Leader's Reference Guide
Leader's Reference Guide
Leader’s
Reference guide
INTRODUCTION.........................................................................1
WT ORIGINS.................................................................................2
EXPECTED OUTCOMES..............................................................3
SCIENTIFIC FOUNDATION........................................................4
TOUGHNESS VS RESILIENCE.....................................................5
WARRIOR MINDSET.............................................................13-17
CHARACTER.........................................................................18-22
GLOSSARY.............................................................................30-37
What is Warrior Toughness?
Warrior Toughness is an evidence-based, holistic initiative that
strengthens the spiritual, mental, and physical toughness of our
Sailors. It consists of performance psychology skills, mindfulness,
character development, and a Warrior Mindset developed by Navy
SEALs. The trained warrior will keep fighting after taking a hit,
perform under pressure, and excel in the daily grind.
1
Imagine if the Navy expected excellent performance on PRTs
without doing any physical training. Imagine if we expected to
execute our missions relying only on OJT. This has been how we
have been approaching toughness in our Sailors – hoping they
happen to form it along the way with no standardized training.
Following recommendations from a 2017 review of “Street to
Fleet” training conducted at Recruit Training Command (RTC),
a program to inculcate the CNO’s core competency of ‘toughness’
was instituted at the Navy’s only boot camp. RTC developed
and implemented an evidence-based pilot program to assess the
applicability and effectiveness of several approaches aimed at
improving the mental, spiritual, and physical toughness of recruits
and staff. This program was implemented throughout RTC for all
recruits and Recruit Division Commanders in October 2018.
2
Warrior Toughness is focused on enhancing the performance
of Sailors in everything they do. We expect Sailors to be able
to perform under pressure in a variety of settings from high-
pressure crisis situations to the more mundane grind of sustained
operations. The Navy trains Sailors to achieve and maintain high
standards to be ready for decisive operations and combat; Warrior
Toughness complements technical training to achieve this goal.
Toughness is not simply physical and mental, but also spiritual. For
Sailors to fight and win America’s wars and uphold our standing
internationally, they have to have moral and ethical strength to live
out our core values and attributes.
3
To build this program, we conducted an extensive review of what
has been done and what worked. We looked at mental toughness
research on many different elite performing organizations and
individuals. Consulting partners for the applied psychological
exercises include sports psychologists, the Consortium for Health
and Military Performance (CHAMP) - a DoD Center of Excellence
Human Performance Resource Center (HPRC), and Naval
Special Warfare (NSW). Research studies produced by the Naval
Postgraduate School (NPS) and the RAND foundation are the basis
for our character development.
4
When we hear “toughness”, many think of “resilience.” We want
to distinguish these terms because they are often confused and
are actually two different concepts. Resilience (and resilience
programs) focus on prevention of negative outcomes and
recovery after a critical event. Toughness focuses on performance
enhancement and character development before the critical event
occurs. Essentially it is not enough to bounce back from bad things
that happen to us; we need to be ready and capable before adversity
strikes.
5
The way we build toughness is through the Warrior Mindset. It
is an unending cycle that when completed repeatedly, builds and
sustains toughness while progressing toward peak performance.
Execution is where we
demonstrate peak performance,
including a mindful response
instead of an emotional reaction
and ensuring our actions align
with our commitments.
Reflection occurs at the
organizational and individual
level, gleaning information to
fuel our Commitment, thus
creating a continuous cycle of
building and sustaining toughness
while progressing toward peak
performance.
6
Character is developed by strengthening the soul. Our soul is our
identity, it is the essence who we are. The soul is what gives that
motivation and determination necessary to maintain faithfulness to
one’s commitments, beliefs, and values in the face of adversity and
the daily grind. Character is simply a manifestation of the soul. The
result will be Sailors with a “fighting spirit” living out character to
execute for that which they fight.
Toughness – The core of toughness is a Sailor with a “fighting
spirit.” They know who they are, what they are fighting for,
what they believe/value, and why they do what they do. This
understanding of one’s self is the foundation of spiritual toughness
fueling the drive to be physically and mentally tough.
7
Initiative – Tough Sailors take ownership, act and lead within the
limit of their authority, and capture and implement new ideas.
8
Taking a holistic approach to toughness includes using mental
tools to be able to perform at your best, responding (instead of
reacting) to an unforeseen obstacle, and excelling in your everyday
life. The science behind accomplishing this is called performance
psychology. A wealth of evidence demonstrates the benefits of
mindfulness and performance psychology for emotion regulation
and performance.
9
The applied exercises portion of WT was tested through a series
of institutional review board (IRB)-approved research studies
(currently pending publication). Across all studies, applied
exercises led to an increase in “on-time” graduation rates with the
recruits’ first assigned division. This equates to decreased time-to
train and associated training/personnel costs. Applied exercises also
led to improved performance on baseline PFA, swim qualification,
and inspections, although this result was not as consistent as the
graduation result.
10
It is vital that Warrior Toughness training is inculcated into the
culture of how we train and prepare our Sailors. During formal
training, find opportunities when increased focus, confidence, and
ethical decision making are necessary. These are the natural entry
points to reinforce applying the concepts learned in boot camp.
In informal training and mentorship, help Sailors identify their
Warrior Philosophy – what they are committed to, and how they
are preparing their mind, body, and soul to win the next fight.
When addressing the entire command, Wardroom, or Chiefs Mess,
these talking points can help build WT into the culture of your
command:
11
→Recalibrating does NOT require you to stop what you are
doing. You should practice the slow, controlled breathing technique
often enough so that in a high pressure situations you can slow your
breathing via muscle memory without much effort or stopping.
12
As active-duty Sailors, we are all considered warfighters to
varying degrees because we serve in the US military. The Warrior
Mindset conveys to each individual Sailor that being a “warrior”
is possessing the mentality of pressing forward into the fight, the
willingness to endure adversity, and transcends a job title or rate
within the U.S. Navy.
13
Commitment
Commitment enables the Sailor to persevere through hardship
and overcome challenges. The deeper the level of commitment,
the more adversity you are able to endure. We want each Sailor to
understand what commitment is and ensure that theirs is strong
enough to carry them through hardship and the daily grind.
14
Preparation
To perform to a high standard of excellence, Sailors must
adequately prepare mind, body, and soul for both the known
challenges and lay the foundation needed for the unknown
challenges of serving in the U.S. Navy. We do not rise to the
occasion but fall to the level of our preparation.
15
Execution
This is where our commitment, training, and preparation are
ultimately tested, as individuals and as a Navy.
16
Reflection
Disciplined and professional post-event procedures to debrief
success and failure aid in learning valuable lessons to improve
performance.
17
The Navy Core Values are rooted in sound character. A person of
sound character will exemplify the Core Values of Honor, Courage
and Commitment in every aspect of their professional and personal
life. Because Sailors have had varying degrees of character modeled
to them prior to the Navy, it is vitally important that commands
promote a culture and climate that develops the same standards of
character for each and every Sailor.
Through the soul we produce the conviction that drives our actions.
We must intentionally develop a personal philosophy based on
personal values that are consistent and aligned with our Navy
Core Values. We exercise and strengthen those values by putting
them into practice daily through our decisions and actions. These
“reps and sets” for the soul strengthen the core of who we are and
help us define for ourselves the “why” for what we do. Developing
and strengthening personal and professional connections will
strengthen our values and resolve.
18
Toughness
As a component of character, toughness enables Sailors to:
- Take a hit and keep going
- Perform under pressure
- Excel in the day-to-day grind
19
Initiative
As a component of character, proper initiative enables Sailors to
accomplish what needs to be done, even in the absence of direct
orders.
20
Integrity
As a component of character, integrity enables Sailors to do what is
right even when no one is looking.
21
Accountability
As a component of character, accountability enables Sailors to take
responsibility for the commitments they have made.
22
To realize the full potential of the Performance Psychology techniques
introduced in Warrior Toughness, regular practice with the command
leadership and crew must occur. These techniques are generally most effectively
utilized when paired to challenging duties that require our highest concentration
and effort.
Every command has different duties that are considered high stress, with
high stakes. In this document, “high stress duties” include those in which any
sub-optimal or poor performance has serious consequences for ourselves,
our shipmates, our allies and the overall mission. For example, in a medical
treatment facility, conducting surgery or triaging a mass casualty event would be
considered high stress. Aboard an aircraft carrier it could be doing an underway
replenishment or conducting flight operations in poor weather. For those
deployed in non-permissive shore locations, it could be anytime leaving the wire.
At a training command, it could be taking examinations. For everyone in the
Navy, this includes briefings with leadership and earning qualifications, where
attention and confidence are key. Even the PRT could be considered high stress.
23
Recalibrate
A slow breathing technique, meant to help “center” mentally to
improve focus and hence performance on a task. Research shows
it lowers heart rate and influences brain activity to bring about a
feeling of being calm but alert.
24
Mindfulness Exercises, such as PMR and Body Scan
Mindfulness Exercises, such as Progressive Muscle Relaxation
(PMR) and Body Scan are meant to train the person to focus their
attention on the “here and now”, to reduce “mind wandering” while
also building mind/body awareness. Research shows that regularly
practicing these exercises, approximately 45 minutes per week, can
enhance the functioning of the frontal cortex of the brain.
25
Self-Talk and Performance Statements (PSs)
Self-talk is the near constant narrative that occurs inside our
minds. However, sometimes self-talk is unfocused or negative.
Performance Statements (PSs) are words we say to ourselves to help
us stay focused and perform our best. They are most effective when
brief, instructive, realistic, and motivational.
26
Mental Rehearsal (MR)
A mental exercise where the person imagines successfully doing a
high stress task step-by-step. A strong Mental Rehearsal is vivid,
involving all the senses (as realistic as possible), and controlled,
where each action, no matter how difficult, is completed
sequentially and successfully.
27
Goal Setting (GS)
Specific and measurable outcome and process goals are better at
improving performance for high stress duties than vague goals or
not having goals at all.
28
Energy Management (EM)
The “right amount” of energy, or stress response, is required
to perform optimally. If we are feeling too “flat” we may be too
lackadaisical to give a strong performance. If we are too “stressed”
then our excited/nervous energy may cause us to rush or burnout,
and make basic mistakes.
29
Warrior Toughness: The warfighter who stands at the intersection of
strong body, mind and soul is the Tough Warrior. They, the trained
warrior, have the toughness to thrive in all challenges of military
service, whether those challenges are abroad or at home. The
trained warrior is tough enough to excel in the daily grind, keeps
fighting after taking a hit, and performs under pressure.
Amygdala: The two small areas on both sides of the brain that are
responsible for detecting threats and initiating the reactions in our
body commonly known as the “fight/flight/freeze” response.
30
Character: Character is the adherence to the Navy Core Values and
is demonstrated by the Navy Core Attributes. We know that a Sailor
is a person of character because they act in ways consistent with our
core attributes of toughness, integrity, initiative and accountability.
The Navy cannot open your heart to see your character, but the
Navy can see how you demonstrate your character.
31
Execution: The third step of the Warrior Mindset. This phase is
where we demonstrate peak performance, built on the previous
steps of Commitment and Preparation. Proper execution includes
a mindful response instead of an emotional reaction. We must
maintain our situational awareness, agility, and focus on the task
without losing control. We ensure our actions align with our
commitments.
32
Integrity: Our conduct must always be upright and honorable. Our
behaviors as individuals, as teams, and as an organization must
align with our values as a profession. We will actively strengthen
our resolve to act consistently with our values.
33
Mindfulness Exercises: A specific activity that can build mindfulness.
If mindfulness is like strength or speed, mindfulness exercises
are like running or going to the gym. Completing a mindfulness
exercise typically means sitting still, noticing the present moment,
and coming back, over and over again, despite getting distracted. It
can also mean paying attention while eating, or walking, or falling
asleep. Research shows mindfulness exercises increase one’s ability
to focus and strengthens the frontal cortex.
34
Preparation: The second step in the Warrior Mindset. Preparation
and training should be rigorous enough to fall back on during
combat or high-stakes situations. It also must be holistic
preparation: body (physical fitness, realistic training scenarios),
mind (performance psychology, mindfulness), and soul (personal
philosophy, personal connections). “We never rise to the occasion,
but fail to the level of our training.”
35
Reflection: The final step in the Warrior Mindset. Reflection
occurs at the organizational level (AARs, lessons learned, etc.) and
individual level. At both levels it is vital that both successes and
mistakes are not dwelled upon, but acknowledged. Information
gleaned from this step feeds back into the first step - commitment -
thus creating a cycle.
36
Spiritual Toughness: Knowing who you are, what you believe,
and why you do what you do is foundational to being spiritually
tough. This understanding of one’s self is the strength and depth of
character that gives the motivation and determination necessary to
maintain faithfulness to one’s commitments, beliefs, and values in
the face of adversity and in the daily grind. Spiritual toughness is
a product of reflection, awareness, and commitment to something
greater than one’s self propelling them to prepare and execute with
conviction.
37