2003 - Surface Pretreatments For Medical Application of Adhesion
2003 - Surface Pretreatments For Medical Application of Adhesion
Address: 1Department of Prosthetic Dentistry, Section of Dental Materials, University Hospital of the University of Technology, Aachen, Germany,
2Department for Trauma Surgery, University Hospital of the University of Technology, Aachen, Germany and 3Department of Orthopedic Surgery,
Abstract
Medical implants and prostheses (artificial hips, tendono- and ligament plasties) usually are multi-
component systems that may be machined from one of three material classes: metals, plastics and
ceramics. Typically, the body-sided bonding element is bone.
The purpose of this contribution is to describe developments carried out to optimize the
techniques , connecting prosthesis to bone, to be joined by an adhesive bone cement at their
interface. Although bonding of organic polymers to inorganic or organic surfaces and to bone has
a long history, there remains a serious obstacle in realizing long-term high-bonding strengths in the
in vivo body environment of ever present high humidity.
Therefore, different pretreatments, individually adapted to the actual combination of materials, are
needed to assure long term adhesive strength and stability against hydrolysis. This pretreatment for
metal alloys may be silica layering; for PE-plastics, a specific plasma activation; and for bone,
amphiphilic layering systems such that the hydrophilic properties of bone become better adapted
to the hydrophobic properties of the bone cement. Amphiphilic layering systems are related to
those developed in dentistry for dentine bonding.
Specific pretreatment can significantly increase bond strengths, particularly after long term
immersion in water under conditions similar to those in the human body. The bond strength
between bone and plastic for example can be increased by a factor approaching 50 (pealing work
increasing from 30 N/m to 1500 N/m).
This review article summarizes the multi-disciplined subject of adhesion and adhesives, considering
the technology involved in the formation and mechanical performance of adhesives joints inside the
human body.
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Over the last decade, the growth in the use of adhesives for Review
medical applications has been rapid, with many impor- Orthopedic total endoprostheses
tant developments in the technology of adhesive tech- Hip replacement surgery in the developed countries is
niques being reported. This growth has also drawn becoming more common as the population has increas-
attention to basic studies in the science of adhesion and ing life expectancy. There are two types of artificial hip
adhesives, particularly concerning stability under wet con- replacements, the cemented prosthesis focused in the
ditions. There are many analogies between adhesive present investigation, and the uncemented prosthesis,
bonds for industrial applications and the requirements for which is not being considered here.
pre-treatments and adhesives inside the human body. For
many industrial applications, stable bond strengths are Each prosthesis is made up of two parts, the femoral stem
mandatory, particularly in the presence of elevated tem- component which replaces the femoral head and neck,
perature and humidity. These conditions are also present and the acetabular cup component which replaces the
in the human body. In common for the human body and acetabulum. Both are held in place by polymethylmeth-
many industrial applications is the relative humidity of acrylate (PMMA) using cementing fixation technique. The
100%, a challenge for any adhesive joining. The elevated femoral stem is made of metal (CoCr- or Ti-alloy) and has
temperature (37°C inside the body compared with room a modular ceramic ball on its neck that fits into the acetab-
temperature) means higher diffusion rates of water mole- ular cup component and acts as a low friction bearing. The
cules through permeable materials like plastics [1]. acetabular cup is most frequently made out of ultra-high
molecular weight polyethylene (UHMWPE).
Long-term stability is crucial for attaining a useful service-
life. A bonded component may deteriorate upon exposure There are many reasons why an artificial hip replacement
of the adhesive interface to its normal operating environ- finally fails [2]. Aseptic loosening of cemented implants
ment. In the case of structural adhesive interfaces consist- causes more than 80% of clinical revisions [3–5].
ing of metallic substrates, empirical investigations Although this loosening may be due to a wide range of dif-
established many years ago revealed that water, either in ferent factors, several researchers having performed clini-
liquid or vapor form, is the most hostile environment that cal and histological studies have been able to show that
is commonly encountered. The presence of moisture, the beginning of the aseptic loosening process in femoral
rather than other components of body fluids, is responsi- stems is found in the cement-metal interface (debonding)
ble for the environmental attack, while an applied [6,7]. Supported by diffusion and capillary forces, water
mechanical load further increases the rate of adhesion molecules find their way into the bone cement and finally
loss. The loss in strength is attributed to the de-bonding of into the bone cement-metal interface, separating cement
resin from the metal by the intrusion of water, since obvi- from metal by hydrolytic degradation of the primary
ously the interface between such dissimilar materials as an bond.
organic polymer and a metal does not allow the forma-
tion of a water-resistant bond. Similar reasoning holds As a consequence of the de-bonding, micro-movement
that a similar effect occurs when the substrate is a ceramic between the implant and bone cement starts and then
or a plastic. Here, also, the presence of water is the most increases, and eventually leads to the development of
hostile environment when its molecules come into com- wear debris of cement particles, cement fissures, and
petition with the bonds between the adhesive and the cement fractures, with the formation of osteolytic reac-
prosthesis. Thus, suitable technologies need to be devel- tions within the periprosthetic bone. Loosening of the
oped to join different compound materials adhesively to prosthesis is the final result [8].
each other or to human body structures when long service
life with sufficient adhesion strengths is the goal. For Although the rate of loosening has been reduced over the
implants and prostheses, long-term stability means a low past two decades by improved cementing technology and
failure rate over the total implant time. more suitable implant materials, permanent resistance to
hydrolytic degradation of the bond of the acrylic PMMA
In the following review, some issues from the medical onto the metal surface remains an important unsolved
fields for which adhesive techniques are already estab- problem in total hip arthroplasty of the femoral stem. In
lished or for which the functionality may be improved by contrast, the weak link of the chain of bonding on the
adhesive techniques are discussed, particularly within the acetabular side is the long-term bond stability between
background of our research results. the acrylic PMMA and the acetabular bone stock. There is
no true microinterlocking between the cement and the
subchondral sclerotic acetabular bone after reaming the
acetabulum. Several studies of primary total hip arthro-
plasties with cemented cups showed an increasing failure
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rate after 8 to 10 years of implantation. On the acetabular ger of water at the interface is primarily not determined by
side, the bond between the polymer polyethylene and the the rate of permeation of water through the polymer
polymer bone cement is not of primary concern in reduc- matrix, but by the amount of moisture finally retained at
ing the rate of loosening, nevertheless it should not be the interface.
forgotten.
Metal surfaces form metal-oxides, oxide-hydrates, and
In this review, the metal stem and the plastic acetabular hydroxides when they are exposed to a moist, oxygen con-
cup will be the main focus for applicability and usefulness taining environment. Therefore, after application the
of adhesion techniques with the aim of reducing the PMMA bone cement does not come in touch directly with
described deficiencies the atoms of the bare metal surface, but rather with the
metal-oxide layer on it. Such oxide layers may allow high
Metal femoral stem initial bond strengths to an acrylic polymer because of
Basics bridge linkage, dipole-dipole interactions, and polariza-
The metal femoral stem is implanted into the femur after tion effects. These high initial bond strengths, however,
the bone has been prepared by rasping within it a conical decrease under the influence of clustered water molecules,
cavity. No adhesive is needed when the implant is fixated which shift the chemical balance that is inside the layer
without cement ("uncemented prosthesis"), since the system responsible for bonding, towards the hydrolyzed
implant surface is covered with a fine mesh of holes (e.g.) state of the interface. The chemical balance, although
that allows bone to grow into the mesh and to tightly highly simplified, can be illustrated as follows:
attach to the prosthesis. However, an adhesive technique
becomes necessary when the prosthesis is to be held in O H2O
place by bone cement ("cemented prosthesis"). Bone Me C MeOH HOC
cement has a methacrylate base, and is used to glue the Kn Me-O-C
metal shaft to the mostly cancellous bone of the femur
cavity walls (exception: in a hip re-operation, the walls are C stands for a carbon atom of the PMMA. After decompo-
no longer cancellous). The interfaces metal stem/bone of sition involving splitting of bonds and addition of the ele-
the femur are mechanically (walking, jumping, etc.) and ments of water, the bonding strength decreases because
chemically (body reaction, temperature, humidity) the hydrolyzed links (right handed side) can only bear
stressed. Whereas the cancellous bone offers many reten- fewer mechanical stresses [14].
tive centers that facilitate a long-life effective anchorage of
the bone cement to the inner walls of the cavity, the metal The water molecules penetrating the PMMA, however, do
surface, however, is much more subject to the risk of de- not only have deteriorating influences, but also healing
bonding. Since the surface of the metallic femur (usually effects. The interface becomes pre-loaded during polymer-
machined out of CoCrMo or TiAl6V4 alloy) is substan- ization [15], and the corresponding shrinkage stresses the
tially smooth, mechanical retention has secondary mean- interface mechanically. This shrinkage is partly compen-
ing and chemical bonding is essential [9,10]. Even if there sated by the materials' expansion due to penetrating
were mechanical interlocking, experience has shown that water. This expansion (1–2%) in part releases the stress
with the moist conditions of the human body, interlock- due to post polymerization shrinkage (6–7%).
ing between a plastic and a metal alone is not sufficient for
a stable bond [11–13]. The use of a silane [28] as a bonding agent does not solve
the problem of unstable bond strength, since the covalent
Water, omnipresent in the body, has an aggressive impact bonds between a silane and the hydroxyl groups -OH of a
on the metal/acrylic joint interface, in particular because metal surface have too poor a hydrolytic stability as well.
of the strong dipole moments of the water molecules. The The silane can realize chemical bondings to the CH2
interface is not protected against the attack of water even groups of the methylmethacrylate [16–19], but not to the
if a gap-free and tight contact between substrate and adhe- metal, since silane coupling agents are designed to stick to
sive could be established. The water molecules can pene- mineral surfaces by siloxane bonds, while a metal surface,
trate into the interface by diffusion, since the bone cement even if oxidized, does not have the active groups that are
as a plastic is permeable; the water molecules are respon- needed. In the presence of a wet atmosphere, the silane
sible for the hydrolytic load of chemical bonding of any coupling agent is not efficient in contact with a bare metal
kind. Water molecules diffuse through any acrylic poly- oxide without mineral enrichment, and hence it is not
mer, and eventually reach that interface which is expected able to stabilize the bonding when high long-term bond
to guarantee the bond between the two materials. Individ- strength is required.
ual water molecules become clustered into a liquid phase.
The chemical bond strength is then challenged. The dan-
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Temperature/°C
1050 1100 1150 1200 1250 1300
10 2
Vapor pressure/mbar
Vapor pressure/mbar
1,5
1
0,1
0,5
0,01 0
6 6,5 7 7,5
4
Temperature/10 K/T
Figure
Vapor
ear (onpressure
the
1 right)ofand
silicon
logarithmic
monoxidescale
vs. (on
temperature
the left) on lin-
Vapor pressure of silicon monoxide vs. temperature on lin- Example
Figure 2for epitaxial SiOx film growth
ear (on the right) and logarithmic scale (on the left). Example for epitaxial SiOx film growth. Substrate: slide glass
for microscopy.
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O H2O
Me Si MeOH HOSi
K n Me-O-Si
monoxide layer at a certain angle. A portion of the beam
is reflected by the metal surface on which the film is lay- Good bonding stability across the interface requires that
ered, and the remainder of the beam is reflected by the the reaction does not shift too far to the right in the pres-
film. The combined intensity of the net resultant ray at a ence of water. Contrary to the situation for a bare metal
given wavelength is a function of the phase difference surface, the equilibrium state now lies on the left side of
between the two beams at a given wavelength. When the the equation because of the silica modified surface, which
wavelength is continuously varied using a scanning dou- means more stable bonds in the presence of moisture.
ble-beam spectrometer, the resulting spectrum is a contin-
uous series of maxima and minima due to interference. Whereas the siloxane bond between silane and a mineral
From the refractive index, n, of silicon monoxide at the surface or a minerally enriched metallic surface is inor-
wavelengths of interest (0.2 ≤ λ ≤ 1 µm, n ≅ 1,9 ... 1,85), ganic, with a high degree of ionic character, the bond
the distance between two or more minimum wave lengths between the silane coupling agent and the PMMA may be
and the number of fringes between those wavelengths characterized as a bridge of covalent bonds. In the pres-
allow the film thickness to be calculated. Fig. 3 shows an ence of a suitable silane, the double bond of the C atom
example of interference fringes on a femur prosthesis. of the PMMA-CH2-Group opens. After opening, a radical
is available that co-polymerizes with the corresponding
Since the film is only soluble in hydrofluoric acid, it has group of a suitable silane. Note that each kind of plastic
an excellent environmental stability. Its bonding to the needs its individual silane, depending on availability;
surface is thought to be of chemico-mechanical nature by PMMA and BisGMA have a silane in common: an alco-
virtue of the irregularities produced by the sandblasting of holic solution of N-beta-(N-vinylbenzylaminoethyl-
the metal surface prior to the vapor deposition. The small gamma-amino-propyltrimethoxysilane).
silica particles develop a dense, adherent oxide coating
network, which is of a glass like mineral nature, and a The silica-/silane pretreatment can be utilized for metal
chemical constitution SiOx(1≤x≤2). The high vacuum envi- surfaces as well as for ceramic surfaces [9]. At first glance,
ronment, free of pollution, guarantees silica layers with for a ceramic surface containing sufficient silica pre-condi-
reproducible characteristics and of high purity. tioning by a silane should be sufficient. In particular, glass
ceramic materials (crystal phase: feldspar), which are
The joint between the methacrylate based bone cement widely used in the field of dental prosthetics, consist of up
and such a silica layer can be realized by the bifunctional to 70% silica. Note, however, that the surfaces of those
silane bonder (3-Methacryloxypropyltrimethoxysilane), ceramics after sintering are chemically dead and therefore
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50
40
Bond strength/M Pa
30
20
10
0
nm
nm
nm
nm
nm
nm
nm
nm
nm
nm
nm
9
49
49
49
49
9
-4
-4
-4
-4
-4
-4
-4
-
-
+/
+/
+/
+/
+/
+/
+/
+/
+/
+/
+/
0
00
00
00
20
30
40
50
60
70
80
90
10
11
12
0 dSiO 30 d thickness/nm
layer 90 d 150 d
Figure
Bond strength
4 vs layer thickness
Bond strength vs layer thickness. Material: unalloyed Titanium samples adhered together with Refobacin®-Palacos®R. Before
adhering together, samples were pre-coated by a protecting layer out of PMMA and BisGMA, similar to the layer protecting
the silica layer on surface of the artificial stem. Without/with hydrolytic load 30 to 150 days; demineralized water, 37°C.
need activation prior to their treatment with silane. More- Experimental results
over, although the coupling agent may have three reactive Experimental investigations of "dependence of bond
silanols per molecule, reactive sites on a mineral surface strength on layer thickness with and without humid load"
can be so spaced that no more than one silanol group per (Figs. 4 and 5), "dependence of bond strength on different
molecule can bond to the surface. The remaining silanol periods of humid load and kind of alloys" (Figs. 6 and 7),
groups may condense with adjacent silanols to form a and "crack concentration near the boundary between
siloxane layer or remain partly uncondensed at the surface bone cement and metal stem" (Fig. 8) will be presented
[28]. For both reasons, silicon monoxide enrichment can below. These studies confirm the long-term hydrolytic sta-
remove the described deficiencies, accomplish additional bility and the efficiency of the layer system. Particularly
"dangling" bonds on the surface, and – enhanced by the significant is how the dramatic reduction of development
obligatory sandblasting treatment prior to PVD layering – of cracks for coated stems underlines the potentiality of
activate the surface. The surfaces of non-siliceous techni- the new technology for cemented orthopedic femoral
cal ceramics such as alumina- or zirconia-oxide can be implants.
modified in a similar manner.
In a wide range of layer thickness the bond strength is
independent of layer thickness, with a tendency to lower
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60 50
50 40 43,7
Bond strength/MP a
48,2
Bo nd str ength/M Pa
40 45,2 35,8
30
37,2
30 32,9
29,4 20
20 19,4
20,3
10 12,8 12,0
10 10,4
12,9 12,3 7,6 7,4 8,2 8,5
9,3
7,4 0
0 0d 30d 60d 90d 150d
0d 30d 60d 90d 150d
layered unlayered
layered unlayered
Figure
Bond strength
6 for TiAl6V4 alloy Figure
Bond strength
7 for CoCrMo alloy
Bond strength for TiAl6V4 alloy. Adhesive: Refobacin®-Pala- Bond strength for CoCrMo alloy. Adhesive: Refobacin®-Pala-
cos®R. Without/with hydrolytic load 30 to 150 days; dem- cos®R. Without/with hydrolytic load 30 to 150 days; dem-
ineralized water, 37°C. ineralized water, 37°C.
60
50
cu mulative crack length in %
40
40
Bond strength/M Pa
30
30
20
20
10
10
0
nm
nm
nm
9
49
49
0
84
-4
12
0-
0-
45
0
0 1 2 3 4 5 6 7 8 9 10 11
20
85
0d 30d thickness/nm
layer 90d 150d 360d disk number
Figure
Bond strength
5 vs layer thickness Figurefrequency
Crack
cement
(triangles)
and
8 layer
metal
system
instem
the (TiAl6V4)
boundary region
with (squares)
betweenand
bone
without
Bond strength vs layer thickness. Layer thicknesses grouped Crack frequency in the boundary region between bone
into three classes. Material: unalloyed Titanium samples cement and metal stem (TiAl6V4) with (squares) and without
adhered together with Refobacin®-Palacos®R. Before adher- (triangles) layer system. Disk number 1 to 10: localizations
ing together, samples were pre-coated by a protecting layer along the femur stem from proximal to distal [29].
out of PMMA and BisGMA, similar to the layer protecting the
silica layer on surface of the artificial stem. Without/with
hydrolytic load 30 to 360 days; demineralized water, 37°C.
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values and poorer stability under the influence of humid- between bone cement and bone. Below, we describe in
ity beyond a thickness of about 1 µm (Fig. 5). detail the conditioning steps needed to obtain a durable
bond strength between the bonding partners.
The effect of immersion in water at 37°C on adhesive
strength with and without a silica/silane interlayer is Polyethylene as a bonding substrate
shown in detail in Figs. 6 and 7. Without the new coating An essential improvement of bond strength to PE is possi-
layer system (conventionally cemented) high initial adhe- ble employing plasma treatment. A plasma is an excited
sive strengths of about 45 MPa were achieved, but after gas that consists of atoms, molecules, ions, free radicals,
150 days of storage in an humid environment, the adhe- free electrons, and/or metastable species. The use of
sion strength decreased by approximately 75% for the plasma is a common technique to pretreat polymers such
TiAl6V4 alloy/Palacos R cement (Fig. 6) and 80% for the as PE [32]. The plasma may be generated in air (corona
CoCrMo alloy/Palacos R combination (Fig. 7). For the sil- discharge) or under reduced pressure (glow discharge).
ica/silane treated Ti alloy, the adhesive strength fell by The major effects of plasma treatment in the enhancement
23% after 150 days storage. The corresponding number of bond strength are cleaning, crosslinking and oxidation.
for the Co alloy was 46%. As a striking feature it should be Plasma cleaning may be more efficient than solvent
mentioned that the stability for the Ti alloy was much bet- cleaning. The excited species cleaning the surface are
ter than that of the Co alloy [29,30]. expected to have sufficient energy to displace low molec-
ular weight contamination, e.g., water or additives rem-
A characteristic feature in Figs. 6 and 7 is the minimum of nant from processing. Although in most polymers this
the bond strength in the center of the time scale. A plausi- effect is considered as marginal, PE tends to become
ble explanation of this anomaly is given by Hiss [31] and crosslinked. This can be of advantage since it prevents the
Müller [7]. These authors explain that the minimum is development of a weak boundary layer at the interface of
related to the strength minimum of bone cement stored in a joint by decreasing the diffusion of low molecular
water, an effect caused by the competitive effects of water weight species from inside.
diffusing into the cement and of rest monomers diffusing
out of the cement. The former diffusive process is believed Oxidation is probably the most useful feature of plasma
to result in a weakening and the latter process in a treatment. Oxidation may be due to the oxygen part of the
strengthening of cement and hence of bond. A very slow plasma gas or to traces of oxygen being present in the
completion of the silane bonds to its mineral chemical treatment chamber. Polar groups such as unsaturated
partners, which is known to need much time, may be (C=C) and carbonyl (>C=O) groups are introduced into
another reason for the increasing bond strength beyond the surface region of the substrate, improving the wetta-
the center of the time scale. bility of the surface and hence also its adhesion proper-
ties. The improved joining properties are ascribed to the
Because of these effects, we speculate that after a period increased free energy of the polymer surface, especially for
much longer than 150 days, the long term bond strengths PE substrates [33].
again approximate the initial values, as Figs. 6 and 7
demonstrates a continuous increase of bond strength Fig. 9 shows the currently achieved bond strengths with
beyond a storage time of 30 days. and without plasma treatment for medical grade polyeth-
ylene (PE). The treatment results in a bond strength that is
Figs. 8 shows a dramatic reduction of the fissure frequency twice as high than without treatment. The stability under
for the layered stems [29], which is additional proof of the hydrolytic load is also much improved.
superior bond strength of the layered stems.
Bonding to bone
Acetabular component If mechanical interlocking were sufficient for a long-term
Basics retention between adhesive resins and bony substrates,
For a cemented total hip arthroplasty, the acetabular com- questions of chemically bonding could be abandoned.
ponent normally is machined out of ultra high molecular However, questions of wetting might still be important as
weight polyethylene (UHMWPE). PMMA cement is used under the aspect of wetting the bonding partners, resin
to anchor the acetabular component to the bone of the and bone, are incompatible, since resins have hydropho-
acetabulum, just as PMMA cement is used to anchor the bic properties and bone has hydrophilic properties.
femoral stem into the reamed femur.
One has to differentiate between "compact (dense) bone"
With respect to their adherence properties, two bounda- and "cancellous bone". Structures of compact bone are:
ries need to be considered: the boundary between bone osteon with the central Haversian blood vessel canal, lacu-
cement and PE acetabular component, and the boundary nae, canaliculi, and periosteum which covers the outside.
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10
with the help of an interlayer system that forms a bridge
between the chemically incompatible resin and bone
9
bonding partners, and which brings the wettability prop-
8
erties (hydrophobic/hydrophilic) of both partners into
7
accommodation [34].
Bond strength/MPa
Figure
(0d)
water,
Bondand37°C)
9with (30d...150d)
PMMA-BisGMA-Bonder
strengths PEhydrolytic
between and surfaces ®-Palacos
load
Refobacin
(sand ®R)adhesive:
(demineralized
blasted, without 2. Blood seepage, which is reminiscent of residual mois-
Bond strengths between PE surfaces (sand blasted, adhesive: ture and dentinal fluid flowing through the tubules
PMMA-BisGMA-Bonder and Refobacin®-Palacos®R) without connecting dentin with the pulp and transportation of
(0d) and with (30d...150d) hydrolytic load (demineralized dentinal fluid from the pulp to the dentin surface
water, 37°C). The samples were plasma treated (20 min,
plasma at 0.5...1 mbar partial pressure of O2). 3. Due to its preparation process, bone is covered with a
layer of debris, e.g., blood, and abraded particles of other
organic and inorganic matter, reminiscent of the smear
layer covering dentin after preparation
Structures of cancellous bone are: trabeculae somewhat Therefore, an adaptive approach is required to firmly
reminiscent to the osteon with lacunae and endosteum. bond a resin in particular bone cement to non-spongy
bone. One may speculate about the feasibility of chemical
Bone is a type of connective tissue made up of cells (oste- bonds between resin and bone. We believe, however, that
oblasts, osteocytes, osteoclasts) suspended in a matrix of chemical bonds play a minor role in comparison with
calcium carbonate, hydroxyapatite, inorganic salts, and micromechanical interlocking to collagen.
collagen fibers. In lamellar bone, the collagen fibers are
laid down in lamellae layers in which all collagen fibers Basically, the micromechanical retention between resin
are oriented in the same direction. Collagen fibers in adja- and compact bone surface is due to resin infiltration into
cent layers are oriented in different directions. The outer the bone surface demineralized by acid etching to a depth
wall of bone shaft is composed of outer circumferential of a few micrometers, thus exposing the collagen fiber net-
lamellae, which completely circle the bone. work without damaging it (Fig. 10). The degree of reten-
tion depends upon the amount of uptake of liquid
Small dots in the bone wall are the nuclei of osteocytes monomers into the interfibrillar spaces that were previ-
located in lacunae (spaces in the bone matrix). The short ously occupied by apatite mineral crystallites. It is thought
tubular structures are called Volkmann's canals. Bone is that the durability of the resin-to bone bond depends
constantly growing and at the same time reshaping. Oste- upon how thoroughly the resin infiltrates these spaces,
oblasts are responsible for producing new bone matrix. whether all of the exposed collagen fibrils are enveloped
Osteocytes are bone cells located in the lacunae and which by resin, and how well the resin is polymerized. During
have characteristic long processes running through the the etching step, the debris layer described above is
bone, being in contact both with other cells and with likewise removed. Both can be done by weak acids such as
blood vessels and nerves. Osteoclasts are responsible for citric, maleic, oxalic, or phosphoric acid. EDTA-Fe-Na
resorption of old bone matrix. (ethylene diamine tetra acetic) can be used as an additive
since it is suitable for the prevention of the denaturation
Micromechanical or chemical resin adhesion to compact of the collagen during and after demineralization. In pre-
bone differs considerably from the simple interlocking of venting denaturation the ferric ion is especially important.
resin to cancellous bone. This is because hydrophobic res- As a further additive glutaric aldehyde can be helpful with
ins do not even wet the hydrophilic bone structures, and protein fixation of collagen fibers.
hence literally no adhesion between resin and substrate
can be expected. Adhesion may nevertheless be achieved
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Under continued presence of humidity, after etching the After polymerization, micromechanical retention to bone
collagen network stays suspended, like hair when it floats surface is achieved by the film, which incorporates the
under water. However, if interstitial water is lost, the col- brush-like collagen network. This layer is called the
lagen fibers tend to stick together and subsequently "hybrid layer," which can be regarded as a "composite" of
collapse. Therefore, excessive drying by prolonged air collagen fibers and resin. The penetration steps described
blasting (e.g.) of the bone must be avoided, otherwise a may be limited by the fact that the gaps between exposed
condensed layer of collagen fibers, in which the collagen collagen fibers are very narrow (order of magnitude 100
fibrils stick close together, may be formed, which would nm), and hence the monomers that penetrate the exposed
greatly impede resin penetration into the bone surface. If collagen fibers must have a very low viscosity.
the collagen collapses during any step of the bonding pro-
cedure, the superficial porosity of the bone substrate will Experimental results
be reduced, and many of the sites available for resin In Fig. 11, the achievable bond strengths with and without
infiltration will become lost. The collapsed collagen can the proposed layer system are depicted. The studies were
form a barrier that prevents resin penetration throughout done on bone pieces from freshly slaughtered pigs or
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2400 24
Tendono- and Ligamentoplasties
Prosthetic replacement of injured (hyper-flexed, rup-
2000 20 tured) tendons and ligaments presents problems that
have not yet been satisfactorily solved. The hyper-flexed
work of peeling N/m
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ruptures of the fibers, releasing wear particles that could The Trevira® ligament consisting of polyethylenterephtha-
spread throughout the joint, leading to "black joints" and lat has been clinically in use since 1980 [66]. It was first
initiating an inflammatory response. Particles were even used in the cervical spine for stabilizing procedures.
transported to regional lymph nodes [52,53]. The func- Adapted for joint applications, it was implanted in the
tion of the carbon fibers as a scaffold for the ingrowth of knee as a cruciate ligament replacement and as an
connective tissue and for bony ingrowth in the osseous augmentation of autologous transplants. It shows only
canal, which had been anticipated, could not be proven minor wear and inflammatory response in animal trials as
[53]. Also, composite grafting with autologous material or well as in clinical experience. Clinical results are good dur-
the coupling of resorbable polymers to the surface of the ing the first years, while long term studies have not yet
ligament could not outweigh the side effects and compli- been reported. A modified over the top implantation tech-
cations [45]. nique can improve the ligament longevity.
In 1975, Kennedy described the implantation of a poly- The common problem of all alloplastic nonresorbable lig-
propylen ligament (Kennedy-LAD®, 3M, St. Paul, Minn., aments is weakening of the structure due to wear, leading
USA) for the first time [54,55], other reports followed to rupture rates between 5% and 25%per year [67–69].
[56–59] This prosthetic was implanted mostly as Analyzing 117 surgically excised alloplastic ligaments
augmentation for autologous materials, allowing tempo- after failure as anterior cruciate ligament prostheses, Gui-
rary load sharing, while accepting its weakening and rup- doin [70] summarized the major mechanisms that led to
ture with time. All reports stress the good failure as inadequate fiber abrasion resistance against
biocompatibility of polypropylen, butpermanent applica- osseous surfaces, flexural and rotational fatigue of the fib-
tion as ligament prosthesis was not recommended. ers, and loss of integrity of the textile structure due to
unpredictable tissue infiltration during healing.
Polytetrafluoraethylen, (Gore-Tex®, W.F. Gore&Assoc.,
Flagstaff, Ariz., USA)a well established biomaterial used According to Letsch [71], the anchoring mechanism of an
in vascular surgery, in a braided form was also used in lig- alloplastic ligament is one of the crucial points of the sys-
ament replacement surgery. This ligament showed the tem. The maximum load capability of most fixation
best initial load bearing properties of all commercially systems is 10% to 25% of the load capability of the allo-
available alloplastic ligaments. First reports were pub- plastic ligament itself, and therefore is the limiting factor
lished in 1983. Bony ingrowth of the ligament in the of the system. Moreover, the textile structure is weakened
osseous canals was demonstrated. Despite these aspects or damaged by fixation elements like screws or toothed
and promising first clinical reports, the long term clinical staples, leading to loosening of the ligament and addi-
results were disappointing. Frequent ruptures and syno- tional wear [72].
vial reactions within the implanted joints were described
[46,60]. The unsolved problems of alloplastic nonresorbable liga-
ment structures has brought the resorbable ligaments into
A different constructive approach was taken for the focus. Even if the latter provoke an inflammatory
Dacron®-ligament, which was first implanted in the treat- response, they have the advantage that inflammation ends
ment of disruptions of the acromioclavicular joint and in once the resorption is complete. Polydioxanon (PDS®)
tendon replacement. This ligament used a braided 4-fold has been widely used since 1979 [73], as augmentation in
inner part enveloped in a knit cover, which was supposed cruciate ligament surgery, and is available in different con-
to improve tissue ingrowth and lead to an improved structions. Clinical and experimental comparative testing
adaptation of its elastic properties to the human cruciate did not show a significant advantage compared with non
ligament. Also, this ligament showed good initial, augmented transplantation. The decrease in load bearing
however poor long term, results, with a progressive dete- capability of the resorbable ligament during resorption
rioration and high rupture rate [61]. leads to mechanical properties that cannot compete with
those of nonresorbable structures.
Besides the polypropylen ligaments, today only the differ-
ent polyester ligaments play a role in clinical application It becomes clear that, despite the development of a variety
[62]. Examples are the Leeds-Keio® ligament, the Trevira- of synthetic implants and better knowledge of ligament
hochfest® and the Proflex® ligament. biomechanics, there is currently no prosthesis that shows
satisfying long term results. In fact, the life span of liga-
The Leeds-Kejo® ligament was firstly implanted in Japan ment prostheses are rather short. However, this should
1982, also later in the UK. Until 1988 some 20.000 liga- not lead to the conclusion that synthetic grafts are gener-
ments had been implanted. The reported results are few ally unsuitable. Instead, it is evident that there is a need to
and contradictory [63–65]. reconsider the approach and to develop a new generation
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of implants and fixations techniques. In particular, the 140–180 N, has been found to be the limiting factor of
method of fixation of ligament prostheses requires atten- most of the ACL replacements. Such forces compares
tion. Currently used fixation techniques allow micro unfavorably with the fixation strength of goat native ACLs
movements of the ligament, which lead to friction against (e.g.), which tolerate loads in excess of 1 kN.
bone, causing wear and implant failure of the entire
prosthesis. In this paper, we discuss two examples describing the use-
fulness of adhesive instead of conventional fixation
The aim of our investigation was to reduce the deficiencies techniques. The adhesive technique is described for a ten-
of the fixation techniques that have been so far applied. don replacement, and may be applied with minor changes
New ideas are proposed for the anchoring of textile struc- for artificial ligaments as well.
tures by using modern adhesive methods that aim for a
more physiological bone-ligament junction [74]. Supraspinatus tendon
Utilizing adhesive methods also means a suitable selec- Basics
tion of the material out of which the artificial tendons and First, we focus on the replacement of the supraspinatus
ligaments are plaited, since not all plastics are appropriate tendon from the rotator cuff group, using alloplastic
for adhesive techniques. Highly desirable are plastics that textile structures. The term "rotator cuff" is used to
fulfill both the clinical necessities and the requirement describe the group of muscles and their tendons in the
that their surface can be effectively conditioned by plasma shoulder that helps control shoulder joint motion. The
treatment. supraspinatus muscle is at the top, the subscapularis in
the front, and the infraspinatus and teres minor are
The fixation technique must result in an anchorage of the behind the shoulder. These muscles attach to the head of
alloplastic prosthesis that is strong enough to prevent slip- the upper arm by way of their tendons. The tendons fuse
page. Moreover, the fixation technique must resemble together, giving rise to the term "cuff." Although each
closely as possible the natural load flux into the bone. The muscle acting alone may produce an isolated rotational
techniques currently utilized lack the tensile characteris- movement of the shoulder, the role they play together is
tics of physiological load flow, and thus they are unable to to help keep the head of the upper-arm ball centered
provide optimum distribution of forces to the bone, since within the socket.
fixation of artificial structures is achieved with staples,
screws, and clips, which of course are accompanied by a In case of a fresh traumatic rupture, the implant is used as
very unfavorable distribution of forces among tendon, fix- an augmentation corresponding to the suture techniques
ation tool, and bone. that are in use today, connecting the ruptured tendon
directly to the bone, where it can heal under stress protec-
As an example, we describe the presently used fixation tion by the implant. After healing, the implant functions
technique for the reconstruction of the anterior cruciate as a permanent augmentation, which is favorable consid-
ligament (ACL) of the knee using a Trevira ligament [75]. ering that the tendon heals with scar formation from tis-
Note that such a ligament is unsuitable for the application sue less mechanically stable than the original tendon.
of adhesive techniques since it consists of many very thin
threads, difficult to prepare for adherence because highly Another application concerns patients with defects in the
viscous adhesives like PMMAs and their modifications are rotator cuff due to degeneration and old rupture. Today,
not able to penetrate threads. For analogous reasons this defect can only be corrected by extensive plastic meth-
plasma treatment is also difficult. The ligament is first ods, transposing autogenous tendon material from other
fixed at the femur. After turning back the windings outside sites [76–78]. Even if – due to biological reasons – a
the over-the-top passage, the ligament is laid flat on the replacement cannot restore function in all cases, it is to be
femur. The femur is marked and a staple is driven in to fix expected that using the novel implant in these situations
the ligament. The end of the ligament is cut until nearly 2 will reduce pain by restoring the joint anatomy [79,80].
cm and placed under the muscles. The final fixation of the Technically, in these cases it will be necessary to bridge the
ligament takes place with a second staple after marking defect by up to three implants, depending on the size of
the tibial cortex. The end of the ligament is also cut to the defect, in order to get a good distribution of forces.
almost 2 cm and placed carefully and flatly under the pes Additionally, it will be necessary to enhance the forma-
anserius. tion of connective tissue between the implant cords to
restore the cuff as a barrier between joint and bursa in
In the long term, the majority of ligament prostheses order to avoid irritation. This can be accomplished either
result in insufficient fixation strength, demonstrating their by local tissue or by additional resorbable implants.
deficient anchorage to the bone. The low fixation
strength, corresponding to fixation failure at forces of
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16
14
12
Bond strength/MPa
10
0
0d 30d 90d 150d
without plasma treatment with plasma treatment
Figure
Bond strengths
13 between PVDF surfaces
Bond strengths between PVDF surfaces. Adhesive: self curing
BisGMA. Several kinds of surface treatment (sandblasting and
O2-plasma vs. solely sandblasting) without/with hydrolytic
load (30 ... 150 days (d) in demineralized water, 37°C).
situ
Overall
Figure 12
view of the proposed shoulder fixation element in
Overall view of the proposed shoulder fixation element in
situ. Banjo bolt with alloplastic PVDF tendon adhesively
inserted. Fig. 12 depicts an overall view of the presently proposed
prosthesis as an example. The fixation element [34] con-
sists of a banjo bolt (thread M4...M6 or hollow tapping
screw), the alloplastic PVDF tendon axially inserted. The
screw has been machined out of titanium or a suitable
The alloplastic tendons presently being investigated were titanium alloy (TiAl6V4, e.g.). The inner walls of the screw
braided out of polyvinylidenefluoride (PVDF: common have been PVD layered with a silicon monoxide coating,
brand names: Floraflon, Kynar, Solef). PVDF is a semi- silanized, and finally layered with a very thin film of
crystalline, semi-opaque and white, engineered thermo- PMMA/BisGMA coating, which due to its low viscosity in
plastic that is melt processable. PVDF has good tempera- the unpolymerized state and its hydrophobicity has per-
ture characteristics, and good resistance to general fect wetting properties on a surface enriched by silicate.
chemicals, (though not as good as PTFE's), abrasion, and The PVDF tendon consisting of 8 slackly plaited strands
radiation. It is somewhat stiffer and stronger than most (36 threads bundled into a strand) has been plasma
(being melt-processable) fluoropolymers, which facili- treated and fixed inside the coated banjo bolt by a
tates adhesive techniques for threads. The elongation at BisGMA adhesive, the viscosity of which is adjusted such
break is 50%, the tensile modulus 1 to3 GPa, the density that it can wet each strand or even each thread when the
1.76 g/cm3 and it has a highly dipolar molecule. PVDF adhesive is applied under pressure. The adhesively assem-
radiation resistance (beta, gamma) is good, and therefore bled fixation element (screw and tendon) is allowed to
it may be sterilized by beta-radiation, as is standard for cure overnight.
many orthopedic devices. The desired form is known as
the β phase or Form I, in which the predominantly "head Fig. 13 depicts the bond strengths achievable on PVDF
to tail" polymer chains have an all-trans extended planar samples (cylinders of 6 mm diameter, flat fore-parts in
zig-zag form, with the dipoles of adjacent chains parallel pairs adhered together after conditioning by different
to one another. This pattern is formed from the more plasma treatments).
common α phase (Form II) by mechanical deformation
followed by electrical polarization in a very high electrical For clinical application as replacement or augmentation
field. In practice, both uniaxial and biaxial mechanical of the natural tendon, first a hole in the bone is drilled at
orientations are used. Applications of PVDF include pipes the site marked on the humeral head for tendon reattach-
and fittings, bearings, linings, and vessels (all especially ment. The bolt implant is then screwed into the hole so
for the chemical processing industry), wire insulation and that the top of the implant is at or slightly above the bone
piezo-electric devices. In medical applications, PVDF has surface. The implant must not protrude too much from
been in use as a suture material for years.
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160
450
400
350
tendon tensile strength/N
120
250
200
80
150
100
50
40
0 1,0E+05 1,0E+06 1,0E+07
without silica treatment with silica treatment
number of cycles
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several days or weeks. A graph of the maximum stress 6. Jasty M, Maloney WJ, Bragdon CR, O'Connor DO, Haire T and Harris
WH: The initiation of failure in cemented femoral compo-
force, F, in newtons (N) vs. cycles to failure (S-N curves) is nents of hip arthroplasties. J Bone Joint Surg (Br) 1991, 73:551-558.
plotted. By successively lowering the maximum stress, 7. Müller K: Mechanische Eigenschaften nicht modifizierter
specimens fatigue-tested without rupture are determined. Knochenzemente auf PMMA-Basis. In: Knochenzement – Werkst-
off, klinische Erfahrungen, Weiterentwicklungen Edited by: Willert HG,
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thus be determined. This procedure provides important 8. Anthony PP, Gie GA, Ling RSM and Howie CR: Localised endosteal
guidelines for the maximum serving stress that the artifi- bone lysis in relation to the femoral components of
cemented total hip arthroplasties. J Bone Joint Surg 1990,
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withstand (Fig. 15). 9. Marx R and Fischer H: Werkstück und Verfahren zum Herstel-
len und zum Verwerten des Werkstückes. 1999, DE Patent
19937864 C2:.
Conclusions 10. Verdonschot N and Huiskes HWJ: Cement Debonding Process
When inserting a prosthesis into the human body, not of Total Hip Arthroplasty Stems. Clin Orthop Rel Res 1997,
336:297-307.
only one but several material classes are involved. Up to 11. Crowninshield RD and Tolbert JR: Cement strain measurement
now, clamping and screwing of the structural parts of a surrounding loose and well-fixed femoral component stems.
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RM conceived in the study, participated in the design of 17. Ohashi KL, Yerby SA and Dauskardt RH: Effects of a silane adhe-
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ical part of the work. All authors read and approved the Orlando, Orthopaedic Research Society 2000.
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