References:
CIS Controls:
Controls
Version

v7 ● ● ●
activities.
v6
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3.7 Ensure the SQL Server’s Full-Text Service Account is Not an
Description:
The service account and/or service SID used by the MSSQLFDLauncher service for a
default instance or MSSQLFDLauncher$<InstanceName> service for a named instance
should not be a member of the Windows Administrator group either directly or indirectly
(via a group). This also means that the account known as LocalSystem (aka NT
AUTHORITY\SYSTEM) should not be used for the Full-Text service as this account has higher
privileges than the SQL Server service requires.
Rationale:
Impact:
the service needs access to resources other than the standard Microsoft-defined directories
resources.
Audit:
Remediation:
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Default Value:
group.
References:
CIS Controls:
Controls
Version

v7 ● ● ●
activities.
v6
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3.8 Ensure only the default permissions specified by Microsoft are
granted to the public server role (Automated)
Description:
public is a special fixed server role containing all logins. Unlike other fixed server roles,
permissions can be changed for the public role. In keeping with the principle of least
privileges, the public server role should not be used to grant permissions at the server
scope as these would be inherited by all users.
Rationale:
Every SQL Server login belongs to the public role and cannot be removed from this
role. Therefore, any permissions granted to this role will be available to all logins unless
they have been explicitly denied to specific logins or user-defined server roles.
Impact:
When the extraneous permissions are revoked from the public server role, access may be
lost unless the permissions are granted to the explicit logins or to user-defined server roles
containing the logins which require the access.
Audit:
Use the following syntax to determine if extra permissions have been granted to the public
server role.
SELECT *
FROM master.sys.server_permissions
WHERE (grantee_principal_id = SUSER_SID(N'public') and state_desc LIKE 'GRANT%')
AND NOT (state_desc = 'GRANT' and [permission_name] = 'VIEW ANY DATABASE' and class_desc =
AND NOT (state_desc = 'GRANT' and [permission_name] = 'CONNECT' and class_desc = 'ENDPOINT'
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AND NOT (state_desc = 'GRANT' and [permission_name] = 'CONNECT' and class_desc = 'ENDPOINT
This query should not return any rows.
Remediation:
1. Add the extraneous permissions found in the Audit query results to the specific
logins to user-defined server roles which require the access.
2. Revoke the <permission_name> from the public role as shown below
USE
Default[master]
Value:
GO
By default, the public
REVOKE server role is granted
<permission_name> FROM VIEW ANY DATABASE permission and the
CONNECT permission on the default endpoints (TSQL Local Machine, TSQL Named Pipes,
TSQL Default TCP, TSQL Default VIA). The VIEW ANY DATABASE permission allows all
logins to see database metadata, unless explicitly denied.
References:
1. https://docs.microsoft.com/en-us/sql/relational-
databases/security/authentication-access/server-level-roles
databases/security/authentication-access/server-level-roles#permissions-of-fixed-
server-roles
CIS Controls:
Controls
Version


Minimize administrative privileges and only use administrative accounts when they
v6
are required. Implement focused auditing on the use of administrative privileged
64 | P a g e
3.9 Ensure Windows BUILTIN groups are not SQL Logins (Automated)
Description:
Prior to SQL Server 2008, the BUILTIN\Administrators group was added as a SQL Server
login with sysadmin privileges during installation by default. Best practices promote
creating an Active Directory level group containing approved DBA staff accounts and using
this controlled AD group as the login with sysadmin privileges. The AD group should be
specified during SQL Server installation and the BUILTIN\Administrators group would
therefore have no need to be a login.
Rationale:
The BUILTIN groups (Administrators, Everyone, Authenticated Users, Guests, etc.)

generally contain very broad memberships which would not meet the best practice of
ensuring only the necessary users have been granted access to a SQL Server instance. These
groups should not be used for any level of access into a SQL Server Database Engine
instance.
Impact:
Before dropping the BUILTIN group logins, ensure that alternative AD Groups or
Windows logins have been added with equivalent permissions. Otherwise, the SQL Server
instance may become totally inaccessible.
Audit:
Use the following syntax to determine if any BUILTIN groups or accounts have been added
as SQL Server Logins.
SELECT pr.[name], pe.[permission_name], pe.

[state_desc] FROM sys.server_principals pr
JOIN sys.server_permissions pe
Remediation:
ON pr.principal_id =
pe.grantee_principal_id WHERE pr.name like
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1. For each BUILTIN login, if needed create a more restrictive AD group containing
only the required user accounts.
2. Add the AD group or individual Windows accounts as a SQL Server login and grant it
the permissions required.
3. Drop the BUILTIN login using the syntax below after replacing <name> in
[BUILTIN\<name>].
USE
Default[master]
Value:
GO
By default,
DROP no LOGIN
BUILTIN groups are added as SQL logins.
[BUILTIN\
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3.10 Ensure Windows local groups are not SQL Logins (Automated)
Description:
Local Windows groups should not be used as logins for SQL Server instances.
Rationale:
Allowing local Windows groups as SQL Logins provides a loophole whereby anyone with
OS level administrator rights (and no SQL Server rights) could add users to the local
Windows groups and thereby give themselves or others access to the SQL Server
instance.
Impact:
Before dropping the local group logins, ensure that alternative AD Groups or Windows
logins have been added with equivalent permissions. Otherwise, the SQL Server instance
may become totally inaccessible.
Audit:
Use the following syntax to determine if any local groups have been added as SQL Server
Logins.
USE
[master]
GO
Remediation:
SELECT pr.[name] AS LocalGroupName, pe.[permission_name], pe.
[state_desc] FROM sys.server_principals pr
JOIN
1. sys.server_permissions
For each LocalGroupName pe login, if needed create an equivalent AD group
ON pr.[principal_id] = pe.
containing only the required user accounts. =
[grantee_principal_id] WHERE pr.[type_desc]
2. Add the AD group or individual Windows accounts as a SQL Server login and grant it
the permissions required.
3. Drop the LocalGroupName login using the syntax below after replacing <name>.
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USE
[master]
GO
DROP LOGIN
Default Value:
By default, no local groups are added as SQL logins.
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3.11 Ensure the public role in the msdb database is not granted access
to SQL Agent proxies (Automated)
Description:
The public database role contains every user in the msdb database. SQL Agent
proxies define a security context in which a job step can run.
Rationale:
Granting access to SQL Agent proxies for the public role would allow all users to utilize
the proxy which may have high privileges. This would likely break the principle of least
privileges.
Impact:
Before revoking the public role from the proxy, ensure that alternative logins or
appropriate user-defined database roles have been added with equivalent permissions.
Otherwise, SQL Agent job steps dependent upon this access will fail.
Audit:
Use the following syntax to determine if access to any proxies have been granted to the
msdb database's public role.
USE
[msdb]
GO
Remediation:
SELECT sp.name AS proxyname
FROM dbo.sysproxylogin spl
JOIN
1. sys.database_principals
Ensure the required security principals are explicitly granted access to the
dp ON dp.sid = spl.sid
proxy (use sp_grant_login_to_proxy
JOIN sysproxies sp ).
ON sp.proxy_id = spl.proxy_id
WHERE principal_id =
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2. Revoke access to the <proxyname> from the public role.
USE
Default[msdb]
Value:
GO
By default,
EXEC thedbo.sp_revoke_login_from_proxy
msdb public database role does not have =access
@name to any proxy.
N'public', @proxy_name
= N'<proxyname>';
References:
1. https://support.microsoft.com/en-us/help/2160741/best-practices-in-configuring-
sql-server-agent-proxy-account
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4 Password Policies
This section contains recommendations related to SQL Server's password policies.
4.1 Ensure 'MUST_CHANGE' Option is set to 'ON' for All SQL

Authenticated Logins (Manual)
Description:
Whenever this option is set to ON, SQL Server will prompt for an updated password the first
time the new or altered login is used.
Rationale:
Enforcing a password change after a reset or new login creation will prevent the account
administrators or anyone accessing the initial password from misuse of the SQL login
created without being noticed.
Impact:
CHECK_EXPIRATION and CHECK_POLICY options must both be ON. End users must have
the means (application) to change the password when forced.
Audit:

2. Open Object Explorer and connect to the target instance.
3. Navigate to the Logins tab in Object Explorer and expand. Right click on
the desired login and select Properties.
4. Verify the User must change password at next login checkbox is checked.
Note: This audit procedure is only applicable immediately after the login has been created
or altered to force the password change. Once the password is changed, there is no way to
know specifically that this option was the forcing mechanism behind a password change.
Remediation:
Set the MUST_CHANGE option for SQL Authenticated logins when creating a login initially:
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CREATE LOGIN <login_name> WITH PASSWORD = '<password_value>'
MUST_CHANGE, CHECK_EXPIRATION = ON, CHECK_POLICY = ON;
Set the MUST_CHANGE option for SQL Authenticated logins when resetting a password:
ALTER LOGIN <login_name> WITH PASSWORD = '<new_password_value>' MUST_CHANGE;

Default Value:
ON when creating a new login via the SSMS GUI. OFF when creating a new login using T-
SQL CREATE LOGIN unless the MUST_CHANGE option is explicitly included along with
CHECK_EXPIRATION = ON.
References:
1. https://docs.microsoft.com/en-us/sql/t-sql/statements/alter-login-transact-sql
2. https://docs.microsoft.com/en-us/sql/t-sql/statements/create-login-transact-sql
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4.2 Change Default Passwords

v7 Before deploying any new asset, change all default passwords to have values ● ● ●
consistent with administrative level accounts.

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4.2 Ensure 'CHECK_EXPIRATION' Option is set to 'ON' for All SQL
Authenticated Logins Within the Sysadmin Role (Automated)
Description:
Applies the same password expiration policy used in Windows to passwords used inside
SQL Server.
Rationale:
Ensuring SQL logins comply with the secure password policy applied by the Windows
Server Benchmark will ensure the passwords for SQL logins with sysadmin privileges are
changed on a frequent basis to help prevent compromise via a brute force attack. CONTROL
SERVER is an equivalent permission to sysadmin and logins with that permission should
also be required to have expiring passwords.
Impact:
This is a mitigating recommendation for systems which cannot follow the recommendation
to use only Windows Authenticated logins.
Regarding limiting this rule to only logins with sysadmin and CONTROL SERVER privileges,
there are too many cases of applications that run with less than sysadmin level privileges
that have hard-coded passwords or effectively hard-coded passwords (whatever is set the
first time is nearly impossible to change). There are several line-of-business applications
that are considered best of breed which have this failing.
Also, keep in mind that the password policy is taken from the computer's local policy,
which is taken from the Default Domain Policy setting. Many organizations have a different
password policy regarding the service accounts. These are handled in AD by setting the
account's password to not expire and having some other process track when the password
needs to be changed. With this second control in place, this is perfectly acceptable from an
audit perspective. If you treat a SQL Server login as a service account, then you have to do
the same. This ensures that the password change happens during a communicated
downtime window and not arbitrarily.
Audit:
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Run the following T-SQL statement to find sysadmin or equivalent logins with
CHECK_EXPIRATION = OFF. No rows should be returned.
SELECT l.[name], 'sysadmin membership' AS

Remediation:
'Access_Method' FROM sys.sql_logins AS l
WHERE IS_SRVROLEMEMBER('sysadmin',name) =
For eachl.is_expiration_checked
1 AND <login_name> found by the<>Audit
1 Procedure, execute the following T-
UNION
SQL ALL
statement:
SELECT l.[name], 'CONTROL SERVER' AS
'Access_Method' FROM sys.sql_logins AS l
ALTER LOGIN [<login_name>] WITH
JOIN sys.server_permissions AS pCHECK_EXPIRATION = ON;
Default Value:
ON l.principal_id = p.grantee_principal_id
WHERE p.type = 'CL' AND p.state IN ('G',
CHECK_EXPIRATION
'W') is ON by default when using SSMS to create a SQL authenticated login.
CHECK_EXPIRATION is OFF by default when using T-SQL CREATE LOGIN syntax without
specifying the CHECK_EXPIRATION option.
References:
1. https://docs.microsoft.com/en-us/sql/relational-databases/security/password-
policy?view=sql-server-ver15
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16.10 Ensure All Accounts Have An Expiration Date

v7 Ensure that all accounts have an expiration date that is monitored and ● ●
enforced.
16.2 All Accounts Have A Monitored Expiration Date

v6 Ensure that all accounts have an expiration date that is monitored and
enforced.
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4.3 Ensure 'CHECK_POLICY' Option is set to 'ON' for All SQL
Authenticated Logins (Automated)
Description:
Applies the same password complexity policy used in Windows to passwords used inside
SQL Server.
Rationale:
Ensure SQL authenticated login passwords comply with the secure password policy applied
by the Windows Server Benchmark so that they cannot be easily compromised via brute
force attack.
Impact:
This is a mitigating recommendation for systems which cannot follow the recommendation
to use only Windows Authenticated logins.
Weak passwords can lead to compromised systems. SQL Server authenticated logins will
utilize the password policy set in the computer's local policy, which is typically set by the
Default Domain Policy setting.
The setting is only enforced when the password is changed. This setting does not force
existing weak passwords to be changed.
Audit:
Use the following code snippet to determine the status of SQL Logins and if their password
complexity is enforced.
SELECT name,
The is_policy_checked value of 0 indicates that the CHECK_POLICY option is OFF; value
is_disabled FROM
of 1 is ON. If is_disabled value is 1, then the login is disabled and unusable. If no rows are
sys.sql_logins
returned then either no SQL Authenticated logins exist or they all have CHECK_POLICY ON.
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Remediation:
For each <login_name> found by the Audit Procedure, execute the following T-
SQL statement:
ALTER LOGIN [<login_name>] WITH CHECK_POLICY = ON;

Note: In the case of AWS RDS do not perform this remediation for the Master account.
Default Value:
CHECK_POLICY is ON
References:
1. https://docs.microsoft.com/en-us/sql/relational-databases/security/password-
policy
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4.4 Use Unique Passwords

Where multi-factor authentication is not supported (such as local administrator,
v7 ● ●
root, or service accounts), accounts will use passwords that are unique to that
system.

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5 Auditing and Logging
This section contains recommendations related to SQL Server's audit and logging
mechanisms.
5.1 Ensure 'Maximum number of error log files' is set to greater than or
equal to '12' (Automated)
Description:
SQL Server error log files must be protected from loss. The log files must be backed up
before they are overwritten. Retaining more error logs helps prevent loss from frequent
recycling before backups can occur.
Rationale:
The SQL Server error log contains important information about major server events and
login attempt information as well.
Impact:
Once the max number of error logs is reached, the oldest error log file is deleted each time
SQL Server restarts or sp_cycle_errorlog is executed.
Audit:
1.1.1.7 GUI Method

3. Navigate to the Management tab in Object Explorer and expand. Right click on the
SQL Server Logs file and select Configure.
4. Verify the Limit the number of error log files before they are recycled checkbox
is checked
5. Verify the Maximum number of error log files is greater than or equal to 12
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Run the following T-SQL. The NumberOfLogFiles returned should be greater than or equal
to 12.
DECLARE @NumErrorLogs int;

Remediation:
EXEC
master.sys.xp_instance_regread
Adjust the number of logs to prevent data loss. The default value of 6 may be insufficient
N'Software\Microsoft\MSSQLServer\
for a production environment. Perform either the GUI or T-SQL method shown:
MSSQLServer', N'NumErrorLogs',
@NumErrorLogs OUTPUT;
1.1.1.9 GUI Method

3. Navigate to the Management tab in Object Explorer and expand. Right click on the
SQL Server Logs file and select Configure
4. Check the Limit the number of error log files before they are recycled
5. Set the Maximum number of error log files to greater than or equal to 12
1.1.1.10T-SQL Method
Run the following T-SQL to change the number of error log files, replace <NumberAbove12>
with your desired number of error log files:
EXEC
Default Value:
master.sys.xp_instance_regwrite
SQL Server error log files in addition to the current error log file are retained by default.
6N'Software\Microsoft\MSSQLServer\
MSSQLServer', N'NumErrorLogs',
REG_DWORD,
References:
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1. https://docs.microsoft.com/en-us/sql/database-engine/configure-windows/scm-
services-configure-sql-server-error-logs
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6.4 Ensure adequate storage for logs

v7 Ensure that all systems that store logs have adequate storage space for the logs ● ●
generated.
6.3 Ensure Audit Logging Systems Are Not Subject To Loss

(i.e. rotation/archive)
v6 Ensure that all systems that store logs have adequate storage space for the logs
generated on a regular basis, so that log files will not fill up between log rotation
intervals. The logs must be archived and digitally signed on a periodic basis.
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5.2 Ensure 'Default Trace Enabled' Server Configuration Option is set to
'1' (Automated)
Description:
The default trace provides audit logging of database activity including account creations,
privilege elevation and execution of DBCC commands.
Rationale:
Default trace provides valuable audit information regarding security-related activities on

the server.
Audit:
SELECT name,
Remediation:
value_in_use

Default Value:
1; RECONFIGURE;
EXECUTE sp_configure 'default trace enabled',
11;(on)
RECONFIGURE;
GO
0; RECONFIGURE;
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References:
windows/default-trace-enabled-server-configuration-option
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v7 6.2 Activate audit logging ● ● ●

Ensure that local logging has been enabled on all systems and networking devices.
6.3 Enable Detailed Logging

v7 Enable system logging to include detailed information such as an event source, date, ● ●
user, timestamp, source addresses, destination addresses, and other useful elements.
6.2 Ensure Audit Log Settings Support Appropriate Log Entry

Formatting
Validate audit log settings for each hardware device and the software installed on it,
v6 ensuring that logs include a date, timestamp, source addresses, destination addresses,
and various other useful elements of each packet and/or transaction. Systems should
record logs in a standardized format such as syslog entries or those outlined by the
Common Event Expression initiative. If systems cannot generate logs in a standardized
format, log normalization tools can be deployed to convert logs into such a format.
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5.3 Ensure 'Login Auditing' is set to 'failed logins' (Automated)
Description:
This setting will record failed authentication attempts for SQL Server logins to the SQL
Server Errorlog. This is the default setting for SQL Server.
Historically, this setting has been available in all versions and editions of SQL Server. Prior
to the availability of SQL Server Audit, this was the only provided mechanism for
capturing logins (successful or failed).
Rationale:
Capturing failed logins provides key information that can be used to detect\confirm
password guessing attacks. Capturing successful login attempts can be used to confirm
server access during forensic investigations, but using this audit level setting to also
capture successful logins creates excessive noise in the SQL Server Errorlog which can
hamper a DBA trying to troubleshoot problems. Elsewhere in this benchmark, we
recommend using the newer lightweight SQL Server Audit feature to capture both
successful and failed logins.
Impact:
At a minimum, we want to ensure failed logins are captured in order to detect if an

adversary is attempting to brute force passwords or otherwise attempting to access a SQL
Server improperly.
Changing the setting requires a restart of the SQL Server service.
Audit:
EXEC xp_loginconfig 'audit level';

A config_value of failure indicates a server login auditing setting of Failed logins only.
If a config_value of all appears, then both failed and successful logins are being logged.
Both settings should also be considered valid, but as mentioned capturing successful logins
using this method creates lots of noise in the SQL Server Errorlog.
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Remediation:
1.1.1.11GUI Method

2. Right click the target instance and select Properties and navigate to the Security
tab.
3. Select the option Failed logins only under the Login Auditing section and click OK.
4. Restart the SQL Server instance.
1. Run:
EXEC xp_instance_regwrite N'HKEY_LOCAL_MACHINE',

2. Restart the SQL Server instance.
N'Software\Microsoft\MSSQLServer\MSSQLServer',
N'AuditLevel', REG_DWORD, 2
Default Value:
By default, only failed login attempts are captured.
References:
windows/server-properties-security-page
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16.13 Alert on Account Login Behavior Deviation

v7 Alert when users deviate from normal login behavior, such as time-of-day, ●
workstation location and duration.
16.10 Profile User Account Usage And Monitor For Anomalies

v6 Profile each user’s typical account usage by determining normal time-of-day access
and access duration. Reports should be generated that indicate users who have logged
in during unusual hours or have exceeded their normal login duration. This includes
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Controls
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flagging the use of the user’s credentials from a computer other than computers on
which the user generally works.
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5.4 Ensure 'SQL Server Audit' is set to capture both 'failed' and
'successful logins' (Automated)
Description:
SQL Server Audit is capable of capturing both failed and successful logins and writing them
to one of three places: the application event log, the security event log, or the file system.
We will use it to capture any login attempt to SQL Server, as well as any attempts to change
audit policy. This will also serve to be a second source to record failed login attempts.
Rationale:
By utilizing Audit instead of the traditional setting under the Security tab to capture
successful logins, we reduce the noise in the ERRORLOG. This keeps it smaller and easier to
read for DBAs who are attempting to troubleshoot issues with the SQL Server. Also, the
Audit object can write to the security event log, though this requires operating system
configuration. This gives an additional option for where to store login events, especially in
conjunction with an SIEM.
Impact:
With the previous recommendation, only failed logins are captured. If the Audit object is
not implemented with the appropriate setting, SQL Server will not capture successful
logins, which might prove of use for forensics.
Audit:
SELECT
S.name AS 'Audit Name'
, CASE S.is_state_enabled WHEN 1 THEN 'Y'
WHEN 0 THEN 'N' END AS 'Audit Enabled'
, S.type_desc AS 'Write Location'
, SA.name AS 'Audit Specification Name'
, CASE SA.is_state_enabled WHEN 1 THEN 'Y'
WHEN 0 THEN 'N' END AS 'Audit Specification Enabled'
, SAD.audit_action_name
, SAD.audited_result
FROM sys.server_audit_specification_details AS SAD
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JOIN sys.server_audit_specifications AS SA
ON SAD.server_specification_id = SA.server_specification_id JOIN sys.server_audits AS S
ON SA.audit_guid = S.audit_guid
WHERE SAD.audit_action_id IN ('CNAU', 'LGFL', 'LGSD');
The result set should contain 3 rows, one for each of the following audit_action_names:

AUDIT_CHANGE_GROUP

FAILED_LOGIN_GROUP

SUCCESSFUL_LOGIN_GROUP
Both the Audit and Audit specification should be enabled and the audited_result should
include both success and failure.
Remediation:
1.1.1.13GUI Method
1. Expand the SQL Server in Object Explorer.

2. Expand the Security Folder
3. Right-click on the Audits folder and choose New Audit...
4. Specify a name for the Server Audit.
5. Specify the audit destination details and then click OK to save the Server Audit.
6. Right-click on Server Audit Specifications and choose New Server Audit
Specification...
7. Name the Server Audit Specification
8. Select the just created Server Audit in the Audit drop-down selection.
9. Click the drop-down under Audit Action Type and select AUDIT_CHANGE_GROUP.
10. Click the new drop-down Audit Action Type and select FAILED_LOGIN_GROUP.
11. Click the new drop-down under Audit Action Type and select
SUCCESSFUL_LOGIN_GROUP.
12. Click OK to save the Server Audit Specification.
13. Right-click on the new Server Audit Specification and select Enable Server Audit
Specification.
14. Right-click on the new Server Audit and select Enable Server Audit.
Execute code similar to:
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CREATE SERVER AUDIT
TrackLogins TO
APPLICATION_LOG;
GO
CREATE SERVER AUDIT SPECIFICATION TrackAllLogins
FOR SERVER AUDIT
TrackLogins ADD
(FAILED_LOGIN_GROUP),
ADD
(SUCCESSFUL_LOGIN_GROUP),
ADD (AUDIT_CHANGE_GROUP)
WITH (STATE =
ON);
Note: If the write destination for the Audit object is to be the security event log, see the
Books Online topic Write SQL Server Audit Events to the Security Log and follow the
appropriate steps.
Default Value:
By default, there are no audit object tracking login events.
References:
databases/security/auditing/create-a-server-audit-and-server-audit-specification
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4.9 Log and Alert on Unsuccessful Administrative

v7 Account Login ● ●
Configure systems to issue a log entry and alert on unsuccessful logins to an
administrative account.
5.5 Log Failed Administrative Login Attempts

v6 Configure systems to issue a log entry and alert on any unsuccessful login to
an administrative account.
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6 Application Development
This section contains recommendations related to developing applications that interface
with SQL Server.
6.1 Ensure Database and Application User Input is Sanitized (Manual)

Description:
Always validate user input received from a database client or application by testing type,
length, format, and range prior to transmitting it to the database server.
Rationale:
Sanitizing user input drastically minimizes risk of SQL injection.
Impact:
Sanitize user input may require changes to application code or database object syntax.
These changes can require applications or databases to be taken temporarily off-line. Any
change to TSQL or application code should be thoroughly tested in testing environment
before production implementation.
Audit:
Check with the application teams to ensure any database interaction is through the use of
stored procedures and not dynamic SQL. Revoke any INSERT, UPDATE, or DELETE privileges
to users so that modifications to data must be done through stored procedures. Verify that
there's no SQL query in the application code produced by string concatenation.
Remediation:
The following steps can be taken to remediate SQL injection vulnerabilities:
 Review TSQL and application code for SQL Injection

 Only permit minimally privileged accounts to send user input to the server
 Minimize the risk of SQL injection attack by using parameterized commands and
stored procedures
 Reject user input containing binary data, escape sequences, and comment
characters
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 Always validate user input and do not use it directly to build SQL statements
References:
1. https://owasp.org/www-community/attacks/SQL_Injection
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18.2 Ensure Explicit Error Checking is Performed for All In-

house Developed Software
v7 For in-house developed software, ensure that explicit error checking is ● ●
performed and documented for all input, including for size, data type, and
acceptable ranges or formats.
18.3 Sanitize Input For In-house Software

For in-house developed software, ensure that explicit error checking is
v6
performed and documented for all input, including for size, data type, and
acceptable ranges or formats.
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6.2 Ensure 'CLR Assembly Permission Set' is set to 'SAFE_ACCESS' for All
CLR Assemblies (Automated)
Description:
Setting CLR Assembly Permission Sets to SAFE_ACCESS will prevent assemblies from
accessing external system resources such as files, the network, environment variables, or
the registry.
Rationale:
Assemblies with EXTERNAL_ACCESS or UNSAFE permission sets can be used to access

sensitive areas of the operating system, steal and/or transmit data and alter the state and
other protection measures of the underlying Windows Operating System.
Assemblies which are Microsoft-created (is_user_defined = 0) are excluded from this

check as they are required for overall system functionality.
Impact:
The remediation measure should first be tested within a test environment prior to
production to ensure the assembly still functions as designed with SAFE permission
setting.
Audit:
Execute the following SQL statement:
USE
All the returned assemblies should show SAFE_ACCESS in the permission_set_desc
<database_name>;
column.
GO
SELECT name,
permission_set_de
Remediation:
sc FROM sys.assemblies
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USE
<database_name>;
GO
Default Value:
SAFE permission is set by default.
References:
1. https://docs.microsoft.com/en-us/sql/relational-databases/clr-
integration/security/clr-integration-code-access-security
2. https://docs.microsoft.com/en-us/sql/relational-databases/system-catalog-
views/sys-assemblies-transact-sql
3. https://docs.microsoft.com/en-us/sql/t-sql/statements/alter-assembly-transact-
sql
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7 Encryption
These recommendations pertain to encryption-related aspects of SQL Server.
7.1 Ensure 'Symmetric Key encryption algorithm' is set to 'AES_128' or

higher in non-system databases (Automated)
Description:
Per the Microsoft Best Practices, only the SQL Server AES algorithm options, AES_128,
AES_192, and AES_256, should be used for a symmetric key encryption algorithm.
Rationale:
The following algorithms (as referred to by SQL Server) are considered weak or deprecated
and should no longer be used in SQL Server: DES, DESX, RC2, RC4, RC4_128.
Many organizations may accept the Triple DES algorithms ( TDEA) which use keying options
1 (3 key aka 3TDEA) or keying option 2 (2 key aka 2TDEA). In SQL Server, these are referred
to as TRIPLE_DES_3KEY and TRIPLE_DES respectively. Additionally, the SQL Server
algorithm named DESX is actually the same implementation as the TRIPLE_DES_3KEY
option. However, using the DESX identifier as the algorithm type has been deprecated and
its usage is now discouraged.
Impact:
Eliminates use of weak and deprecated algorithms which may put a system at higher risk of
an attacker breaking the key.
Encrypted data cannot be compressed, but compressed data can be encrypted. If you use
compression, you should compress data before encrypting it.
Audit:
Run the following code for each individual user database:
USE <database_name> GO
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SELECT db_name() AS Database_Name, name AS Key_Name FROM sys.symmetric_keys
WHERE algorithm_desc NOT IN ('AES_128','AES_192','AES_256') AND db_id() > 4;
GO
For compliance, no rows should be returned.
Remediation:
Refer to Microsoft SQL Server Books Online ALTER SYMMETRIC KEY entry:
https://docs.microsoft.com/en-us/sql/t-sql/statements/alter-symmetric-key-transact-sql
Default Value:
none
References:
1. https://docs.microsoft.com/en-us/sql/t-sql/statements/alter-symmetric-key-
transact-sql
2. http://support.microsoft.com/kb/2162020
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v7 14.4 Encrypt All Sensitive Information in Transit ● ●

Encrypt all sensitive information in transit.
14.2 Encrypt All Sensitive Information Over Less-trusted

Networks
v6 All communication of sensitive information over less-trusted networks should be
encrypted. Whenever information flows over a network with a lower trust level, the
information should be encrypted.
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7.2 Ensure Asymmetric Key Size is set to 'greater than or equal to 2048'
in non-system databases (Automated)
Description:
Microsoft Best Practices recommend to use at least a 2048-bit encryption algorithm for
asymmetric keys.
Rationale:
The RSA_2048 encryption algorithm for asymmetric keys in SQL Server is the highest
bit- level provided and therefore the most secure available choice (other choices are
RSA_512 and RSA_1024).
Impact:
The higher-bit level may result in slower performance, but reduces the likelihood of an
attacker breaking the key.
Encrypted data cannot be compressed, but compressed data can be encrypted. If you use
compression, you should compress data before encrypting it.
Audit:
Run the following code for each individual user database:
USE
For compliance, no rows should be returned.
<database_name>
GO
Remediation:
SELECT db_name() AS Database_Name, name AS
Key_Name FROM sys.asymmetric_keys
WHERE key_length <
2048 AND db_id() > 4;
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Refer to Microsoft SQL Server Books Online ALTER ASYMMETRIC KEY entry:
https://docs.microsoft.com/en-us/sql/t-sql/statements/alter-asymmetric-key-transact-
sql
Default Value:
None
References:
1. https://docs.microsoft.com/en-us/sql/t-sql/statements/alter-asymmetric-key-
transact-sql
2. http://support.microsoft.com/kb/2162020
CIS Controls:
Controls
Version
v7 14.4 Encrypt All Sensitive Information in Transit ● ●

Encrypt all sensitive information in transit.
14.2 Encrypt All Sensitive Information Over Less-trusted

Networks
v6 All communication of sensitive information over less-trusted networks should be
encrypted. Whenever information flows over a network with a lower trust level, the
information should be encrypted.
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8 Appendix: Additional Considerations
This appendix discusses possible configuration options for which no recommendation is
being given.
8.1 Ensure 'SQL Server Browser Service' is configured correctly (Manual)

Description:
No recommendation is being given on disabling the SQL Server Browser service.
Rationale:
In the case of a default instance installation, the SQL Server Browser service is disabled by
default. Unless there is a named instance on the same server, there is typically no reason
for the SQL Server Browser service to be running. In this case it is strongly suggested that
the SQL Server Browser service remain disabled.
When it comes to named instances, given that a security scan can fingerprint a SQL Server
listening on any port, it's therefore of limited benefit to disable the SQL Server Browser
service.
However, if all connections against the named instance are via applications and are not
visible to end users, then configuring the named instance to listening on a static port,
disabling the SQL Server Browser service, and configuring the apps to connect to the
specified port should be the direction taken. This follows the general practice of reducing
the surface area, especially for an unneeded feature.
On the other hand, if end users are directly connecting to databases on the instance, then
typically having them use ServerName\InstanceName is best. This requires the SQL
Server Browser service to be running. Disabling the SQL Server Browser service would
mean the end users would have to remember port numbers for the instances. When they
don't that will generate service calls to IT staff. Given the limited benefit of disabling the
service, the trade-off is probably not worth it, meaning it makes more business sense to
leave the SQL Server Browser service enabled.
Audit:
Check the SQL Browser service's status via services.msc or similar methods.
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Remediation:
Enable or disable the service as needed for your environment.
Default Value:
The SQL Server Browser service is disabled if only a default instance is installed on the
server. If a named instance is installed, the default value is for the SQL Server Browser
service to be configured as Automatic for startup.
References:
1. https://docs.microsoft.com/en-us/sql/database-engine/configure-windows/sql-
server-browser-service-database-engine-and-ssas
CIS Controls:
Controls
Version


97 | P a g e
Appendix: Recommendation Summary
Table
Control Set
Correctly
Yes No
1 Installation, Updates and Patches
1.1 Ensure Latest SQL Server Cumulative and Security Updates
 
are Installed (Manual)
1.2 Ensure Single-Function Member Servers are Used (Manual)  
2 Surface Area Reduction
2.1 Ensure 'Ad Hoc Distributed Queries' Server Configuration
 
Option is set to '0' (Automated)
2.2 Ensure 'CLR Enabled' Server Configuration Option is set to
 
'0' (Automated)
2.3 Ensure 'Cross DB Ownership Chaining' Server Configuration
 
2.4 Ensure 'Database Mail XPs' Server Configuration Option is
 
2.5 Ensure 'Ole Automation Procedures' Server Configuration
 
2.6 Ensure 'Remote Access' Server Configuration Option is set
 
to '0' (Automated)
2.7 Ensure 'Remote Admin Connections' Server Configuration
 
2.8 Ensure 'Scan For Startup Procs' Server Configuration Option
 
is set to '0' (Automated)
2.9 Ensure 'Trustworthy' Database Property is set to 'Off'
 
(Automated)
2.10 Ensure Unnecessary SQL Server Protocols are set to
 
'Disabled' (Manual)
2.11 Ensure SQL Server is configured to use non-standard ports
 
(Automated)
2.12 Ensure 'Hide Instance' option is set to 'Yes' for Production
 
SQL Server instances (Automated)
2.13 Ensure the 'sa' Login Account is set to 'Disabled'
 
(Automated)
2.14 Ensure the 'sa' Login Account has been renamed
 
(Automated)
2.15 Ensure 'AUTO_CLOSE' is set to 'OFF' on contained databases
 
(Automated)
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2.16 Ensure no login exists with the name 'sa' (Automated)  
2.17 Ensure 'clr strict security' Server Configuration Option is set
 
to '1' (Automated)
3 Authentication and Authorization
3.1 Ensure 'Server Authentication' Property is set to 'Windows
 
Authentication Mode' (Automated)
3.2 Ensure CONNECT permissions on the 'guest' user is
Revoked within all SQL Server databases excluding the  
master, msdb and tempdb (Automated)
3.3 Ensure 'Orphaned Users' are Dropped From SQL Server
 
Databases (Automated)
3.4 Ensure SQL Authentication is not used in contained
 
databases (Automated)
3.5 Ensure the SQL Server’s MSSQL Service Account is Not an
 
3.6 Ensure the SQL Server’s SQLAgent Service Account is Not an
 
3.7 Ensure the SQL Server’s Full-Text Service Account is Not an
 
3.8 Ensure only the default permissions specified by Microsoft
 
are granted to the public server role (Automated)
3.9 Ensure Windows BUILTIN groups are not SQL Logins
 
(Automated)
3.10 Ensure Windows local groups are not SQL
 
Logins (Automated)
3.11 Ensure the public role in the msdb database is not granted
 
access to SQL Agent proxies (Automated)
4 Password Policies
4.1 Ensure 'MUST_CHANGE' Option is set to 'ON' for All SQL
 
Authenticated Logins (Manual)
4.2 Ensure 'CHECK_EXPIRATION' Option is set to 'ON' for All
SQL Authenticated Logins Within the Sysadmin Role  
(Automated)
4.3 Ensure 'CHECK_POLICY' Option is set to 'ON' for All SQL
 
Authenticated Logins (Automated)
5 Auditing and Logging
5.1 Ensure 'Maximum number of error log files' is set to greater
 
than or equal to '12' (Automated)
5.2 Ensure 'Default Trace Enabled' Server Configuration Option
 
is set to '1' (Automated)
5.3 Ensure 'Login Auditing' is set to 'failed logins' (Automated)  
5.4 Ensure 'SQL Server Audit' is set to capture both 'failed' and
 
'successful logins' (Automated)
6 Application Development
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6.1 Ensure Database and Application User Input is Sanitized
 
(Manual)
6.2 Ensure 'CLR Assembly Permission Set' is set to
 
'SAFE_ACCESS' for All CLR Assemblies (Automated)
7 Encryption
7.1 Ensure 'Symmetric Key encryption algorithm' is set to
 
'AES_128' or higher in non-system databases (Automated)
7.2 Ensure Asymmetric Key Size is set to 'greater than or equal
 
to 2048' in non-system databases (Automated)
8 Appendix: Additional Considerations
8.1 Ensure 'SQL Server Browser Service' is configured correctly
 
(Manual)
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Appendix: Change History
Date Version Changes for this version
Nov 27, 2019 1.0.0 Initial Release
May 15, 2020 1.1.0 The text in the Rationale Statement

should be two sentences (Ticket
10655)
May 19, 2020 1.1.0 The word "as" is missing from a

sentence (Ticket 10664)
May 19, 2020 1.1.0 Minor Typo - word "has" should be

"have" (Ticket 10672)
May 19, 2020 1.1.0 Several changes to Impact Statement

text to improve readability (Ticket
10673)
May 19, 2020 1.1.0 OWASP has changed the URL in the
References (Ticket 10678)
May 21, 2020 1.1.0 Starting from SQL Server 2017

onwards only CU, and Security
Updates (Ticket 10631)
Jun 30, 2020 1.1.0 Bug Fix Release
Sep 10, 2020 1.2.0 MSSQL 2019 Deprecation of

"xp_cmdshell" disabled validation
(Ticket 11171)
Mar 2, 2021 1.2.0 Error with control 7.2 Ensure

Asymmetric Key Size (Ticket 12352)
Mar 2, 2021 1.2.0 normal database user can still view

the renamed "sa" account (Ticket
10660)
Apr 8, 2021 1.2.0 The query used for CIS-CAT does not
work when dynamic ports are
configured. (Ticket 11918)
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Apr 12, 2021 1.2.0 New Recommendation: Ensure 'CLR
Strict Security' Server Configuration
Option is set to '0' (Ticket 10840)
Apr 12, 2021 1.2.0 Error in Impact Statement due to SQL

Server changes - no SAFE assembly
option (Ticket 10656)
Apr 12, 2021 1.2.0 CIS SQL L1 Check 6.2 not checking all
database instances (Ticket 12681)
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CIS Microsoft SQL Server 2019 Benchmark v1.2.0

Uploaded by

CIS Microsoft SQL Server 2019 Benchmark v1.2.0

Uploaded by

CIS Microsoft SQL Server 2019 Benchmark

Italic font Used to denote the title of a book, article, or other

Note Additional information or caveats

Represents recommendations for which assessment of a technical control can be fully

Represents recommendations for which assessment of a technical control cannot be fully

 Level 1 - Database Engine

o be practical and prudent;

 Level 1 - AWS RDS

o be practical and prudent;

 Level 2 - Database Engine

o are intended for environments or use cases where security is paramount;

 Level 2 - AWS RDS

o are intended for environments or use cases where security is paramount;

 Level 1 - Database Engine

 Level 1 - AWS RDS

Cumulative and security updates are not installed by default.

2.2 Ensure Software is Supported by Vendor

v6 4 Continuous Vulnerability Assessment and Remediation

 Level 1 - Database Engine

 Level 1 - AWS RDS

It is recommended that SQL Server software be installed on a dedicated server. This

2.10 Physically or Logically Segregate High Risk

9.5 Operate Critical Services On Dedicated Hosts (i.e. DNS,

2.1 Ensure 'Ad Hoc Distributed Queries' Server Configuration Option is

 Level 1 - Database Engine

 Level 1 - AWS RDS

Run the following T-SQL command:

SELECT name, CAST(value as int) as value_configured, CAST(value_in_use

Run the following T-SQL command:

EXECUTE sp_configure 'show advanced options', 1; RECONFIGURE;

9.2 Ensure Only Approved Ports, Protocols and Services

9.1 Limit Open Ports, Protocols, and Services

 Level 1 - Database Engine

 Level 1 - AWS RDS

permission_set_desc FROM sys.assemblies

EXECUTE sp_configure 'clr enabled',

By default, this option is disabled (0).

If clr strict security is set to 1 this recommendation is not applicable. By default,

18.11 Use Standard Hardening Configuration Templates for

18.9 Sanitize Deployed Software Of Development Artifacts

 Level 1 - Database Engine

 Level 1 - AWS RDS

The cross db ownership chaining option controls cross-database ownership chaining

Run the following T-SQL command:

EXECUTE sp_configure 'cross db ownership chaining',

14.6 Protect Information through Access Control Lists

14.4 Protect Information With Access Control Lists

 Level 1 - Database Engine

 Level 1 - AWS RDS

Run the following T-SQL command:

EXECUTE sp_configure 'show advanced options',

9.2 Ensure Only Approved Ports, Protocols and Services

v6 18 Application Software Security

 Level 1 - Database Engine

 Level 1 - AWS RDS

Run the following T-SQL command:

EXECUTE sp_configure 'show advanced options',

5.1 Establish Secure Configurations

v6 18 Application Software Security

 Level 1 - Database Engine

 Level 1 - AWS RDS

Functionality can be abused to launch a Denial-of-Service (DoS) attack on remote servers

Run the following T-SQL command:

EXECUTE sp_configure 'show advanced options', 1; RECONFIGURE;

Restart the Database Engine.

By default, this option is enabled (1).

9.2 Ensure Only Approved Ports, Protocols and Services

9.1 Limit Open Ports, Protocols, and Services

 Level 1 - Database Engine

 Level 1 - AWS RDS

The Dedicated Administrator Connection (DAC) lets an administrator access a running

Run the following T-SQL command:

9.2 Ensure Only Approved Ports, Protocols and Services

9.1 Limit Open Ports, Protocols, and Services

 Level 1 - Database Engine

 Level 1 - AWS RDS